DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••• V••••••• M••••••••• C•••••• L•
Latest filing May 29, 2026
First filing on the tape Jun 19, 2020 · 13 filings
SEC status approved since Jul 20, 2020
RAUM
$3.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
21
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$3.3B as of May 29, 2026
Mar 31, 2021$658M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 29, 2026
Mar 31, 20210 then
Employees (5.A)18 as of May 29, 2026
Mar 31, 20214 then
Private funds21 as of May 29, 2026
Mar 31, 20218 then
RAUM +32% over the last fiscal year+18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $157MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +38%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 21reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
19 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••• C•••••• F••• I• L••• | Venture Capital Fund | $686M | 180 | Feb 15, 2022 |
| S•••• V••••••• S•• L•• | Venture Capital Fund | $426M | 30 | Dec 14, 2018 |
| S•••• C•••••• C•••• S•• L• | Private Equity Fund | $187M | 66 | Mar 31, 2023 |
| S•••• V••••••• S•• V• L•• | Private Equity Fund | $101M | 57 | Feb 15, 2022 |
| S•••• V••••••• F•••• L••• | Venture Capital Fund | $84.8M | 32 | Feb 3, 2020 |
| S•••• V••••••• S•• I••• L•• | Private Equity Fund | $73.2M | 17 | Mar 31, 2021 |
| S•••• C•••••• R•••• S•• L• | Venture Capital Fund | $44.9M | 3 | Mar 30, 2024 |
| S•••• V••••••• S•••• S•• L• | Private Equity Fund | $38.8M | 20 | Feb 15, 2022 |
| S•••• V••••••• M•••• L• | Private Equity Fund | $31.8M | 65 | Mar 31, 2021 |
| S•••• N• S•• L• | Venture Capital Fund | $31.6M | 15 | Feb 3, 2020 |
| S•••• V••••••• S•• I•• L•• | Private Equity Fund | $22.8M | 7 | Mar 31, 2021 |
| S•••• V••••••• D••••• S•• L• | Private Equity Fund | $20.9M | 15 | Feb 15, 2022 |
| S•••• V••••••• S•• I•• L•• | Private Equity Fund | $20.6M | 8 | Mar 31, 2021 |
| S•••• M•••• S•• L• | Private Equity Fund | $17.1M | 1 | Mar 31, 2023 |
| S•••• V••••••• L••••• S•• L• | Private Equity Fund | $10.5M | 3 | Feb 15, 2022 |
| S•••• V••••••• E•••• S•• L• | Private Equity Fund | $5.3M | 4 | Feb 15, 2022 |
| S•••• C•••••• F••••••• S•• L• | Private Equity Fund | $3.9M | 2 | Mar 31, 2023 |
| S•••• V••••••• T••••• S•• L••no longer reported | Venture Capital Fund | $2.5M | 2 | Feb 3, 2020 |
| S•••• B••• S•• I• L• | Private Equity Fund | $1.1M | 12 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- B••••• J•••••••• A•••••• · Cfocontrolsince 03/2024 · owns less than 5%
- G••••••• A•••••• A•••••• · Trustee Of E••• G•••••• A•• A••••• G••••••• T••••••• O• T•• G•••••• F••••• T•••• D•••• N••••••• 4• 2•••controlsince 12/2021 · owns less than 5%
- G••••••• E•••• H••••••••• · Trustee Of E••• G•••••• A•• A••••• G••••••• T••••••• O• T•• G•••••• F••••• T•••• D•••• N••••••• 4• 2•••controlsince 12/2021 · owns less than 5%
- O••••• B••••••• E•••••• · Chief Opertating Officer; Chief Compliance Officercontrolsince 04/2022 · owns less than 5%
- R••••••• E•••• M•••••• · Limited Partner; Managing Member Of The General Partnercontrolsince 09/2018 · owns 25% to 50%
- G••••••• A•••••• A•••••• · Grantor; Trusteecontrolsince 11/2021 · owns F of E••• G•••••• A•• A••••• G••••••• T••••••• O• T•• G•••••• F••••• T•••• D•••• N••••••• 4• 2•••
- G••••••• E•••• H••••••••• · Managing Membercontrolsince 09/2018 · owns F of S•••• M••••••••• G•• L••
- G••••••• E•••• H••••••••• · Grantor; Trusteecontrolsince 11/2021 · owns F of E••• G•••••• A•• A••••• G••••••• T••••••• O• T•• G•••••• F••••• T•••• D•••• N••••••• 4• 2•••
- R••••••• E•••• M•••••• · Managing Membercontrolsince 09/2018 · owns 50% to 75% of S•••• M••••••••• G•• L••
Entity owners
- E••• G•••••• A•• A••••• G••••••• T••••••• O• T•• G•••••• F••••• T•••• D•••• N••••••• 4• 2••• · Limited Partner; Managing Member Of The General Partnerdirect · owns 25% to 50%
- S•••• M••••••••• G•• L•• · General Partnerdirect · owns less than 5%
- E••• G•••••• A•• A••••• G••••••• T••••••• O• T•• G•••••• F••••• T•••• D•••• N••••••• 4• 2••• · Managing Memberindirect · owns 50% to 75% of S•••• M••••••••• G•• L••
Related persons
Schedule D 7.A
- S•••• B••• S•• G• L••pooled vehicle sponsorn
- S•••• C•••••• C•••• S•• G• L••pooled vehicle sponsorn
- S•••• C•••••• F••••••• S•• G• L••pooled vehicle sponsorn
- S•••• C•••••• G• I• L••pooled vehicle sponsorn
- S•••• C•••••• R•••• S•• G• L••pooled vehicle sponsorn
- S•••• M•••• S•• G• L••pooled vehicle sponsorn
- S•••• N• S•• G• L••pooled vehicle sponsorn
- S•••• V••••••• C•••••• P••••••• L••pooled vehicle sponsorn
- S•••• V••••••• D••••• S•• G• L••pooled vehicle sponsorn
- S•••• V••••••• E•••• S•• G• L••pooled vehicle sponsorn
- S•••• V••••••• G• I• L••pooled vehicle sponsorn
- S•••• V••••••• L••••• S•• G• L••pooled vehicle sponsorn
- S•••• V••••••• S•••• S•• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY7 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $3.5B to $3.3BMar 31, 2026 to May 29, 2026
- Pooled vehicle RAUM · $3.5B to $3.3BMar 31, 2026 to May 29, 2026
- RAUM · $3.5B to $3.3BMar 31, 2026 to May 29, 2026
- Advisory employees · 14 to 12May 31, 2025 to Mar 31, 2026
- Employees · 19 to 18May 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.5B to $3.5BMay 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.5B to $3.5BMay 31, 2025 to Mar 31, 2026
- RAUM · $2.5B to $3.5BMay 31, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 31, 2025
- Accounts · 18 to 21Mar 30, 2024 to Mar 31, 2025
- Advisory employees · 16 to 14Mar 30, 2024 to Mar 31, 2025
- Pooled vehicle clients · 18 to 21Mar 30, 2024 to Mar 31, 2025
- Private funds · 18 to 21Mar 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.7B to $2.5BMar 30, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.7B to $2.5BMar 30, 2024 to Mar 31, 2025
- RAUM · $1.7B to $2.5BMar 30, 2024 to Mar 31, 2025
- Accounts · 17 to 18May 25, 2023 to Mar 30, 2024
- Advisory employees · 12 to 16May 25, 2023 to Mar 30, 2024
- Pooled vehicle clients · 17 to 18May 25, 2023 to Mar 30, 2024
- Employees · 15 to 19May 25, 2023 to Mar 30, 2024
- Private funds · 17 to 18May 25, 2023 to Mar 30, 2024
- Discretionary RAUM · $2.0B to $1.7BMay 25, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $2.0B to $1.7BMay 25, 2023 to Mar 30, 2024
- RAUM · $2.0B to $1.7BMay 25, 2023 to Mar 30, 2024
- Accounts · 14 to 17May 18, 2022 to Mar 31, 2023
- Advisory employees · 7 to 12May 18, 2022 to Mar 31, 2023
- Pooled vehicle clients · 14 to 17May 18, 2022 to Mar 31, 2023
- Employees · 9 to 15May 18, 2022 to Mar 31, 2023
- HQ city · unset to WEST HOLLYWOODMay 18, 2022 to Mar 31, 2023
- HQ state · unset to CAMay 18, 2022 to Mar 31, 2023
- Private funds · 14 to 17May 18, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.9B to $2.0BMay 18, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.9B to $2.0BMay 18, 2022 to Mar 31, 2023
- RAUM · $1.9B to $2.0BMay 18, 2022 to Mar 31, 2023
- Advisory employees · 6 to 7Mar 30, 2022 to May 18, 2022
- Employees · 6 to 9Mar 30, 2022 to May 18, 2022
- Other offices · 0 to 1Mar 30, 2022 to May 18, 2022
- Discretionary RAUM · $1.8B to $1.9BMar 30, 2022 to May 18, 2022
- Pooled vehicle RAUM · $1.8B to $1.9BMar 30, 2022 to May 18, 2022
- RAUM · $1.8B to $1.9BMar 30, 2022 to May 18, 2022
Signals
8 dated events
- S•••• V••••••• M••••••••• C•••••• L• reported RAUM $3.5B, up 38% from $2.5B (2025-05-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- S•••• V••••••• M••••••••• C•••••• L• reported RAUM $2.5B, up 51% from $1.7B (2024-03-30 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- A•••••• J••••••• B•••• (Cfo) appeared on Schedule A of S•••• V••••••• M••••••••• C•••••• L•Mar 30, 2024 · Control person joined · fact
- Eduardo Brandon Ortiz (Chief Opertating Officer; Chief Compliance Officer) appeared on Schedule A of S•••• V••••••• M••••••••• C•••••• L•May 18, 2022 · Control person joined · fact
- A••••• G•••••• (Grantor) appeared on Schedule A of S•••• V••••••• M••••••••• C•••••• L•Feb 15, 2022 · Control person joined · fact
- S•••• V••••••• M••••••••• C•••••• L• reported RAUM $1.8B, up 175% from $658.4M (2021-05-21 to 2022-02-15)Feb 15, 2022 · RAUM change · derived
- S•••• V••••••• M••••••••• C•••••• L• reported RAUM $658.4M, up 87% from $352.2M (2020-06-19 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- S•••• V••••••• M••••••••• C•••••• L• filed its initial SEC registration (Form ADV)Jun 19, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•••• V••••••• M••••••••• C•••••• L• · Independent Sponsorsshared crd · capital_provider
- S•••• V••••••• M••••••••• C•••••• L• · Private Equityshared crd · organization
- S•••• V••••••• M••••••••• C•••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/smashventuresreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/smashcapitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- smashcap.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310-365-8809reportedpublic record, Form ADV, May 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026