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SEC-registered adviser
A•• C•••••• M••••••••• L••
Latest filing Mar 21, 2026
First filing on the tape Oct 15, 2019 · 9 filings
SEC status approved since Nov 12, 2019
RAUM
$109M
reported, Item 5.F
Discretionary
3.7%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$109M as of Mar 21, 2026
Mar 24, 2020$109M then
HNW client RAUM: $130M
State-registered IARs (5.B.3)0 as of Mar 21, 2026
Mar 24, 20200 then
Employees (5.A)1 as of Mar 21, 2026
Mar 24, 20203 then
Private funds1 as of Mar 21, 2026
Mar 24, 20201 then
RAUM -9.9% over the last fiscal year-8.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 21, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $21.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 3.7%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $23,945, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$109M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $23,945 for 1 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T••••••••• H•••••• F•••• L••• | Real Estate Fund | $4.0M | 3 | Jun 26, 2019 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• M••••••• D••• · President, Ccocontrolsince 10/2014 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $4.1M to $4.1MMar 18, 2025 to Mar 21, 2026
- Non-discretionary RAUM · $116M to $105MMar 18, 2025 to Mar 21, 2026
- Pooled vehicle RAUM · $120M to $109MMar 18, 2025 to Mar 21, 2026
- RAUM · $120M to $109MMar 18, 2025 to Mar 21, 2026
- Financial planning clients · unset to Mar 29, 2024 to Mar 18, 2025
- Discretionary RAUM · $4.0M to $4.1MMar 29, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $129M to $116MMar 29, 2024 to Mar 18, 2025
- Pooled vehicle RAUM · $133M to $120MMar 29, 2024 to Mar 18, 2025
- RAUM · $133M to $120MMar 29, 2024 to Mar 18, 2025
- Assets in custody · $35,097 to $23,945Mar 24, 2023 to Mar 29, 2024
- Financial planning clients · 0 to unsetMar 24, 2023 to Mar 29, 2024
- Discretionary RAUM · $5.0M to $4.0MMar 24, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $137M to $129MMar 24, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $142M to $133MMar 24, 2023 to Mar 29, 2024
- RAUM · $142M to $133MMar 24, 2023 to Mar 29, 2024
- Accounts · 6 to 5Mar 30, 2022 to Mar 24, 2023
- HNW clients · 4.0 to unsetMar 30, 2022 to Mar 24, 2023
- Pooled vehicle clients · 2 to 5Mar 30, 2022 to Mar 24, 2023
- Assets in custody · $4.3M to $35,097Mar 30, 2022 to Mar 24, 2023
- Discretionary RAUM · $9.0M to $5.0MMar 30, 2022 to Mar 24, 2023
- HNW RAUM · 130250000.0 to unsetMar 30, 2022 to Mar 24, 2023
- Non-discretionary RAUM · $130M to $137MMar 30, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $9.0M to $142MMar 30, 2022 to Mar 24, 2023
- RAUM · $139M to $142MMar 30, 2022 to Mar 24, 2023
- Accounts · 5 to 6Aug 6, 2021 to Mar 30, 2022
- HNW clients · unset to 4.0Aug 6, 2021 to Mar 30, 2022
- Pooled vehicle clients · 5 to 2Aug 6, 2021 to Mar 30, 2022
- Assets in custody · $1.2M to $4.3MAug 6, 2021 to Mar 30, 2022
- Discretionary RAUM · $7.4M to $9.0MAug 6, 2021 to Mar 30, 2022
- HNW RAUM · unset to 130250000.0Aug 6, 2021 to Mar 30, 2022
- Non-discretionary RAUM · $98.5M to $130MAug 6, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $106M to $9.0MAug 6, 2021 to Mar 30, 2022
- RAUM · $106M to $139MAug 6, 2021 to Mar 30, 2022
- Assets in custody · $2.0M to $1.2MMar 24, 2020 to Feb 17, 2021
- Employees · 3 to 1Mar 24, 2020 to Feb 17, 2021
- HQ city · LOS ANGELES to MOORPARKMar 24, 2020 to Feb 17, 2021
- Other offices · 1 to 0Mar 24, 2020 to Feb 17, 2021
- Discretionary RAUM · $7.0M to $7.4MMar 24, 2020 to Feb 17, 2021
- Non-discretionary RAUM · $102M to $98.5MMar 24, 2020 to Feb 17, 2021
- Pooled vehicle RAUM · $109M to $106MMar 24, 2020 to Feb 17, 2021
Signals
1 dated events
- A•• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Oct 15, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- (805) 604-2644reportedpublic record, Form ADV, Mar 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
A•• C•••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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