DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Golden Wealth Management
Legal name Golden Wealth Management LLC
Latest filing Sep 30, 2025
First filing on the tape Jul 2, 2019 · 25 filings
SEC status approved since Aug 1, 2019
RAUM
$137M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$130M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$137M as of Sep 30, 2025
Feb 5, 2020$111M then
HNW client RAUM$88.2M as of Sep 30, 2025
Feb 5, 2020$71.3M then
State-registered IARs (5.B.3)3 as of Sep 30, 2025
Feb 5, 20202 then
Employees (5.A)4 as of Sep 30, 2025
Feb 5, 20204 then
Private funds: no history
RAUM +8.7% over the last fiscal year+1.7% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Sep 30, 2025; every figure names its basis
- RAUM per advisor
- $45.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 73derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $570,490derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.8%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $49.0M, 132 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$88.2M64%
- Individuals$42.1M31%
- Corporations and businesses$4.4M3.2%
- State and municipal entities$1.7M1.2%
- Charitable organizations$555,0000.4%
- Pooled investment vehicles$502,0000.4%
- Individual clients
- 187reported
- HNW clients
- 32reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 241reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $49.0M for 132 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
3 left, 0 joined in 12 months
net -3 in 12 months0 left in 90 days0 joined in 90 days3 left over 36 months
Left, latest
- Corey Charles Golden to FartherMar 27, 2026 · RIA to RIA
- Patrick Charles Golden to FartherMar 27, 2026 · RIA to RIA
- Joseph Francis Curtin to FartherMar 27, 2026 · RIA to RIA
Joined, latest
- Joseph Francis Curtin from Stifel, Nicolaus & Company, IncorporatedMar 18, 2019 · Affiliated broker-dealer or bank to independent RIA
- Corey Charles Golden from Stifel, Nicolaus & Company, IncorporatedJan 23, 2019 · Affiliated broker-dealer or bank to independent RIA
- Patrick Charles Golden from Stifel, Nicolaus & Company, IncorporatedJan 23, 2019 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Francis Joseph Curtin · Owner/Managing Directorcontrolsince 03/2019 · owns 50% to 75%
- Charles Corey Golden · Managing Member & Chief Compliance Officercontrolsince 01/2019 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wilkesbarre, Pa | 0 | 0 | 3 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 612 to 241Jan 2, 2025 to Mar 20, 2025
- Charity clients · 2.0 to unsetJan 2, 2025 to Mar 20, 2025
- Corporate clients · 2.0 to unsetJan 2, 2025 to Mar 20, 2025
- Individual clients · 181 to 187Jan 2, 2025 to Mar 20, 2025
- Assets in custody · $46.2M to $49.0MJan 2, 2025 to Mar 20, 2025
- Financial planning clients · 101-250 to 101-250Jan 2, 2025 to Mar 20, 2025
- Discretionary RAUM · $127M to $137MJan 2, 2025 to Mar 20, 2025
- HNW RAUM · $81.7M to $88.2MJan 2, 2025 to Mar 20, 2025
- Individual RAUM · $38.1M to $42.1MJan 2, 2025 to Mar 20, 2025
- RAUM · $127M to $137MJan 2, 2025 to Mar 20, 2025
- Accounts · 582 to 612Sep 25, 2023 to Mar 1, 2024
- Corporate clients · 3 to 2Sep 25, 2023 to Mar 1, 2024
- Individual clients · 173 to 181Sep 25, 2023 to Mar 1, 2024
- Assets in custody · unset to 46215000.0Sep 25, 2023 to Mar 1, 2024
- Custody of client assets · false to trueSep 25, 2023 to Mar 1, 2024
- Discretionary RAUM · $118M to $127MSep 25, 2023 to Mar 1, 2024
- HNW RAUM · $74.7M to $81.7MSep 25, 2023 to Mar 1, 2024
- Individual RAUM · $37.4M to $38.1MSep 25, 2023 to Mar 1, 2024
- Pooled vehicle RAUM · $409,000 to $502,000Sep 25, 2023 to Mar 1, 2024
- RAUM · $118M to $127MSep 25, 2023 to Mar 1, 2024
- Accounts · 569 to 582Mar 19, 2022 to Mar 1, 2023
- Charity clients · 1 to 2Mar 19, 2022 to Mar 1, 2023
- Individual clients · 169 to 173Mar 19, 2022 to Mar 1, 2023
- HQ city · WILKES-BARRE to PITTSTONMar 19, 2022 to Mar 1, 2023
- Discretionary RAUM · $131M to $118MMar 19, 2022 to Mar 1, 2023
- HNW RAUM · $87.4M to $74.7MMar 19, 2022 to Mar 1, 2023
- Individual RAUM · $36.4M to $37.4MMar 19, 2022 to Mar 1, 2023
- Pooled vehicle RAUM · $400,000 to $409,000Mar 19, 2022 to Mar 1, 2023
- RAUM · $131M to $118MMar 19, 2022 to Mar 1, 2023
- Accounts · 525 to 569Oct 25, 2021 to Mar 19, 2022
- BD registered reps · 2 to 3Oct 25, 2021 to Mar 19, 2022
- Charity clients · 2 to 1Oct 25, 2021 to Mar 19, 2022
- Corporate clients · 5 to 3Oct 25, 2021 to Mar 19, 2022
- HNW clients · 40 to 32Oct 25, 2021 to Mar 19, 2022
- Individual clients · 142 to 169Oct 25, 2021 to Mar 19, 2022
- Discretionary RAUM · $117M to $131MOct 25, 2021 to Mar 19, 2022
- HNW RAUM · $81.2M to $87.4MOct 25, 2021 to Mar 19, 2022
- Individual RAUM · $31.0M to $36.4MOct 25, 2021 to Mar 19, 2022
- Pooled vehicle RAUM · $359,534 to $400,000Oct 25, 2021 to Mar 19, 2022
- RAUM · $117M to $131MOct 25, 2021 to Mar 19, 2022
Signals
7 dated events
- Golden Wealth Management no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $137.5M)Apr 1, 2026 · Left the SEC roster · derived
- Joseph Francis Curtin left Golden Wealth Management for Farther (registered 2026-03-25)Mar 27, 2026 · Advisor changed firm · fact
- Patrick Charles Golden left Golden Wealth Management for Farther (registered 2026-03-26)Mar 27, 2026 · Advisor changed firm · fact
- Corey Charles Golden left Golden Wealth Management for Farther (registered 2026-03-26)Mar 27, 2026 · Advisor changed firm · fact
- Golden Wealth Management's advisors moved to Farther (Wilkesbarre, PA): 3 of 3 registered, on the same dayMar 27, 2026 · Firm absorbed (people side) · derived
- Francis Joseph Curtin (Owner/Managing Director) appeared on Schedule A of Golden Wealth ManagementSep 30, 2020 · Control person joined · fact
- Golden Wealth Management Llc filed its initial SEC registration (Form ADV)Jul 2, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026