DFX Intelligence
RIA Intelligence
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SEC-registered adviser
E••• P••• L••••••
Latest filing Aug 5, 2026
First filing on the tape Apr 14, 2020 · 20 filings
SEC status approved since May 15, 2020
RAUM
$4.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
17
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$4.2B as of Aug 5, 2026
Jun 29, 2021$3.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 5, 2026
Jun 29, 20210 then
Employees (5.A)9 as of Aug 5, 2026
Jun 29, 20215 then
Private funds17 as of Aug 5, 2026
Jun 29, 202113 then
RAUM +16% over the last fiscal year+8.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $247MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 17reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
20 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E• P••••••• L• | Other Private Fund | $560M | 1 | Apr 14, 2020 |
| E• S•••••• O••••••••• F••• I•• •••• L• | Other Private Fund | $480M | 4 | Jun 29, 2021 |
| E•••• I• L• | Other Private Fund | $457M | 17 | Jun 25, 2019 |
| I••• I•• •••• L• | Other Private Fund | $443M | 12 | Jul 6, 2022 |
| E• S•••••• O••••••••• F••• I•• •••• L• | Other Private Fund | $360M | 9 | Jun 29, 2021 |
| E••• P••••••• L• | Other Private Fund | $350M | 1 | Jun 29, 2021 |
| E• R••• E••••• F••• L• | Other Private Fund | $290M | 8 | Jun 25, 2019 |
| I••• I•• •••• L• | Other Private Fund | $272M | 9 | Jul 6, 2022 |
| E•• S•••••• P••••••• L• | Other Private Fund | $200M | 1 | Jun 29, 2021 |
| E••• I• L• | Other Private Fund | $194M | 8 | Jun 25, 2019 |
| M•••• S••••••• O••••••••• S••no longer reported | Other Private Fund | $189M | 12 | Apr 14, 2020 |
| E• I•••• M•••• C••••• I••••••••• V•••••• L• | Other Private Fund | $175M | 1 | Apr 14, 2020 |
| E•••••••• I••••••••• Y•••• P••• L• | Other Private Fund | $112M | 5 | Jun 25, 2019 |
| I••••••••• Y•••• P••• I• •••• L• | Other Private Fund | $82.7M | 5 | Jun 28, 2023 |
| E•••• L• | Other Private Fund | $62.1M | 2 | Apr 14, 2020 |
| S•••••• O••••••••• F••• I• L• | Other Private Fund | $51.0M | 2 | Jun 28, 2023 |
| S•••••• O••••••••• F••• I• L•no longer reported | Other Private Fund | $51.0M | 2 | Apr 14, 2020 |
| I••••••••• Y•••• P••• I• •••• L• | Other Private Fund | $16.2M | 1 | Jun 28, 2023 |
| E•••••••• U•••• F•••• I•••no longer reported | Hedge Fund | $7.3M | 0 | Apr 14, 2020 |
| I••••••••• Y•••• P••• I• •••• L•no longer reported | Other Private Fund | $0 | 0 | Jul 6, 2022 |
Owners and control persons
Schedule A and B, latest filing
- D•••••••• A•••• K•••• · Director - Governance & Compliancecontrolsince 03/2024 · owns less than 5%
- G••••••• S•••••• · Director, Chief Executive Officercontrolsince 01/2022 · owns less than 5%
- P••••••••• A•••••• P•••••• · Non-Executive Directorcontrolsince 04/2022 · owns less than 5%
- W•••• C•••• · Chief Compliance Officercontrolsince 06/2024 · owns less than 5%
- C•••••••• K••••••••• · Non-Executive Directorsince 09/2022 · owns less than 5%
- H••••••••• W••••••• P•••••• · Non-Executive Directorsince 10/2023 · owns less than 5%
Entity owners
- E••• I•••• A••••••••• L•••••• · Direct Ownerdirect · owns 75% or more
- E••• F•••••• C•••••• L•••••• · Indirect Ownerindirect · owns 25% to 50% of E•••••••• S••••••••• A•• I••••••••• P•••••• L••••••
- E•••••••• F•••••••• S••••••• L•••••• · Indirect Ownerindirect · owns 75% or more of E••• F•••••• C•••••• L••••••
- E•••••••• F•••••••• S••••••• L•••••• · Indirect Ownerindirect · owns 75% or more of E•••••••• G••••• W••••• M••••••••• L••••••
- E•••••••• G••••• W••••• M••••••••• L•••••• · Indirect Ownerindirect · owns 25% to 50% of E•••••••• S••••••••• A•• I••••••••• P•••••• L••••••
- E•••••••• S••••••••• A•• I••••••••• P•••••• L•••••• · Indirect Ownerindirect · owns 75% or more of E••• I•••• A••••••••• L••••••
Related persons
Schedule D 7.A
- E••• I•••• A••••••••• L••••••investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 16 to 17Nov 11, 2025 to Jun 26, 2026
- Pooled vehicle clients · 16 to 17Nov 11, 2025 to Jun 26, 2026
- Employees · 8 to 9Nov 11, 2025 to Jun 26, 2026
- Private funds · 16 to 17Nov 11, 2025 to Jun 26, 2026
- Discretionary RAUM · $4.2B to $4.2BNov 11, 2025 to Jun 26, 2026
- Pooled vehicle RAUM · $4.2B to $4.2BNov 11, 2025 to Jun 26, 2026
- RAUM · $4.2B to $4.2BNov 11, 2025 to Jun 26, 2026
- Business name · E•••••••• A••••••••• A•••• A••••••• P•• L•••••• to E••• P••• L••••••Sep 24, 2024 to Jun 8, 2025
- Financial planning clients · unset to Sep 24, 2024 to Jun 8, 2025
- HQ state · unset to Sep 24, 2024 to Jun 8, 2025
- Legal name · E•••••••• A••••••••• A•••• A••••••• P•• L•••••• to E••• P••• L••••••Sep 24, 2024 to Jun 8, 2025
- Discretionary RAUM · $4.1B to $4.2BSep 24, 2024 to Jun 8, 2025
- Pooled vehicle RAUM · $4.1B to $4.2BSep 24, 2024 to Jun 8, 2025
- RAUM · $4.1B to $4.2BSep 24, 2024 to Jun 8, 2025
- Accounts · 17 to 16Mar 25, 2024 to Jun 28, 2024
- Pooled vehicle clients · 17 to 16Mar 25, 2024 to Jun 28, 2024
- Discretionary RAUM · $3.6B to $4.1BMar 25, 2024 to Jun 28, 2024
- Pooled vehicle RAUM · $3.6B to $4.1BMar 25, 2024 to Jun 28, 2024
- RAUM · $3.6B to $4.1BMar 25, 2024 to Jun 28, 2024
- Related broker-dealer · true to falseMar 25, 2024 to Jun 28, 2024
- Advisory employees · 6 to 7Jun 28, 2023 to Nov 22, 2023
- Employees · 7 to 8Jun 28, 2023 to Nov 22, 2023
- Private funds · 17 to 16Jun 28, 2023 to Nov 22, 2023
- Accounts · 16 to 17Feb 1, 2023 to Jun 28, 2023
- Advisory employees · 7 to 6Feb 1, 2023 to Jun 28, 2023
- Pooled vehicle clients · 16 to 17Feb 1, 2023 to Jun 28, 2023
- Private funds · 15 to 17Feb 1, 2023 to Jun 28, 2023
- Discretionary RAUM · $3.4B to $3.6BFeb 1, 2023 to Jun 28, 2023
- Pooled vehicle RAUM · $3.4B to $3.6BFeb 1, 2023 to Jun 28, 2023
- RAUM · $3.4B to $3.6BFeb 1, 2023 to Jun 28, 2023
- Accounts · 13 to 16Apr 11, 2022 to Jul 6, 2022
- Advisory employees · 5 to 7Apr 11, 2022 to Jul 6, 2022
- Pooled vehicle clients · 13 to 16Apr 11, 2022 to Jul 6, 2022
- Employees · 5 to 7Apr 11, 2022 to Jul 6, 2022
- Private funds · 12 to 15Apr 11, 2022 to Jul 6, 2022
- Discretionary RAUM · $3.3B to $3.4BApr 11, 2022 to Jul 6, 2022
- Pooled vehicle RAUM · $3.3B to $3.4BApr 11, 2022 to Jul 6, 2022
- RAUM · $3.3B to $3.4BApr 11, 2022 to Jul 6, 2022
- Private funds · 13 to 12Jun 29, 2021 to Aug 4, 2021
- Accounts · 10 to 13Apr 23, 2021 to Jun 29, 2021
Signals
8 dated events
- C•••• W••• (Chief Compliance Officer) appeared on Schedule A of E••• P••• L••••••Jun 28, 2024 · Control person joined · fact
- Tzu Wei Kok (Chief Compliance Officer) no longer on Schedule A of E••• P••• L•••••• (listed 2023-11-22, absent 2024-03-25)Mar 25, 2024 · Control person left · inference
- Kumar Amit Devralia (Chief Compliance Officer; Director - Governance & Compliance) appeared on Schedule A of E••• P••• L••••••Mar 25, 2024 · Control person joined · fact
- K••••••••• C••••••• (Non-Executive Director) appeared on Schedule A of E••• P••• L••••••Jun 28, 2023 · Control person joined · fact
- Vivek Sharma (Director) no longer on Schedule A of E••• P••• L•••••• (listed 2021-08-04, absent 2022-02-11)Feb 11, 2022 · Control person left · inference
- Shirsha Ganguly (Director, Chief Executive Officer) appeared on Schedule A of E••• P••• L••••••Feb 11, 2022 · Control person joined · fact
- E••• P••• L•••••• reported RAUM $3.3B, up 63% from $2.0B (2021-04-23 to 2021-06-29)Jun 29, 2021 · RAUM change · derived
- E•••••••• A••••••••• A•••• A••••••• P•• L•••••• filed its initial SEC registration (Form ADV)Apr 14, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- e•••.inreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 65 6692 6120reportedpublic record, Form ADV, Aug 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026