DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••• I••••••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Dec 13, 2018 · 16 filings
SEC status approved since Jan 28, 2019
RAUM
$5.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
91
88 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
3
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$5.7B as of Mar 31, 2026
Mar 31, 2019$7.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20190 then
Employees (5.A)91 as of Mar 31, 2026
Mar 31, 201972 then
Private funds3 as of Mar 31, 2026
Mar 31, 20191 then
RAUM +4.5% over the last fiscal year-1.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $709MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••• G••••• A•• I•••••• L•••no longer reported | Real Estate Fund | $1.6B | 120 | Dec 13, 2018 |
| C••••••• E••••••• V•••• F••• V•• L••• | Real Estate Fund | $1.4B | 293 | Mar 31, 2023 |
| C••••••• E••••••• V•••• F••• V• L••• | Real Estate Fund | $573M | 195 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• M••••••• E••••• · Ciocontrolsince 11/2018 · owns less than 5%
- D••••••••• S•••••• J••• · Ceocontrolsince 11/2018 · owns less than 5%
- D••••••• D••••• M••••• · Cfocontrolsince 11/2018 · owns less than 5%
- K•••• J••••• B•••• · President Of Investment Managementcontrolsince 01/2022 · owns less than 5%
- M••• C••••• B•••••• · General Counselcontrolsince 11/2018 · owns less than 5%
- S••••• L••••••• H•••••• · Chief Compliance Officercontrolsince 05/2024 · owns less than 5%
- S•••••• E•••••• S•••• · Senior Managing Partner, Head Of Client Relations & Capital Marketscontrolsince 08/2014 · owns less than 5%
- D••••••••• S•••••• J••• · Managercontrolsince 10/2014 · owns F of C••••••• H•••••••• L••
- D••••••••• S•••••• J••• · Managercontrolsince 12/2019 · owns F of C•••• C••••••••• H•••••••• L••
- E••••• M•••••••• C•••••• · Trusteecontrolsince 09/2016 · owns F of T•• K•••••• T••••
- G•••••• C••••••••• T••• · Trusteecontrolsince 02/2013 · owns F of T•• K•••••• T••••
- M••• C••••• B•••••• · Trusteecontrolsince 08/2018 · owns F of T•• K•••••• T••••
Entity owners
- C••••••• H•••••••• L•• · Manager, Sole Memberdirect · owns 75% or more
- C•••• C••••••••• H•••••••• L•• · Memberindirect · owns 25% to 50% of C••••••• H•••••••• L••
- C••••••• A••••••••• L•• · Memberindirect · owns 25% to 50% of C•••• C••••••••• H•••••••• L••
- T•• K•••••• T•••• · Memberindirect · owns 50% to 75% of C••••••• H•••••••• L••
Related persons
Schedule D 7.A
- A••••• I•••••••• C••••••• I•••real estaten
- C••••••• E••••••• V•••• F••• V• G•• L••pooled vehicle sponsorn
- C••••••• E••••••• V•••• F••• V• G•• L••pooled vehicle sponsorn
- C••••••• G••••• A•• I••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Addison, TX14 employees
- Orlando, FL9 employees
- Phoenix, AZ6 employees
- Charlotte, NC6 employees
- Denver, CO5 employees
- Houston, TX5 employees
- Greenwich, CT3 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +3.0% (487 comparable advisers, 94.0th percentile of changes)peers: asset managers, $5B to $20B (487) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 6 to 8Jan 23, 2026 to Mar 31, 2026
- Advisory employees · 83 to 88Jan 23, 2026 to Mar 31, 2026
- Pooled vehicle clients · 6 to 8Jan 23, 2026 to Mar 31, 2026
- Employees · 86 to 91Jan 23, 2026 to Mar 31, 2026
- Private funds · 2 to 3Jan 23, 2026 to Mar 31, 2026
- Discretionary RAUM · $5.4B to $5.7BJan 23, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $5.4B to $5.7BJan 23, 2026 to Mar 31, 2026
- RAUM · $5.4B to $5.7BJan 23, 2026 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jun 2, 2025
- Advisory employees · 123 to 83May 21, 2024 to Mar 31, 2025
- Employees · 127 to 86May 21, 2024 to Mar 31, 2025
- Discretionary RAUM · $5.6B to $5.4BMay 21, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $5.6B to $5.4BMay 21, 2024 to Mar 31, 2025
- RAUM · $5.6B to $5.4BMay 21, 2024 to Mar 31, 2025
- Advisory employees · 117 to 123May 11, 2023 to Mar 29, 2024
- Employees · 117 to 127May 11, 2023 to Mar 29, 2024
- Other offices · 6 to 7May 11, 2023 to Mar 29, 2024
- Discretionary RAUM · $6.0B to $5.6BMay 11, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $6.0B to $5.6BMay 11, 2023 to Mar 29, 2024
- RAUM · $6.0B to $5.6BMay 11, 2023 to Mar 29, 2024
- Advisory employees · 111 to 117May 9, 2022 to Mar 31, 2023
- Employees · 111 to 117May 9, 2022 to Mar 31, 2023
- Private funds · 1 to 2May 9, 2022 to Mar 31, 2023
- Discretionary RAUM · $4.7B to $6.0BMay 9, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $4.7B to $6.0BMay 9, 2022 to Mar 31, 2023
- RAUM · $4.7B to $6.0BMay 9, 2022 to Mar 31, 2023
- Accounts · 8 to 6May 25, 2021 to Mar 31, 2022
- Advisory employees · 109 to 111May 25, 2021 to Mar 31, 2022
- Pooled vehicle clients · 8 to 6May 25, 2021 to Mar 31, 2022
- Employees · 109 to 111May 25, 2021 to Mar 31, 2022
- Discretionary RAUM · $2.5B to $4.7BMay 25, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $2.5B to $4.7BMay 25, 2021 to Mar 31, 2022
- RAUM · $2.5B to $4.7BMay 25, 2021 to Mar 31, 2022
- Accounts · 7 to 8Mar 27, 2020 to Mar 31, 2021
- Advisory employees · 65 to 109Mar 27, 2020 to Mar 31, 2021
- Pooled vehicle clients · 7 to 8Mar 27, 2020 to Mar 31, 2021
- Employees · 85 to 109Mar 27, 2020 to Mar 31, 2021
- Discretionary RAUM · $1.3B to $2.5BMar 27, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $1.3B to $2.5BMar 27, 2020 to Mar 31, 2021
- RAUM · $1.3B to $2.5BMar 27, 2020 to Mar 31, 2021
Signals
9 dated events
- Helaine Lindsey Simon (Chief Compliance Officer) appeared on Schedule A of C••••••• I••••••••• M••••••••• L••May 21, 2024 · Control person joined · fact
- C••••••• I••••••••• M••••••••• L•• reported RAUM $6.0B, up 28% from $4.7B (2022-05-09 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Blair Jason Kern (President Of Investment Management) appeared on Schedule A of C••••••• I••••••••• M••••••••• L••Mar 31, 2022 · Control person joined · fact
- C••••••• I••••••••• M••••••••• L•• reported RAUM $4.7B, up 88% from $2.5B (2021-05-25 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- C••••••• I••••••••• M••••••••• L•• reported RAUM $2.5B, up 92% from $1.3B (2020-03-27 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Robert Bruce Cohen (Senior Managing Partner) no longer on Schedule A of C••••••• I••••••••• M••••••••• L•• (listed 2019-06-03, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- Smith Edward Stiker (Senior Managing Partner) appeared on Schedule A of C••••••• I••••••••• M••••••••• L••Mar 27, 2020 · Control person joined · fact
- C••••••• I••••••••• M••••••••• L•• reported RAUM $1.1B, down 85% from $7.3B (2019-03-31 to 2019-06-03)Jun 3, 2019 · RAUM change · derived
- C••••••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Dec 13, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- c•••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-965-3988reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
C••••••• I••••••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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