DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••• R••••
Legal name P••••••• R•••• A•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Nov 20, 2018 · 9 filings
SEC status approved since Jan 28, 2019
RAUM
$5.8B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
44
44 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
16
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$5.8B as of Mar 31, 2026
Mar 30, 2020$4.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20200 then
Employees (5.A)44 as of Mar 31, 2026
Mar 30, 202023 then
Private funds16 as of Mar 31, 2026
Mar 30, 20207 then
RAUM +7.0% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $194MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.2B, 30 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 30reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.2B for 30 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••••• R•••• U••• R••• E••••• P••••••• I•• L••• | Real Estate Fund | $1.4B | 48 | Mar 30, 2020 |
| A• P• R••• E••••• E••••• P••• F••• L••• | Hedge Fund | $550M | 17 | Mar 31, 2022 |
| P••••••• R•••• R••• E••••• D••• F••• L••• | Real Estate Fund | $520M | 16 | Mar 31, 2022 |
| P••••••• R•••• W• C•••••••• L••• | Real Estate Fund | $133M | 3 | Mar 31, 2022 |
| A• P• Q•• I• L••• | Real Estate Fund | $47.4M | 59 | Mar 30, 2020 |
| A• P• Q•• I• L••• | Real Estate Fund | $39.3M | 50 | Mar 30, 2020 |
| A• P• Q•• I•• L••• | Real Estate Fund | $29.5M | 95 | Mar 31, 2022 |
| A• P• Q•• I• L••• | Real Estate Fund | $16.0M | 96 | Mar 31, 2022 |
| A•••• I• H••• C•••••••• L••• | Real Estate Fund | $11.7M | 22 | Mar 30, 2020 |
| A• P• P••••••• Q•• I• L••• | Real Estate Fund | $2.3M | 11 | Mar 30, 2020 |
| A• P• P••••••• Q•• I• L••• | Real Estate Fund | $2.1M | 7 | Mar 30, 2020 |
| A•••• I• W• C•••••••• L•••no longer reported | Real Estate Fund | $828,735 | 3 | Mar 30, 2020 |
| A• P• P••••••• Q•• I•• L••• | Real Estate Fund | $803,674 | 7 | Mar 31, 2022 |
| A• P• P••••••• Q•• I• L••• | Real Estate Fund | $669,854 | 9 | Mar 31, 2022 |
| P••••••• R•••• B•••• J•••• V•••••• L••• | Real Estate Fund | $0 | 8 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B••••• A••• B••• · Chief Financial Officercontrolsince 05/2023 · owns less than 5%
- C•••••• B••••• S••••• · Co-Presidentcontrolsince 07/2018 · owns less than 5%
- I••••• S••••••• J••••• · Presidentcontrolsince 01/2022 · owns less than 5%
- N•••••• J••• S•••• · Co-Presidentcontrolsince 07/2018 · owns less than 5%
- P••••••• B••••••• H•••• · General Counsel / Chief Compliance Officercontrolsince 10/2019 · owns less than 5%
- C•••••• B••••• S••••• · Partnercontrolsince 04/2021 · owns 25% to 50% of P••••••• R•••• I• H•••••• L•
- C•••••• B••••• S••••• · Partnercontrolsince 07/2018 · owns 25% to 50% of P••••••• R•••• M••••••••• L•
- N•••••• J••• S•••• · Partnercontrolsince 04/2021 · owns 25% to 50% of P••••••• R•••• I• H•••••• L•
- N•••••• J••• S•••• · Partnercontrolsince 07/2018 · owns 25% to 50% of P••••••• R•••• M••••••••• L•
Entity owners
- P••••••• R•••• M•••• L•• · Sole Memberdirect · owns 75% or more
- P••••••• R•••• E••••••• I••••••••• V••••••• L• · General Partnerindirect · owns 25% to 50% of P••••••• R•••• I• H•••••• L•
- P••••••• R•••• I• H•••••• L• · Managing Memberindirect · owns 75% or more of P••••••• R•••• M•••• L••
- P••••••• R•••• M••••••••• L• · General Partnerindirect · owns F of P••••••• R•••• E••••••• I••••••••• V••••••• L•
- P••••••• R•••• M••••••••• L• · General Partnerindirect · owns 75% or more of P••••••• R•••• I• H•••••• L•
Related persons
Schedule D 7.A
- P••••••• R•••• A•• G• L••pooled vehicle sponsorn
- P••••••• R•••• B•••• J•••• V•••••• G••• L•••pooled vehicle sponsorn
- P••••••• R•••• H••• C•••••••• G••• L•••pooled vehicle sponsorn
- P••••••• R•••• Q•• I• G• L•••pooled vehicle sponsorn
- P••••••• R•••• Q•• I• G• L•••pooled vehicle sponsorn
- P••••••• R•••• Q•• I•• G• L•••pooled vehicle sponsorn
- P••••••• R•••• Q•• I• G• L•••pooled vehicle sponsorn
- P••••••• R•••• R••• E••••• D••• F••• G••• L•••pooled vehicle sponsorn
- P••••••• R•••• R••• E••••• E••••• P••• G• L•••pooled vehicle sponsorn
- P••••••• R•••• U••• R••• E••••• P••••••• I•• G••• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA5 employees
- Brentwood, TN1 employees
What changed
consecutive filings, newest first
- Accounts · 32 to 30Mar 27, 2025 to Mar 31, 2026
- Advisory employees · 40 to 44Mar 27, 2025 to Mar 31, 2026
- Pooled vehicle clients · 32 to 30Mar 27, 2025 to Mar 31, 2026
- Assets in custody · $2.9B to $3.2BMar 27, 2025 to Mar 31, 2026
- Employees · 40 to 44Mar 27, 2025 to Mar 31, 2026
- Private funds · 17 to 16Mar 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $5.3B to $5.7BMar 27, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $136M to $136MMar 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $5.4B to $5.8BMar 27, 2025 to Mar 31, 2026
- RAUM · $5.4B to $5.8BMar 27, 2025 to Mar 31, 2026
- Accounts · 26 to 32Mar 27, 2024 to Mar 27, 2025
- Advisory employees · 39 to 40Mar 27, 2024 to Mar 27, 2025
- Pooled vehicle clients · 26 to 32Mar 27, 2024 to Mar 27, 2025
- Assets in custody · $2.1B to $2.9BMar 27, 2024 to Mar 27, 2025
- Employees · 39 to 40Mar 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- Private funds · 14 to 17Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $3.4B to $5.3BMar 27, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $275M to $136MMar 27, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $3.6B to $5.4BMar 27, 2024 to Mar 27, 2025
- RAUM · $3.6B to $5.4BMar 27, 2024 to Mar 27, 2025
- Advisory employees · 41 to 39Mar 29, 2023 to Mar 27, 2024
- Assets in custody · $2.1B to $2.1BMar 29, 2023 to Mar 27, 2024
- Employees · 41 to 39Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $3.4B to $3.4BMar 29, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $557M to $275MMar 29, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $4.0B to $3.6BMar 29, 2023 to Mar 27, 2024
- RAUM · $4.0B to $3.6BMar 29, 2023 to Mar 27, 2024
- Accounts · 27 to 26Mar 31, 2022 to Mar 29, 2023
- Advisory employees · 36 to 41Mar 31, 2022 to Mar 29, 2023
- Advisory activities · 2 to 1Mar 31, 2022 to Mar 29, 2023
- Pooled vehicle clients · 35 to 26Mar 31, 2022 to Mar 29, 2023
- Assets in custody · $1.8B to $2.1BMar 31, 2022 to Mar 29, 2023
- Employees · 36 to 41Mar 31, 2022 to Mar 29, 2023
- Private funds · 15 to 14Mar 31, 2022 to Mar 29, 2023
- Discretionary RAUM · $3.1B to $3.4BMar 31, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $529M to $557MMar 31, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $3.6B to $4.0BMar 31, 2022 to Mar 29, 2023
- RAUM · $3.6B to $4.0BMar 31, 2022 to Mar 29, 2023
- Accounts · 16 to 27Mar 30, 2021 to Mar 31, 2022
Signals
10 dated events
- P••••••• R•••• reported RAUM $5.4B, up 49% from $3.6B (2024-03-27 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Beth Amy Boyle (Chief Financial Officer) appeared on Schedule A of P••••••• R••••Mar 27, 2024 · Control person joined · fact
- John Jason Tighe (Chief Financial Officer) no longer on Schedule A of P••••••• R•••• (listed 2023-03-29, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- P••••••• R•••• reported RAUM $3.6B, up 35% from $2.7B (2021-03-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Erwin Hans Dewitte (Chief Financial Officer) no longer on Schedule A of P••••••• R•••• (listed 2021-03-30, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- John Jason Tighe (Chief Financial Officer) appeared on Schedule A of P••••••• R••••Mar 31, 2022 · Control person joined · fact
- P••••••• R•••• reported RAUM $2.7B, down 44% from $4.7B (2020-03-30 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- P••••••• R•••• reported RAUM $4.7B, up 133% from $2.0B (2019-10-28 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Helen Bethany Pristaw (General Counsel / Chief Compliance Officer) appeared on Schedule A of P••••••• R••••Oct 28, 2019 · Control person joined · fact
- P••••••• R•••• filed its initial SEC registration (Form ADV)Nov 20, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/prospect-ridgereportedpublic record, Form ADV, Sep 19, 2026
- Website
- p•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 415-393-5316reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
P••••••• R•••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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