DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Nov 7, 2019 · 18 filings
SEC status approved since Dec 5, 2019
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
348
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$0 as of Mar 24, 2026
Feb 4, 2020$0 then
HNW client RAUM$0 as of Mar 24, 2026
Mar 31, 2021$950,069 then
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Feb 4, 20202 then
Employees (5.A)348 as of Mar 24, 2026
Feb 4, 20206 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 2 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=96.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• M•••• •••• · Ceocontrolsince 12/2018 · owns less than 5%
- G•••••••• A•••• T••••• · Head Of Investment Products & Gm, Advisorycontrolsince 12/2022 · owns less than 5%
- V•••••• L••••••• R•••• · Ccocontrolsince 09/2024 · owns less than 5%
Entity owners
- A••••••• C•••• · Memberdirect · owns 75% or more
- V•••••• A••••••••• V•••• L••• · Shareholderindirect · owns 25% to 50% of A••••••• C••••
Related persons
Schedule D 7.A
- A••••••• F•••••••• L••broker-dealern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 8 to 5May 20, 2025 to Mar 24, 2026
- BD registered reps · 113 to 96May 20, 2025 to Mar 24, 2026
- Employees · 444 to 348May 20, 2025 to Mar 24, 2026
- Insurance-licensed employees · 2 to 0May 20, 2025 to Mar 24, 2026
- State-registered IARs · 2 to 0May 20, 2025 to Mar 24, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 20, 2025
- Accounts · unset to 0.0Sep 20, 2024 to Mar 31, 2025
- Advisory employees · 3 to 8Sep 20, 2024 to Mar 31, 2025
- BD registered reps · 147 to 113Sep 20, 2024 to Mar 31, 2025
- Employees · 281 to 444Sep 20, 2024 to Mar 31, 2025
- Discretionary RAUM · unset to 0.0Sep 20, 2024 to Mar 31, 2025
- Non-discretionary RAUM · unset to 0.0Sep 20, 2024 to Mar 31, 2025
- RAUM · unset to 0.0Sep 20, 2024 to Mar 31, 2025
- BD registered reps · 71 to 147Feb 8, 2024 to Mar 30, 2024
- Employees · 111 to 281Feb 8, 2024 to Mar 30, 2024
- Insurance-licensed employees · 1 to 2Feb 8, 2024 to Mar 30, 2024
- State-registered IARs · 1 to 2Feb 8, 2024 to Mar 30, 2024
- Advisory employees · 2 to 3Sep 5, 2022 to Mar 31, 2023
- BD registered reps · 72 to 71Sep 5, 2022 to Mar 31, 2023
- Employees · 108 to 111Sep 5, 2022 to Mar 31, 2023
- Advisory employees · 1 to 2Jun 23, 2022 to Sep 5, 2022
- BD registered reps · 53 to 72Jun 23, 2022 to Sep 5, 2022
- Employees · 91 to 108Jun 23, 2022 to Sep 5, 2022
- BD registered reps · 41 to 53Apr 1, 2022 to Jun 23, 2022
- Employees · 210 to 91Apr 1, 2022 to Jun 23, 2022
- HQ city · VENICE to CULVER CITYApr 1, 2022 to Jun 23, 2022
- Accounts · 124.0 to unsetMar 31, 2021 to Apr 1, 2022
- Advisory activities · 2 to 1Mar 31, 2021 to Apr 1, 2022
- BD registered reps · 23 to 41Mar 31, 2021 to Apr 1, 2022
- HNW clients · 60 to 0Mar 31, 2021 to Apr 1, 2022
- Individual clients · 111 to 0Mar 31, 2021 to Apr 1, 2022
- Employees · 92 to 210Mar 31, 2021 to Apr 1, 2022
- Discretionary RAUM · 1909796.0 to unsetMar 31, 2021 to Apr 1, 2022
- HNW RAUM · $950,069 to $0Mar 31, 2021 to Apr 1, 2022
- Individual RAUM · $959,727 to $0Mar 31, 2021 to Apr 1, 2022
- Non-discretionary RAUM · 0.0 to unsetMar 31, 2021 to Apr 1, 2022
- RAUM · 1909796.0 to unsetMar 31, 2021 to Apr 1, 2022
- Wrap assets (manager) · 0.0 to unsetMar 31, 2021 to Apr 1, 2022
- Wrap assets (sponsor) · 5358937.0 to unsetMar 31, 2021 to Apr 1, 2022
- Accounts · 69 to 124Dec 21, 2020 to Mar 31, 2021
Signals
6 dated events
- R•••• Lasalle V••••• (Cco) appeared on Schedule A of A••••••• L••Sep 20, 2024 · Control person joined · fact
- Kristien Gabriel Kleiner (Senior Director, Compliance) no longer on Schedule A of A••••••• L•• (listed 2023-03-31, absent 2024-02-08)Feb 8, 2024 · Control person left · inference
- Robert Jason Wenk (Shareholder) no longer on Schedule A of A••••••• L•• (listed 2021-03-31, absent 2022-04-01)Apr 1, 2022 · Control person left · inference
- T••••• A••• G••••••• (Head Of Investments) appeared on Schedule A of A••••••• L••Apr 1, 2022 · Control person joined · fact
- Kristien Gabriel Kleiner (Director Of Compliance) appeared on Schedule A of A••••••• L••Dec 21, 2020 · Control person joined · fact
- A••••••• L•• filed its initial SEC registration (Form ADV)Nov 7, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/altruistcorpreportedpublic record, Form ADV, Sep 19, 2026
- Website
- a•••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 888-510-4660reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026