DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••• H•••
Legal name G•••••• H••• L•
Latest filing Apr 7, 2026
First filing on the tape Jun 28, 2019 · 12 filings
SEC status approved since Jul 29, 2019
RAUM
$899M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$899M as of Apr 7, 2026
Mar 26, 2020$292M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 7, 2026
Mar 26, 20200 then
Employees (5.A)13 as of Apr 7, 2026
Mar 26, 202014 then
Private funds3 as of Apr 7, 2026
Mar 26, 20201 then
RAUM +6.6% over the last fiscal year+15% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Apr 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $300MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$899M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••••• H••• F••• V••• L••• | Private Equity Fund | $407M | 42 | Nov 8, 2018 |
| G•••••• H••• F••• V•••• L••• | Private Equity Fund | $397M | 40 | Mar 30, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B••••• J••••• T••••••• · Partnercontrolsince 03/2011 · owns 10% to 25%
- C••••••• C•••••••• M•••••• · Partnercontrolsince 08/2013 · owns 10% to 25%
- H••••••••• G••••• N•••••• · Treasurer / Chief Compliance Officercontrolsince 03/2011 · owns less than 5%
- H•••••• J•••••• M•••••• · Partner / Chief Executive Officercontrolsince 03/2011 · owns 10% to 25%
- H•••• D•••••• J••• · Chief Financial Officercontrolsince 10/2019 · owns less than 5%
- S•••••• P••••• J••• · Partnercontrolsince 01/2015 · owns less than 5%
- T•••••••• A•••••• M• · Partnercontrolsince 01/2024 · owns 10% to 25%
- B••••• J••••• T••••••• · Member / Managercontrolsince 03/2018 · owns 25% to 50% of G•••••• H••• L••
- C••••••• C•••••••• M•••••• · Member / Managercontrolsince 03/2018 · owns 25% to 50% of G•••••• H••• L••
- H•••••• J•••••• M•••••• · Member / Managercontrolsince 03/2018 · owns 25% to 50% of G•••••• H••• L••
- T•••••••• A•••••• M• · Member/Managercontrolsince 01/2024 · owns 25% to 50% of G•••••• H••• L••
Entity owners
- G•••••• H••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- G•••••• H••• G• V•••• L•••pooled vehicle sponsorn
- G•••••• H••• G•• L••pooled vehicle sponsorn
- G•••••• H••• U•• V•••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Cincinnati, OH1 employees
What changed
consecutive filings, newest first
- Advisory employees · 12 to 11Apr 14, 2025 to Mar 25, 2026
- Employees · 14 to 13Apr 14, 2025 to Mar 25, 2026
- Other offices · 1 to 0Apr 14, 2025 to Mar 25, 2026
- Discretionary RAUM · $843M to $899MApr 14, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $843M to $899MApr 14, 2025 to Mar 25, 2026
- RAUM · $843M to $899MApr 14, 2025 to Mar 25, 2026
- Accounts · 2 to 3Mar 29, 2024 to Apr 14, 2025
- Advisory employees · 10 to 12Mar 29, 2024 to Apr 14, 2025
- Pooled vehicle clients · 2 to 3Mar 29, 2024 to Apr 14, 2025
- Custody of client assets · true to falseMar 29, 2024 to Apr 14, 2025
- Employees · 13 to 14Mar 29, 2024 to Apr 14, 2025
- Financial planning clients · unset to Mar 29, 2024 to Apr 14, 2025
- Private funds · 2 to 3Mar 29, 2024 to Apr 14, 2025
- Discretionary RAUM · $804M to $843MMar 29, 2024 to Apr 14, 2025
- Pooled vehicle RAUM · $804M to $843MMar 29, 2024 to Apr 14, 2025
- RAUM · $804M to $843MMar 29, 2024 to Apr 14, 2025
- Discretionary RAUM · $586M to $804MApr 25, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $586M to $804MApr 25, 2023 to Mar 29, 2024
- RAUM · $586M to $804MApr 25, 2023 to Mar 29, 2024
- Accounts · 1 to 2Mar 31, 2022 to Mar 30, 2023
- Pooled vehicle clients · 1 to 2Mar 31, 2022 to Mar 30, 2023
- Private funds · 1 to 2Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $317M to $586MMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $317M to $586MMar 31, 2022 to Mar 30, 2023
- RAUM · $317M to $586MMar 31, 2022 to Mar 30, 2023
- Advisory employees · 9 to 10Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $326M to $317MMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $326M to $317MMar 30, 2021 to Mar 30, 2022
- RAUM · $326M to $317MMar 30, 2021 to Mar 30, 2022
- Advisory employees · 10 to 9May 4, 2020 to Mar 30, 2021
- Employees · 14 to 13May 4, 2020 to Mar 30, 2021
- Discretionary RAUM · $292M to $326MMay 4, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $292M to $326MMay 4, 2020 to Mar 30, 2021
- RAUM · $292M to $326MMay 4, 2020 to Mar 30, 2021
- Advisory employees · 8 to 10Jun 28, 2019 to Mar 26, 2020
- Assets in custody · $24.1M to $0Jun 28, 2019 to Mar 26, 2020
- Employees · 11 to 14Jun 28, 2019 to Mar 26, 2020
- Private funds · 2 to 1Jun 28, 2019 to Mar 26, 2020
- Discretionary RAUM · $178M to $292MJun 28, 2019 to Mar 26, 2020
- Pooled vehicle RAUM · $178M to $292MJun 28, 2019 to Mar 26, 2020
Signals
7 dated events
- G•••••• H••• reported RAUM $803.8M, up 37% from $585.9M (2023-04-25 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- M Andrew Tomashek (Partner) appeared on Schedule A of G•••••• H•••Mar 29, 2024 · Control person joined · fact
- G•••••• H••• reported RAUM $585.9M, up 85% from $316.8M (2022-03-31 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Daniel Timothy Johnson (Partner) no longer on Schedule A of G•••••• H••• (listed 2021-03-30, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- G•••••• H••• reported RAUM $291.7M, up 64% from $177.9M (2019-06-28 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- John Darren Herz (Chief Financial Officer) appeared on Schedule A of G•••••• H•••Mar 26, 2020 · Control person joined · fact
- G•••••• H••• filed its initial SEC registration (Form ADV)Jun 28, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- G•••••• H••• · Independent Sponsorsshared crd · capital_provider
- G•••••• H••• · Private Equityshared crd · organization
- G•••••• H••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- g•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 612-338-5912reportedpublic record, Form ADV, Apr 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026