DFX Intelligence
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SEC-registered adviser
O•••••• P••• A•••• M••••••••• L•
Latest filing Jul 13, 2026
First filing on the tape Nov 15, 2018 · 22 filings
SEC status approved since Jan 28, 2019
RAUM
$702M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
4
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$702M as of Jul 13, 2026
Mar 20, 2020$1.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 13, 2026
Mar 20, 20200 then
Employees (5.A)5 as of Jul 13, 2026
Mar 20, 202012 then
Private funds4 as of Jul 13, 2026
Mar 20, 20201 then
RAUM +32% over the last fiscal year-18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 13, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $70.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $702M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$702M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $702M for 10 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O•••••• P••• T•••• C••••• O••••••••• F••• I• N•••••• M••••• L• | Private Equity Fund | $341M | 42 | Mar 31, 2022 |
| O•••••• P••• M••••• F••• L• | Hedge Fund | $238M | 87 | Nov 15, 2018 |
| O•••••• P••• C•• M•••••• L•no longer reported | Other Private Fund | $168M | 2 | Jul 31, 2020 |
| O•••••• P••• T•••• C••••• O••••••••• F••• I• E•• M••••• L• | Private Equity Fund | $120M | 42 | Mar 31, 2022 |
| O•••• S•• L•• | Hedge Fund | $108M | 62 | Mar 30, 2023 |
Owners and control persons
Schedule A and B, latest filing
- S••••••••• L•••• V•••••• · Chief Compliance Officer/General Counselcontrolsince 08/2018 · owns less than 5%
- W••••••• T•••• T••••• · Chief Investment Officer/ Limited Partnercontrolsince 03/2017 · owns 75% or more
- W••••••• T•••• T••••• · Managing Membercontrolsince 03/2017 · owns 75% or more of O•••••• P••• A•••• M••••••••• G• L••
Entity owners
- O•••••• P••• A•••• M••••••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- O•••••• P••• G• I• L••bankpooled vehicle sponsorn
- O•••••• P••• G• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- HQ city · GREENWICH to Feb 5, 2026 to Jul 13, 2026
- HQ state · CT to Feb 5, 2026 to Jul 13, 2026
- Other offices · 4 to 3Feb 5, 2026 to Jul 13, 2026
- Accounts · 9 to 10Mar 28, 2025 to Feb 5, 2026
- Advisory employees · 3 to 4Mar 28, 2025 to Feb 5, 2026
- Advisory activities · 2 to 1Mar 28, 2025 to Feb 5, 2026
- Business name · O•••••• P••• M••••••••• to O•••••• P••• A•••• M••••••••• L•Mar 28, 2025 to Feb 5, 2026
- Corporate clients · 1.0 to unsetMar 28, 2025 to Feb 5, 2026
- Pooled vehicle clients · 8 to 10Mar 28, 2025 to Feb 5, 2026
- Assets in custody · $499M to $702MMar 28, 2025 to Feb 5, 2026
- Employees · 4 to 5Mar 28, 2025 to Feb 5, 2026
- Other offices · 3 to 4Mar 28, 2025 to Feb 5, 2026
- Discretionary RAUM · $530M to $702MMar 28, 2025 to Feb 5, 2026
- Pooled vehicle RAUM · $499M to $702MMar 28, 2025 to Feb 5, 2026
- RAUM · $530M to $702MMar 28, 2025 to Feb 5, 2026
- Business name · O•••••• P••• A•••• M••••••••• L• to O•••••• P••• M•••••••••Mar 27, 2024 to Mar 28, 2025
- Assets in custody · $613M to $499MMar 27, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $640M to $530MMar 27, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $613M to $499MMar 27, 2024 to Mar 28, 2025
- RAUM · $640M to $530MMar 27, 2024 to Mar 28, 2025
- Accounts · 10 to 9Oct 12, 2023 to Mar 27, 2024
- Advisory employees · 6 to 3Oct 12, 2023 to Mar 27, 2024
- Charity clients · 1.0 to unsetOct 12, 2023 to Mar 27, 2024
- Assets in custody · $1.1B to $613MOct 12, 2023 to Mar 27, 2024
- Employees · 11 to 4Oct 12, 2023 to Mar 27, 2024
- Other offices · 7 to 3Oct 12, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.3B to $640MOct 12, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.1B to $613MOct 12, 2023 to Mar 27, 2024
- RAUM · $1.3B to $640MOct 12, 2023 to Mar 27, 2024
- Advisory employees · 12 to 6Mar 15, 2023 to Mar 30, 2023
- Corporate clients · 2 to 1Mar 15, 2023 to Mar 30, 2023
- Pooled vehicle clients · 7 to 8Mar 15, 2023 to Mar 30, 2023
- Assets in custody · $1.7B to $1.1BMar 15, 2023 to Mar 30, 2023
- Employees · 19 to 11Mar 15, 2023 to Mar 30, 2023
- Other offices · 3 to 7Mar 15, 2023 to Mar 30, 2023
- Private funds · 3 to 4Mar 15, 2023 to Mar 30, 2023
- Discretionary RAUM · $2.1B to $1.3BMar 15, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $1.7B to $1.1BMar 15, 2023 to Mar 30, 2023
- RAUM · $2.1B to $1.3BMar 15, 2023 to Mar 30, 2023
Signals
11 dated events
- O•••••• P••• A•••• M••••••••• L• reported RAUM $702.0M, up 32% from $529.8M (2025-03-28 to 2026-02-05)Feb 5, 2026 · RAUM change · derived
- O•••••• P••• A•••• M••••••••• L• reported RAUM $639.7M, down 49% from $1.3B (2023-10-12 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Andrew Joseph Barillaro (Chief Financial Officer) no longer on Schedule A of O•••••• P••• A•••• M••••••••• L• (listed 2023-04-26, absent 2023-10-12)Oct 12, 2023 · Control person left · inference
- O•••••• P••• A•••• M••••••••• L• reported RAUM $1.3B, down 40% from $2.1B (2023-03-15 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Leah Silverman (Chief Compliance Officer/General Counsel) no longer on Schedule A of O•••••• P••• A•••• M••••••••• L• (listed 2022-10-19, absent 2022-10-20)Oct 20, 2022 · Control person left · inference
- Vanessa Leah Silverman (Chief Compliance Officer/General Counsel) appeared on Schedule A of O•••••• P••• A•••• M••••••••• L•Oct 20, 2022 · Control person joined · fact
- Noreen Suzor (Chief Financial Officer) no longer on Schedule A of O•••••• P••• A•••• M••••••••• L• (listed 2022-04-06, absent 2022-10-19)Oct 19, 2022 · Control person left · inference
- Andrew Joseph Barillaro (Chief Financial Officer) appeared on Schedule A of O•••••• P••• A•••• M••••••••• L•Oct 19, 2022 · Control person joined · fact
- O•••••• P••• A•••• M••••••••• L• reported RAUM $2.1B, up 44% from $1.5B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- O•••••• P••• A•••• M••••••••• L• reported RAUM $1.0B, up 76% from $581.0M (2019-07-29 to 2020-03-20)Mar 20, 2020 · RAUM change · derived
- O•••••• P••• A•••• M••••••••• L• filed its initial SEC registration (Form ADV)Nov 15, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- O•••••• P••• A•••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
- O•••••• P••• A•••• M••••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- opeaklp.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 212-373-1195reportedpublic record, Form ADV, Jul 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026