DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••• O••••••••• L•
Latest filing Jun 5, 2026
First filing on the tape Jun 26, 2019 · 23 filings
SEC status approved since Jul 26, 2019
RAUM
$12B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
61
13 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
8
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$12B as of Jun 5, 2026
Mar 30, 2020$809M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 5, 2026
Mar 30, 20200 then
Employees (5.A)61 as of Jun 5, 2026
Mar 30, 202010 then
Private funds8 as of Jun 5, 2026
Mar 30, 20201 then
RAUM -6.3% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.5BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$12B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••••• F••• L• | Hedge Fund | $7.3B | 116 | Oct 29, 2018 |
| P••••••• O•• L• | Private Equity Fund | $2.8B | 136 | Mar 30, 2022 |
| P••••••• O•• ••• F••••• L• | Private Equity Fund | $1.2B | 40 | Mar 30, 2022 |
| P••••••• O•• ••••••• F••••• L• | Private Equity Fund | $537M | 27 | Mar 30, 2022 |
| P••••••• G•••• F•••••••• L• | Private Equity Fund | $1.9M | 2 | Mar 30, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B••••• K••••••• E•••• · Chief Legal Officercontrolsince 06/2022 · owns less than 5%
- E•••••• F••••••••• E••••• · General Partnercontrolsince 08/2018 · owns less than 5%
- H••••• M••••••• K•••••• · Limited Partner And Managing Partnercontrolsince 08/2018 · owns 50% to 75%
- P••••••• A••••• S••••••••• · Chief Operating Officer And Managing Partner And Interim Chief Financial Officercontrolsince 09/2023 · owns less than 5%
- P••••••••• A••••••••• N•• · Chief Compliance Officercontrolsince 12/2022 · owns less than 5%
- E•••••• F••••••••• E••••• · Trusteecontrolsince 09/2014 · owns F of F•••••••• E••••• E••••• I•• L••••• T••••
- H••••• M••••••• K•••••• · Managing Membercontrolsince 08/2018 · owns 50% to 75% of P••••••• O••••••••• G• L••
Entity owners
- F• M••••••••• L• · Limited Partnerdirect · owns 25% to 50%
- P••••••• O••••••••• G• L•• · General Partnerdirect · owns less than 5%
- F• M••••••••• I••• · General Partnerindirect · owns F of F• M••••••••• L•
- F• M••••••••• L• · Managing Memberindirect · owns 50% to 75% of P••••••• O••••••••• G• L••
- F•••••••• E••••• E••••• I•• L••••• T•••• · Limited Partnerindirect · owns 75% or more of F• M••••••••• L•
Related persons
Schedule D 7.A
- P••••••• F••• G• L••bankpooled vehicle sponsorn
- P••••••• G•••• F•••••••• G• L••bankpooled vehicle sponsorn
- P••••••• O•• G• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Washington, DC
What changed
consecutive filings, newest first
- Advisory employees · 14 to 13Apr 21, 2025 to Mar 31, 2026
- Employees · 63 to 61Apr 21, 2025 to Mar 31, 2026
- Discretionary RAUM · $13B to $12BApr 21, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $13B to $12BApr 21, 2025 to Mar 31, 2026
- RAUM · $13B to $12BApr 21, 2025 to Mar 31, 2026
- Accounts · 5 to 8Feb 25, 2025 to Apr 21, 2025
- Advisory employees · 13 to 14Feb 25, 2025 to Apr 21, 2025
- Pooled vehicle clients · 5 to 8Feb 25, 2025 to Apr 21, 2025
- Employees · 59 to 63Feb 25, 2025 to Apr 21, 2025
- Financial planning clients · unset to Feb 25, 2025 to Apr 21, 2025
- Other offices · 1 to 2Feb 25, 2025 to Apr 21, 2025
- Private funds · 5 to 8Feb 25, 2025 to Apr 21, 2025
- Discretionary RAUM · $10B to $13BFeb 25, 2025 to Apr 21, 2025
- Pooled vehicle RAUM · $10B to $13BFeb 25, 2025 to Apr 21, 2025
- RAUM · $10B to $13BFeb 25, 2025 to Apr 21, 2025
- Related adviser · false to trueFeb 25, 2025 to Apr 21, 2025
- Discretionary RAUM · $10B to $10BMar 28, 2024 to Apr 25, 2024
- Pooled vehicle RAUM · $10B to $10BMar 28, 2024 to Apr 25, 2024
- RAUM · $10B to $10BMar 28, 2024 to Apr 25, 2024
- Advisory employees · 14 to 13Sep 29, 2023 to Mar 28, 2024
- Custody of client assets · true to falseSep 29, 2023 to Mar 28, 2024
- Employees · 73 to 59Sep 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $8.7B to $10BSep 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $8.7B to $10BSep 29, 2023 to Mar 28, 2024
- RAUM · $8.7B to $10BSep 29, 2023 to Mar 28, 2024
- Advisory employees · 13 to 14Jan 13, 2023 to Mar 30, 2023
- Employees · 36 to 73Jan 13, 2023 to Mar 30, 2023
- Discretionary RAUM · $13B to $8.7BJan 13, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $13B to $8.7BJan 13, 2023 to Mar 30, 2023
- RAUM · $13B to $8.7BJan 13, 2023 to Mar 30, 2023
- Other offices · 0 to 1Mar 30, 2022 to Jan 11, 2023
- Accounts · 1 to 5Feb 1, 2022 to Mar 30, 2022
- Advisory employees · 7 to 13Feb 1, 2022 to Mar 30, 2022
- Pooled vehicle clients · 1 to 5Feb 1, 2022 to Mar 30, 2022
- Employees · 17 to 36Feb 1, 2022 to Mar 30, 2022
- Private funds · 1 to 5Feb 1, 2022 to Mar 30, 2022
- Discretionary RAUM · $3.0B to $13BFeb 1, 2022 to Mar 30, 2022
- Pooled vehicle RAUM · $3.0B to $13BFeb 1, 2022 to Mar 30, 2022
- RAUM · $3.0B to $13BFeb 1, 2022 to Mar 30, 2022
- Advisory employees · 5 to 7Dec 17, 2020 to Mar 31, 2021
Signals
14 dated events
- P••••••• O••••••••• L• reported RAUM $12.7B, up 26% from $10.1B (2025-02-25 to 2025-04-21)Apr 21, 2025 · RAUM change · derived
- Nmn Reena Jashnani-Slusarz (General Counsel) no longer on Schedule A of P••••••• O••••••••• L• (listed 2023-03-30, absent 2023-09-29)Sep 29, 2023 · Control person left · inference
- Tovin Nathan Apsel (Chief Financial Officer) no longer on Schedule A of P••••••• O••••••••• L• (listed 2023-03-30, absent 2023-09-29)Sep 29, 2023 · Control person left · inference
- P••••••• O••••••••• L• reported RAUM $8.7B, down 34% from $13.2B (2023-01-13 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Alexandru Popescu-Negoesti (Chief Compliance Officer) appeared on Schedule A of P••••••• O••••••••• L•Jan 11, 2023 · Control person joined · fact
- Kathryn Biber (Chief Legal Officer) appeared on Schedule A of P••••••• O••••••••• L•Jan 11, 2023 · Control person joined · fact
- P••••••• O••••••••• L• reported RAUM $13.2B, up 343% from $3.0B (2022-02-01 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Tovin Nathan Apsel (Chief Financial Officer) appeared on Schedule A of P••••••• O••••••••• L•Mar 30, 2022 · Control person joined · fact
- Peter Gus Coldebella (General Counsel And Chief Compliance Officer) no longer on Schedule A of P••••••• O••••••••• L• (listed 2021-03-31, absent 2021-06-11)Jun 11, 2021 · Control person left · inference
- Reena Jashnani-Slusarz (General Counsel And Chief Compliance Officer) appeared on Schedule A of P••••••• O••••••••• L•Jun 11, 2021 · Control person joined · fact
- P••••••• O••••••••• L• reported RAUM $3.0B, up 268% from $809.3M (2020-12-17 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Peter Gus Coldebella (General Counsel And Chief Compliance Officer) appeared on Schedule A of P••••••• O••••••••• L•Sep 15, 2020 · Control person joined · fact
- P••••••• O••••••••• L• reported RAUM $809.3M, up 93% from $419.7M (2019-12-16 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- P••••••• O••••••••• L• filed its initial SEC registration (Form ADV)Jun 26, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P••••••• O••••••••• L• · Independent Sponsorsshared crd · capital_provider
- P••••••• O••••••••• L• · Private Equityshared crd · organization
- P••••••• O••••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/paradigm-xyzreportedpublic record, Form ADV, Sep 19, 2026
- Website
- p•••••••.xyzreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 415-830-5750reportedpublic record, Form ADV, Jun 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026