DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••••••• G••••• E••••• M••••••••• L•••
Latest filing Mar 25, 2026
First filing on the tape Nov 13, 2018 · 12 filings
SEC status approved since Dec 13, 2018
RAUM
$1.8B
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
18 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.8B as of Mar 25, 2026
Apr 11, 2019$362M then
HNW client RAUM$0 as of Mar 25, 2026
Apr 11, 2019$0 then
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Apr 11, 20190 then
Employees (5.A)20 as of Mar 25, 2026
Apr 11, 20198 then
Private funds10 as of Mar 25, 2026
Apr 11, 20194 then
RAUM +5.9% over the last fiscal year+7.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $184MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.8B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R• E••••• F••• I•• L••• | Private Equity Fund | $471M | 60 | Apr 11, 2019 |
| R• E••••• F••• I••• L••• | Private Equity Fund | $432M | 17 | Apr 11, 2019 |
| R• E••••• F••• I••• L••• | Private Equity Fund | $256M | 25 | Mar 29, 2023 |
| R• E••••• F••• I• L••• | Private Equity Fund | $217M | 10 | Apr 11, 2019 |
| R• E••••• F••• I•••• L••• | Private Equity Fund | $149M | 20 | Apr 11, 2019 |
| R• E••••• F•••• C•••••••• I• L••• | Private Equity Fund | $141M | 1 | Mar 30, 2022 |
| G••• R• E••••• I••••••••• L••• | Private Equity Fund | $72.5M | 5 | Mar 31, 2021 |
| C• R• E••••• I•••• L••• | Private Equity Fund | $31.5M | 5 | Mar 30, 2022 |
| R• E••••• F••• I••••• L••• | Private Equity Fund | $0 | 0 | Mar 29, 2023 |
Owners and control persons
Schedule A and B, latest filing
- H•••••••• B••••• M•••••• · Managing Partner / Limited Partnercontrolsince 11/2018 · owns 25% to 50%
- H••••• M••••• T••••• · Cco & Cfocontrolsince 04/2019 · owns less than 5%
- L•••••• S•••••• J••• · Partnercontrolsince 11/2018 · owns less than 5%
- P•••••• K••••• J••• · Managing Partner / Limited Partnercontrolsince 11/2018 · owns 25% to 50%
- W••••••• Z••• N•• · Partnercontrolsince 11/2021 · owns less than 5%
- H•••••••• B••••• M•••••• · Membercontrolsince 11/2018 · owns 50% to 75% of R• E••••• U••• L••
- P•••••• K••••• J••• · Membercontrolsince 11/2018 · owns 50% to 75% of R• E••••• U••• L••
Entity owners
- R• E••••• U••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- D•••••• V•••••• P••••••• L•investment advisern
- R• E••••• F•••• C•••••••• I• G•• L•••pooled vehicle sponsorn
- R• E••••• G• I• L•••pooled vehicle sponsorn
- R• E••••• G• I•• L•••pooled vehicle sponsorn
- R• E••••• G• I••• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 9 to 10Mar 27, 2025 to Mar 25, 2026
- Advisory employees · 16 to 18Mar 27, 2025 to Mar 25, 2026
- Pooled vehicle clients · 9 to 10Mar 27, 2025 to Mar 25, 2026
- Employees · 18 to 20Mar 27, 2025 to Mar 25, 2026
- Private funds · 9 to 10Mar 27, 2025 to Mar 25, 2026
- Discretionary RAUM · $1.6B to $1.7BMar 27, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $143M to $156MMar 27, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $1.7B to $1.8BMar 27, 2025 to Mar 25, 2026
- RAUM · $1.7B to $1.8BMar 27, 2025 to Mar 25, 2026
- Advisory employees · 18 to 16Mar 27, 2024 to Mar 27, 2025
- Employees · 20 to 18Mar 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.6B to $1.6BMar 27, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $141M to $143MMar 27, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $1.8B to $1.7BMar 27, 2024 to Mar 27, 2025
- RAUM · $1.8B to $1.7BMar 27, 2024 to Mar 27, 2025
- Advisory employees · 15 to 18Mar 29, 2023 to Mar 27, 2024
- Employees · 17 to 20Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.3B to $1.6BMar 29, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $138M to $141MMar 29, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.5B to $1.8BMar 29, 2023 to Mar 27, 2024
- RAUM · $1.5B to $1.8BMar 29, 2023 to Mar 27, 2024
- Accounts · 7 to 9May 12, 2022 to Mar 29, 2023
- Advisory employees · 11 to 15May 12, 2022 to Mar 29, 2023
- Pooled vehicle clients · 7 to 9May 12, 2022 to Mar 29, 2023
- Employees · 12 to 17May 12, 2022 to Mar 29, 2023
- Private funds · 7 to 9May 12, 2022 to Mar 29, 2023
- Discretionary RAUM · $1.2B to $1.3BMay 12, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $64.9M to $138MMay 12, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $1.3B to $1.5BMay 12, 2022 to Mar 29, 2023
- RAUM · $1.3B to $1.5BMay 12, 2022 to Mar 29, 2023
- Accounts · 5 to 7Mar 31, 2021 to Mar 30, 2022
- Advisory employees · 9 to 11Mar 31, 2021 to Mar 30, 2022
- Advisory activities · 1 to 2Mar 31, 2021 to Mar 30, 2022
- Pooled vehicle clients · 5 to 7Mar 31, 2021 to Mar 30, 2022
- Assets in custody · $625M to $0Mar 31, 2021 to Mar 30, 2022
- Employees · 10 to 12Mar 31, 2021 to Mar 30, 2022
- Private funds · 5 to 7Mar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $625M to $1.2BMar 31, 2021 to Mar 30, 2022
- Non-discretionary RAUM · $0 to $64.9MMar 31, 2021 to Mar 30, 2022
Signals
6 dated events
- Nmn Ziv Weizman (Partner) appeared on Schedule A of R••••••••• G••••• E••••• M••••••••• L•••Mar 27, 2024 · Control person joined · fact
- R••••••••• G••••• E••••• M••••••••• L••• reported RAUM $1.3B, up 105% from $625.1M (2021-03-31 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- R••••••••• G••••• E••••• M••••••••• L••• reported RAUM $625.1M, up 28% from $489.9M (2020-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- R••••••••• G••••• E••••• M••••••••• L••• reported RAUM $489.9M, up 35% from $362.0M (2020-01-24 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Marie Deanna Kuzel (Chief Compliance Officer) no longer on Schedule A of R••••••••• G••••• E••••• M••••••••• L••• (listed 2019-04-11, absent 2019-06-04)Jun 4, 2019 · Control person left · inference
- R••••••••• G••••• E••••• M••••••••• L••• filed its initial SEC registration (Form ADV)Nov 13, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R••••••••• G••••• E••••• M••••••••• L••• · Independent Sponsorsshared crd · capital_provider
- R••••••••• G••••• E••••• M••••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/rockbridge-growth-equity-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- rbequity.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 313-816-4504reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026