DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

L•••• C•••••• M••••••••• G••••• L•••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 299917SEC 801-114516websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Nov 30, 2018 · 12 filings
SEC status approved since Jan 30, 2019
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
13
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.1B as of Mar 31, 2026
Mar 30, 2020$264M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 30, 2020$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20200 then
Employees (5.A)11 as of Mar 31, 2026
Mar 30, 20204 then
Private funds13 as of Mar 31, 2026
Mar 30, 20201 then
RAUM +61% over the last fiscal year+21% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$64.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+61%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.1B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
17reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      9 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••• R•••• E••••• K••• · Partnercontrol
        since 11/2018 · owns 25% to 50%
      • G•••••• R••••••• M•••••• · Principalcontrol
        since 02/2019 · owns less than 5%
      • P••••• P•••• · Chief Accounting Officer And Chief Compliance Officercontrol
        since 01/2022 · owns less than 5%
      • S•••••• J•••••••• D•••• · Managing Partnercontrol
        since 11/2018 · owns 50% to 75%
      • C••••••• R•••• E••••• K••• · Membercontrol
        since 11/2018 · owns 25% to 50% of L•••• C•••••• G•••• G•• L•••••
      • S•••••• J•••••••• D•••• · Membercontrol
        since 11/2018 · owns 50% to 75% of L•••• C•••••• G•••• G•• L•••••
      Entity owners
      • L•••• C•••••• G•••• G•• L••••• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • L•••• G•••• G•• L••••
        bankpooled vehicle sponsorn
      • L•••• P••••• G•• L••
        bankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Charleston, SC2 employees
      What changed
      consecutive filings, newest first
      • Accounts · 11 to 17
        Dec 23, 2025 to Mar 31, 2026
      • Advisory employees · 6 to 8
        Dec 23, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 11 to 17
        Dec 23, 2025 to Mar 31, 2026
      • Employees · 8 to 11
        Dec 23, 2025 to Mar 31, 2026
      • Private funds · 9 to 13
        Dec 23, 2025 to Mar 31, 2026
      • Discretionary RAUM · $683M to $1.1B
        Dec 23, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $683M to $1.1B
        Dec 23, 2025 to Mar 31, 2026
      • RAUM · $683M to $1.1B
        Dec 23, 2025 to Mar 31, 2026
      • Advisory employees · 4 to 6
        Mar 29, 2024 to Apr 28, 2025
      • Financial planning clients · unset to
        Mar 29, 2024 to Apr 28, 2025
      • Discretionary RAUM · $659M to $683M
        Mar 29, 2024 to Apr 28, 2025
      • Pooled vehicle RAUM · $659M to $683M
        Mar 29, 2024 to Apr 28, 2025
      • RAUM · $659M to $683M
        Mar 29, 2024 to Apr 28, 2025
      • Discretionary RAUM · $628M to $659M
        Mar 31, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $628M to $659M
        Mar 31, 2023 to Mar 29, 2024
      • RAUM · $628M to $659M
        Mar 31, 2023 to Mar 29, 2024
      • Accounts · 9 to 11
        May 23, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 9 to 11
        May 23, 2022 to Mar 31, 2023
      • Employees · 6 to 8
        May 23, 2022 to Mar 31, 2023
      • Private funds · 8 to 9
        May 23, 2022 to Mar 31, 2023
      • Discretionary RAUM · $297M to $628M
        May 23, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $297M to $628M
        May 23, 2022 to Mar 31, 2023
      • RAUM · $297M to $628M
        May 23, 2022 to Mar 31, 2023
      • Other offices · 0 to 1
        Mar 31, 2022 to May 23, 2022
      • Accounts · 1 to 9
        Mar 30, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 1 to 9
        Mar 30, 2021 to Mar 31, 2022
      • Employees · 4 to 6
        Mar 30, 2021 to Mar 31, 2022
      • Private funds · 1 to 8
        Mar 30, 2021 to Mar 31, 2022
      • Discretionary RAUM · $287M to $297M
        Mar 30, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $287M to $297M
        Mar 30, 2021 to Mar 31, 2022
      • RAUM · $287M to $297M
        Mar 30, 2021 to Mar 31, 2022
      • Discretionary RAUM · $264M to $287M
        Mar 30, 2020 to Mar 30, 2021
      • Pooled vehicle RAUM · $264M to $287M
        Mar 30, 2020 to Mar 30, 2021
      • RAUM · $264M to $287M
        Mar 30, 2020 to Mar 30, 2021
      • Advisory employees · 5 to 4
        May 30, 2019 to Mar 30, 2020
      • Employees · 5 to 4
        May 30, 2019 to Mar 30, 2020
      • Discretionary RAUM · $241M to $264M
        May 30, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $241M to $264M
        May 30, 2019 to Mar 30, 2020
      • RAUM · $241M to $264M
        May 30, 2019 to Mar 30, 2020
      • Accounts · unset to 1.0
        Nov 30, 2018 to May 30, 2019
      Signals
      5 dated events
      • L•••• C•••••• M••••••••• G••••• L••• reported RAUM $1.1B, up 61% from $682.7M (2025-12-23 to 2026-03-31)
        Mar 31, 2026 · RAUM change · derived
      • L•••• C•••••• M••••••••• G••••• L••• reported RAUM $627.6M, up 112% from $296.5M (2022-05-23 to 2023-03-31)
        Mar 31, 2023 · RAUM change · derived
      • P•••• Pozin (Chief Accounting Officer And Chief Compliance Officer) appeared on Schedule A of L•••• C•••••• M••••••••• G••••• L•••
        Mar 31, 2022 · Control person joined · fact
      • Michael Richard Garzia (Chief Financial Officer / Vice President) appeared on Schedule A of L•••• C•••••• M••••••••• G••••• L•••
        May 30, 2019 · Control person joined · fact
      • L•••• C•••••• M••••••••• G••••• L••• filed its initial SEC registration (Form ADV)
        Nov 30, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      lyriccapitalgroup.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      646-416-7103reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026