DFX Intelligence
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SEC-registered adviser
D••••••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Jul 14, 2025 · 3 filings
SEC status approved since Aug 1, 2025
RAUM
$135M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$135M as of Mar 27, 2026
Jul 14, 2025$118M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Jul 14, 20250 then
Employees (5.A)7 as of Mar 27, 2026
Jul 14, 20257 then
Private funds1 as of Mar 27, 2026
Jul 14, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $135MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$135M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D••••••• F••• I• L• | Venture Capital Fund | $56.0M | 10 | Dec 12, 2018 |
Owners and control persons
Schedule A and B, latest filing
- J••••••• A•••••• F•••• · Cco, Head Of Operations Of D••••••• M••••••••• L••controlsince 06/2022 · owns less than 5%
Entity owners
- K•• F•••••••• L•• · General Partner Of D••••••• M••••••••• L••direct · owns 75% or more
- T••••••• V•••••••• L•• · Manager & Owner Of D••••••• I LLCdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- HQ city · LOS ANGELES to EL SEGUNDONov 12, 2025 to Mar 27, 2026
- Discretionary RAUM · $118M to $135MNov 12, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $118M to $135MNov 12, 2025 to Mar 27, 2026
- RAUM · $118M to $135MNov 12, 2025 to Mar 27, 2026
- Financial planning clients · 0 to 0Jul 14, 2025 to Nov 12, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- D••••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- d•••••••.vcreportedpublic record, Form ADV, Mar 27, 2026
- Principal office phone
- 626-616-2017reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026