DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••• W•••••
Legal name M•••• W••••• • I•••
Latest filing May 5, 2026
First filing on the tape Aug 7, 2019 · 17 filings
SEC status approved since Sep 6, 2019
RAUM
$318M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$318M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$63.6M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$318M as of May 5, 2026
Mar 14, 2020$116M then
HNW client RAUM$299M as of May 5, 2026
Mar 14, 2020$96.3M then
State-registered IARs (5.B.3)5 as of May 5, 2026
Mar 14, 20202 then
Employees (5.A)5 as of May 5, 2026
Mar 14, 20202 then
Private funds: no history
RAUM +11% over the last fiscal year+25% a year over threeIARs 4 to 5
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $63.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 31derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $511,511derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$299M94%
- Individuals$19.6M6.2%
- Corporations and businesses$9150.0%
- Individual clients
- 63reported
- HNW clients
- 94reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 622reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• T••••• B••••Certified Financial Planner | Wheaton, Il | Sep 6, 2019 | 25 y | 4 |
| A••• C• O•••••••Certified Financial Planner | Wheaton, Il | Sep 6, 2019 | 11 y | 1 |
| A••• L•••• T•••••••• | Wheaton, Il | Sep 12, 2022 | 11 y | 0 |
| D•••••• J••••• S••••••Certified Financial Planner | Wheaton, Il | Mar 31, 2023 | 10 y | 2 |
| C••• D•••••• N•••• | Naperville, Il | Apr 6, 2026 | 19 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••••• J••••• S•••••• from S•••••• F•••••••• P•••••••• L••Mar 31, 2023 · Other
- R•••••• T••••• B•••• from H•••••••• A•••••• G••••• L••Sep 6, 2019 · RIA to a newly registered adviser
- A••• C• O••••••• from H•••••••• A•••••• G••••• L••Sep 6, 2019 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from H•••••••• A•••••• G••••• L••Dec 2, 2019 · Downers Grove, Il
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• R••••••• T••••• · Managing Membercontrolsince 05/2012 · owns 75% or more
- O•••••••• A•••• C• · Chief Compliance Officercontrolsince 07/2016 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wheaton, Il | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Advisory employees · 4 to 5Apr 2, 2026 to May 5, 2026
- Employees · 4 to 5Apr 2, 2026 to May 5, 2026
- State-registered IARs · 4 to 5Apr 2, 2026 to May 5, 2026
- Accounts · 552 to 622May 21, 2025 to Apr 2, 2026
- HNW clients · 91 to 94May 21, 2025 to Apr 2, 2026
- Individual clients · 66 to 63May 21, 2025 to Apr 2, 2026
- Discretionary RAUM · $281M to $314MMay 21, 2025 to Apr 2, 2026
- HNW RAUM · $262M to $299MMay 21, 2025 to Apr 2, 2026
- Individual RAUM · $16.8M to $19.6MMay 21, 2025 to Apr 2, 2026
- Non-discretionary RAUM · $4.9M to $3.7MMay 21, 2025 to Apr 2, 2026
- RAUM · $286M to $318MMay 21, 2025 to Apr 2, 2026
- Financial planning clients · 101-250 to 101-250Mar 31, 2025 to May 21, 2025
- Accounts · 476 to 552Oct 10, 2024 to Mar 31, 2025
- Corporate clients · 3 to 2Oct 10, 2024 to Mar 31, 2025
- HNW clients · 78 to 91Oct 10, 2024 to Mar 31, 2025
- Individual clients · 67 to 66Oct 10, 2024 to Mar 31, 2025
- HQ city · unset to Oct 10, 2024 to Mar 31, 2025
- HQ state · unset to Oct 10, 2024 to Mar 31, 2025
- Discretionary RAUM · $200M to $281MOct 10, 2024 to Mar 31, 2025
- HNW RAUM · $175M to $262MOct 10, 2024 to Mar 31, 2025
- Individual RAUM · $16.6M to $16.8MOct 10, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $715,900 to $4.9MOct 10, 2024 to Mar 31, 2025
- RAUM · $200M to $286MOct 10, 2024 to Mar 31, 2025
- HQ city · NAPERVILLE to unsetMar 19, 2024 to Oct 10, 2024
- HQ state · IL to unsetMar 19, 2024 to Oct 10, 2024
- Other offices · 0 to 1Mar 19, 2024 to Oct 10, 2024
- Accounts · 398 to 476Aug 25, 2023 to Mar 19, 2024
- Corporate clients · 2 to 3Aug 25, 2023 to Mar 19, 2024
- HNW clients · 72 to 78Aug 25, 2023 to Mar 19, 2024
- Individual clients · 51 to 67Aug 25, 2023 to Mar 19, 2024
- Discretionary RAUM · $162M to $200MAug 25, 2023 to Mar 19, 2024
- HNW RAUM · $146M to $175MAug 25, 2023 to Mar 19, 2024
- Individual RAUM · $12.7M to $16.6MAug 25, 2023 to Mar 19, 2024
- Non-discretionary RAUM · $0 to $715,900Aug 25, 2023 to Mar 19, 2024
- RAUM · $162M to $200MAug 25, 2023 to Mar 19, 2024
- Accounts · 366 to 398Oct 7, 2022 to Mar 22, 2023
- Advisory employees · 3 to 4Oct 7, 2022 to Mar 22, 2023
- HNW clients · 111 to 72Oct 7, 2022 to Mar 22, 2023
- Individual clients · 60 to 51Oct 7, 2022 to Mar 22, 2023
- Employees · 3 to 4Oct 7, 2022 to Mar 22, 2023
Signals
1 dated events
- M•••• W••••• filed its initial SEC registration (Form ADV)Aug 7, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 630-381-1170reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/model-wealth-inc/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- modelwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (630) 381-1170reportedpublic record, Form ADV, May 5, 2026
- Contact form
- modelwealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $63.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026