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M••••••••• W••••• M•••••••••

Former SEC-registered adviserFormer SEC adviser· Bozeman, Montana

Former SEC-registered adviser, based in Bozeman, Montana, reporting $2.0M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2021-05-18 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Last reported RAUM: $2.0M
Advisors: Not applicable
Net advisor flow, 12 months: Not applicable
RAUM change, last fiscal year: Not applicable
Private clients: 100% of RAUM, $2.0M

Advisors Advisor movement Where the RAUM sits

As of 2021-05-18 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What we can say about this record

We hold 14 Form ADV filings for this adviser, the latest 5.4 years ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.

Every filed figure, and the identifiersCRD 299970 · SEC 801-114618 · 14 filingsShow

CRD 299970SEC 801-114618Legal name J•• C••••••••• I•••First filing on the tape Dec 21, 2018, latest May 18, 2021IAPD

RAUM

$2.0M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$2.0M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

14 filings and snapshots on the tape

RAUM$2.0M as of Mar 24, 2021

Mar 20, 2020$0 then

HNW client RAUM$1.7M as of Mar 24, 2021

Mar 20, 2020$0 then

State-registered IARs (5.B.3)2 as of Mar 24, 2021

Mar 20, 20202 then

Employees (5.A)2 as of Mar 24, 2021

Mar 20, 20202 then

Private funds: no history

RAUM n/a over the last fiscal yearIARs 2 to 2

Practice profile

derived from the filing of May 18, 2021; every figure names its basis

RAUM per advisor: $982,000derivedRAUM over IAPD advisors; not a book size
Clients per advisor: 5derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $863,000derivedHNW RAUM over HNW clients
Average account: $163,667derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individualsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$1.7M88%
Individuals$238,00012%

Individual clients: 7reported
HNW clients: 2reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 12reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

G••••••• J••• C••••••••• · Founder, Chief Compliance Officercontrol
since 11/2018 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 0 to 12
Nov 24, 2020 to Mar 24, 2021
HNW clients · 0 to 2
Nov 24, 2020 to Mar 24, 2021
Individual clients · 0 to 7
Nov 24, 2020 to Mar 24, 2021
Discretionary RAUM · $0 to $2.0M
Nov 24, 2020 to Mar 24, 2021
HNW RAUM · $0 to $1.7M
Nov 24, 2020 to Mar 24, 2021
Individual RAUM · $0 to $238,000
Nov 24, 2020 to Mar 24, 2021
RAUM · $0 to $2.0M
Nov 24, 2020 to Mar 24, 2021
Business name · M••••••••• W••••• M••••••••• to M••••••••• W••••• M•••••••••
Jun 25, 2020 to Jul 28, 2020
Advisory employees · 1 to 2
Oct 22, 2019 to Mar 20, 2020
Employees · 1 to 2
Oct 22, 2019 to Mar 20, 2020
Insurance-licensed employees · 1 to 2
Oct 22, 2019 to Mar 20, 2020
State-registered IARs · 1 to 2
Oct 22, 2019 to Mar 20, 2020
Related adviser · false to true
Mar 7, 2019 to Oct 22, 2019
Organization form · Limited Liability Company to Corporation
Dec 21, 2018 to Jan 30, 2019

Signals

1 dated events

••• Locked
Dec 21, 2018 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026