DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Spyrnal Financial Group
Legal name Spyrnal Wealth Management, LLC
Latest filing Mar 20, 2026
First filing on the tape Nov 27, 2023 · 6 filings
SEC status approved since Jan 2, 2024
RAUM
$146M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
97%
$142M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$48.5M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$146M as of Mar 20, 2026
Feb 20, 2024$108M then
HNW client RAUM$68.0M as of Mar 20, 2026
Feb 20, 2024$48.2M then
State-registered IARs (5.B.3)2 as of Mar 20, 2026
Feb 20, 20242 then
Employees (5.A)4 as of Mar 20, 2026
Feb 20, 20242 then
Private funds: no history
RAUM +23% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $48.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 129derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $373,077derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 2.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.9%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$73.6M51%
- High-net-worth individuals$68.0M47%
- Pension and profit-sharing plans$3.9M2.7%
- Individual clients
- 352reported
- HNW clients
- 35reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 390reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Chad Patrick MichaelsCertified Financial Planner | Bokeelia, Fl | Feb 20, 2024 | 12 y | 1 |
| Timothy James Spyrnal | Bokeelia, Fl | Mar 25, 2024 | 18 y | 3 |
| Jack Aaron Drapkin | Bokeelia, Fl | Aug 12, 2026 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Timothy James Spyrnal from Global Financial Private Capital, Inc.Mar 25, 2024 · RIA to RIA
- Chad Patrick Michaels from Equitable Advisors, LLCFeb 20, 2024 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Patrick Chad Michaels · Managing Member And Chief Compliance Officercontrolsince 12/2022 · owns 75% or more
Related persons
Schedule D 7.A
- Spyrnal & Associates, Inc.real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bokeelia, Fl · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 384 to 390Jun 13, 2025 to Mar 20, 2026
- HNW clients · 30 to 35Jun 13, 2025 to Mar 20, 2026
- Individual clients · 346 to 352Jun 13, 2025 to Mar 20, 2026
- Discretionary RAUM · $114M to $138MJun 13, 2025 to Mar 20, 2026
- HNW RAUM · $52.0M to $68.0MJun 13, 2025 to Mar 20, 2026
- Individual RAUM · $62.4M to $73.6MJun 13, 2025 to Mar 20, 2026
- Non-discretionary RAUM · $3.6M to $8.0MJun 13, 2025 to Mar 20, 2026
- Pension RAUM · $3.1M to $3.9MJun 13, 2025 to Mar 20, 2026
- RAUM · $118M to $146MJun 13, 2025 to Mar 20, 2026
- Financial planning clients · 0 to 0Apr 23, 2025 to Jun 13, 2025
- Accounts · 716 to 384Feb 20, 2024 to Feb 19, 2025
- HNW clients · 22 to 30Feb 20, 2024 to Feb 19, 2025
- Individual clients · 391 to 346Feb 20, 2024 to Feb 19, 2025
- Assets in custody · 0.0 to unsetFeb 20, 2024 to Feb 19, 2025
- Custody of client assets · true to falseFeb 20, 2024 to Feb 19, 2025
- Employees · 2 to 4Feb 20, 2024 to Feb 19, 2025
- Other offices · 0 to 1Feb 20, 2024 to Feb 19, 2025
- Discretionary RAUM · $108M to $114MFeb 20, 2024 to Feb 19, 2025
- HNW RAUM · $48.2M to $52.0MFeb 20, 2024 to Feb 19, 2025
- Individual RAUM · $58.5M to $62.4MFeb 20, 2024 to Feb 19, 2025
- Non-discretionary RAUM · $0 to $3.6MFeb 20, 2024 to Feb 19, 2025
- Pension RAUM · $553,000 to $3.1MFeb 20, 2024 to Feb 19, 2025
- RAUM · $108M to $118MFeb 20, 2024 to Feb 19, 2025
- Accounts · 704 to 716Nov 27, 2023 to Feb 20, 2024
- HNW clients · 21 to 22Nov 27, 2023 to Feb 20, 2024
- Individual clients · 390 to 391Nov 27, 2023 to Feb 20, 2024
- Discretionary RAUM · $102M to $108MNov 27, 2023 to Feb 20, 2024
- HNW RAUM · $41.8M to $48.2MNov 27, 2023 to Feb 20, 2024
- Individual RAUM · $58.8M to $58.5MNov 27, 2023 to Feb 20, 2024
- Pension RAUM · unset to 553000.0Nov 27, 2023 to Feb 20, 2024
- RAUM · $102M to $108MNov 27, 2023 to Feb 20, 2024
Signals
1 dated events
- Spyrnal Financial Group filed its initial SEC registration (Form ADV)Nov 27, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 239-282-2835reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/spyrnal-financial-groupreportedpublic record, Form ADV, Sep 17, 2026
- Website
- spyrnalfinancialgroup.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 239.282.2835reportedpublic record, Form ADV, Mar 20, 2026
- Team page
- spyrnalfinancialgroup.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $48.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026