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SEC-registered adviser

S•••••• C•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)Miami, FloridaCRD 300095SEC 801-114582websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Dec 15, 2018 · 14 filings
SEC status approved since Jan 28, 2019
RAUM
$3.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$3.9B as of Mar 31, 2026
Mar 30, 2020$1.0B then
HNW client RAUM$0 as of Apr 1, 2021
Mar 30, 2020$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20200 then
Employees (5.A)14 as of Mar 31, 2026
Mar 30, 20206 then
Private funds1 as of Mar 31, 2026
Mar 30, 20201 then
RAUM -11% over the last fiscal year-4.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$779MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-11%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.8B, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$3.9B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$1.8B for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      S•••••• C•••••• P••••••• M••••• F•••• L••Hedge Fund$1.8B61Mar 30, 2020
      S•••••• C•••••• P••••••• M••••• F•••• L••no longer reportedHedge Fund$374M35Aug 8, 2016
      Owners and control persons
      Schedule A and B, latest filing
      • G••••••• A••••••• N•• · Chief Compliance Officer, Chief Financial Officercontrol
        since 12/2018 · owns less than 5%
      • J•••••• M••••••• D••• · Head Of Researchcontrol
        since 11/2018 · owns 25% to 50%
      • P•••••• D••••• B•••• · Chief Investment Officercontrol
        since 11/2018 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      • T••••••••• L••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Employees · 15 to 14
        Mar 25, 2025 to Mar 31, 2026
      • Discretionary RAUM · $4.4B to $3.9B
        Mar 25, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $4.4B to $3.9B
        Mar 25, 2025 to Mar 31, 2026
      • RAUM · $4.4B to $3.9B
        Mar 25, 2025 to Mar 31, 2026
      • Accounts · 3 to 5
        Mar 27, 2024 to Mar 25, 2025
      • Pooled vehicle clients · 3 to 5
        Mar 27, 2024 to Mar 25, 2025
      • Employees · 14 to 15
        Mar 27, 2024 to Mar 25, 2025
      • Financial planning clients · unset to 0
        Mar 27, 2024 to Mar 25, 2025
      • Discretionary RAUM · $3.5B to $4.4B
        Mar 27, 2024 to Mar 25, 2025
      • Pooled vehicle RAUM · $3.5B to $4.4B
        Mar 27, 2024 to Mar 25, 2025
      • RAUM · $3.5B to $4.4B
        Mar 27, 2024 to Mar 25, 2025
      • Related bank · true to false
        Mar 27, 2024 to Mar 25, 2025
      • Accounts · 6 to 3
        Mar 31, 2023 to Mar 27, 2024
      • Pooled vehicle clients · 6 to 3
        Mar 31, 2023 to Mar 27, 2024
      • Assets in custody · $501M to $1.8B
        Mar 31, 2023 to Mar 27, 2024
      • Employees · 15 to 14
        Mar 31, 2023 to Mar 27, 2024
      • Discretionary RAUM · $4.5B to $3.5B
        Mar 31, 2023 to Mar 27, 2024
      • Pooled vehicle RAUM · $4.5B to $3.5B
        Mar 31, 2023 to Mar 27, 2024
      • RAUM · $4.5B to $3.5B
        Mar 31, 2023 to Mar 27, 2024
      • Accounts · 5 to 6
        Mar 31, 2022 to Mar 31, 2023
      • Advisory employees · 6 to 7
        Mar 31, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 4 to 6
        Mar 31, 2022 to Mar 31, 2023
      • Assets in custody · $510M to $501M
        Mar 31, 2022 to Mar 31, 2023
      • Employees · 12 to 15
        Mar 31, 2022 to Mar 31, 2023
      • Other offices · 1 to 0
        Mar 31, 2022 to Mar 31, 2023
      • Discretionary RAUM · $4.8B to $4.5B
        Mar 31, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $4.2B to $4.5B
        Mar 31, 2022 to Mar 31, 2023
      • RAUM · $4.8B to $4.5B
        Mar 31, 2022 to Mar 31, 2023
      • Accounts · 4 to 5
        Apr 1, 2021 to Mar 31, 2022
      • Advisory employees · 4 to 6
        Apr 1, 2021 to Mar 31, 2022
      • Charity clients · 0.0 to unset
        Apr 1, 2021 to Mar 31, 2022
      • Corporate clients · 0.0 to unset
        Apr 1, 2021 to Mar 31, 2022
      • HNW clients · 0.0 to unset
        Apr 1, 2021 to Mar 31, 2022
      • Individual clients · 0.0 to unset
        Apr 1, 2021 to Mar 31, 2022
      • Pension plan clients · 0.0 to unset
        Apr 1, 2021 to Mar 31, 2022
      • Assets in custody · $234M to $510M
        Apr 1, 2021 to Mar 31, 2022
      • Employees · 9 to 12
        Apr 1, 2021 to Mar 31, 2022
      • Discretionary RAUM · $2.2B to $4.8B
        Apr 1, 2021 to Mar 31, 2022
      • HNW RAUM · 0.0 to unset
        Apr 1, 2021 to Mar 31, 2022
      • Individual RAUM · 0.0 to unset
        Apr 1, 2021 to Mar 31, 2022
      Signals
      5 dated events
      • S•••••• C•••••• M••••••••• L•• reported RAUM $4.8B, up 121% from $2.2B (2021-04-01 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • S•••••• C•••••• M••••••••• L•• reported RAUM $2.2B, up 115% from $1.0B (2020-07-06 to 2021-04-01)
        Apr 1, 2021 · RAUM change · derived
      • S•••••• C•••••• M••••••••• L•• reported RAUM $1.0B, up 36% from $745.0M (2019-08-27 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      • S•••••• C•••••• M••••••••• L•• reported RAUM $745.0M, up 307% from $183.0M (2019-01-31 to 2019-02-12)
        Feb 12, 2019 · RAUM change · derived
      • S•••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Dec 15, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      s•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      212-433-4310reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026