DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••• V••••• C•••••• M•••••••••
Asset manager (funds and pooled vehicles)Jacksonville Beach, FloridaCRD 299896SEC 801-114514websiteIAPD
Legal name P••• V••••• C•••••• M••••••••• L••
Latest filing Jan 13, 2026
First filing on the tape Nov 29, 2018 · 25 filings
SEC status approved since Jan 28, 2019
RAUM
$282M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
8.3%
$23.5M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$141M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$282M as of Jan 13, 2026
Jan 9, 2020$15.4M then
HNW client RAUM$23.5M as of Jan 13, 2026
Jan 9, 2020$10.1M then
State-registered IARs (5.B.3)2 as of Jan 13, 2026
Jan 9, 20202 then
Employees (5.A)2 as of Jan 13, 2026
Jan 9, 20202 then
Private funds: no history
RAUM -16% over the last fiscal year+8.6% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jan 13, 2026; every figure names its basis
- RAUM per advisor
- $141MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $25.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -100%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$223M79%
- Charitable organizations$35.4M13%
- High-net-worth individuals$23.5M8.3%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.08 fund_share=0.79 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••• K••• C••••••••Chartered Financial Analyst | Jacksonville Beach, Fl | Feb 15, 2019 | 10 y | 0 |
| J•••• C•••• W••••••Chartered Financial Analyst | Jacksonville Beach, Fl | Feb 15, 2019 | 16 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• E•••• K••• · Managing Member And Co-Chief Executive Officercontrolsince 10/2018 · owns 25% to 50%
- W••••••• J••••• C•••• · Managing Member, Co-Chief Executive Officer And Chief Compliance Officercontrolsince 10/2018 · owns 25% to 50%
- M•••••• F••••• K••••••• · Managing Member, Ceo, Chief Investment Officer And Chief Compliance Officercontrolsince 01/2012 · owns 75% or more of M••••• C•••••• M••••••••• L••
Entity owners
- M••••• C•••••• M••••••••• L•• · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- M••••• C•••••• M••••••••• L••investment adviseryRAUM $66.1M
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jacksonville Beach, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 13 to 11Jan 27, 2025 to Jan 13, 2026
- HNW clients · 5 to 0Jan 27, 2025 to Jan 13, 2026
- Discretionary RAUM · $336M to $282MJan 27, 2025 to Jan 13, 2026
- HNW RAUM · $48.7M to $23.5MJan 27, 2025 to Jan 13, 2026
- RAUM · $336M to $282MJan 27, 2025 to Jan 13, 2026
- Accounts · 9 to 13Jul 26, 2024 to Jan 27, 2025
- HNW clients · 0 to 5Jul 26, 2024 to Jan 27, 2025
- Financial planning clients · unset to Jul 26, 2024 to Jan 27, 2025
- Discretionary RAUM · $281M to $336MJul 26, 2024 to Jan 27, 2025
- HNW RAUM · $16.2M to $48.7MJul 26, 2024 to Jan 27, 2025
- RAUM · $281M to $336MJul 26, 2024 to Jan 27, 2025
- Related adviser · true to falseJul 26, 2024 to Jan 27, 2025
- Discretionary RAUM · $220M to $281MMar 20, 2023 to Jan 11, 2024
- HNW RAUM · $14.7M to $16.2MMar 20, 2023 to Jan 11, 2024
- RAUM · $220M to $281MMar 20, 2023 to Jan 11, 2024
- Other offices · 0 to 2Mar 6, 2023 to Mar 20, 2023
- Accounts · 7 to 9Jan 11, 2023 to Mar 6, 2023
- Accounts · 6 to 7Oct 19, 2022 to Jan 10, 2023
- Discretionary RAUM · $95.4M to $220MOct 19, 2022 to Jan 10, 2023
- HNW RAUM · $15.0M to $14.7MOct 19, 2022 to Jan 10, 2023
- Individual RAUM · 1444031.0 to unsetOct 19, 2022 to Jan 10, 2023
- RAUM · $95.4M to $220MOct 19, 2022 to Jan 10, 2023
- Discretionary RAUM · $39.9M to $95.4MMar 18, 2021 to Jan 7, 2022
- HNW RAUM · $14.2M to $15.0MMar 18, 2021 to Jan 7, 2022
- Individual RAUM · $1.2M to $1.4MMar 18, 2021 to Jan 7, 2022
- RAUM · $39.9M to $95.4MMar 18, 2021 to Jan 7, 2022
- Accounts · 5 to 6Oct 7, 2020 to Jan 11, 2021
- Discretionary RAUM · $15.4M to $39.9MOct 7, 2020 to Jan 11, 2021
- HNW RAUM · $10.1M to $14.2MOct 7, 2020 to Jan 11, 2021
- Individual RAUM · $655,708 to $1.2MOct 7, 2020 to Jan 11, 2021
- RAUM · $15.4M to $39.9MOct 7, 2020 to Jan 11, 2021
- Accounts · 0 to 5Aug 27, 2019 to Jan 9, 2020
- Employees · 3 to 2Aug 27, 2019 to Jan 9, 2020
- Insurance-licensed employees · 1 to 0Aug 27, 2019 to Jan 9, 2020
- Discretionary RAUM · $0 to $15.4MAug 27, 2019 to Jan 9, 2020
- HNW RAUM · $0 to $10.1MAug 27, 2019 to Jan 9, 2020
- Individual RAUM · $0 to $655,708Aug 27, 2019 to Jan 9, 2020
- RAUM · $0 to $15.4MAug 27, 2019 to Jan 9, 2020
- Advisory activities · 2 to 3Feb 1, 2019 to Apr 30, 2019
Signals
2 dated events
- P••• V••••• C•••••• M••••••••• reported RAUM $219.6M, up 130% from $95.4M (2022-10-19 to 2023-01-10)Jan 10, 2023 · RAUM change · derived
- P••• V••••• C•••••• M••••••••• filed its initial SEC registration (Form ADV)Nov 29, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- palmvalleycapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 904-747-2345reportedpublic record, Form ADV, Jan 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $141Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026