DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
M••••••• P•••••••• L••
Latest filing Aug 21, 2026
First filing on the tape Jun 25, 2020 · 13 filings
SEC status approved since Jul 23, 2020
RAUM
$4.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
41
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$4.7B as of Aug 21, 2026
Mar 30, 2021$312M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 21, 2026
Mar 30, 20210 then
Employees (5.A)41 as of Aug 21, 2026
Mar 30, 20218 then
Private funds5 as of Aug 21, 2026
Mar 30, 20219 then
RAUM +54% over the last fiscal year+47% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 21, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $674MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +54%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.7B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.7B for 4 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•• P••••• H••••••• L•• | Other Private Fund | $1.5B | 4 | Mar 27, 2020 |
| A••••••• R••••• F•••• L•• | Other Private Fund | $1.2B | 730 | Mar 27, 2019 |
| V••••• H••••••• 7• L•• | Other Private Fund | $35.6M | 32 | Dec 20, 2018 |
| V••••• H••••••• 2• L•• | Other Private Fund | $12.1M | 2 | Dec 20, 2018 |
| V••••• H••••••• 6• L•• | Other Private Fund | $6.2M | 18 | Dec 20, 2018 |
| V••••• H••••••• 1• L••no longer reported | Other Private Fund | $3.3M | 4 | Dec 20, 2018 |
| V••••• H••••••• 5• L••no longer reported | Other Private Fund | $3.0M | 16 | Dec 20, 2018 |
| V••••• H••••••• 4• L•• | Other Private Fund | $2.6M | 9 | Dec 20, 2018 |
| V••••• H••••••• 3• L•• | Other Private Fund | $1.4M | 9 | Dec 20, 2018 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• S••••••• J••• · Chief Financial Officercontrolsince 01/2024 · owns less than 5%
- B•••••• E••••• B••••••• · Ceocontrolsince 01/2022 · owns less than 5%
- C••••• C••••• G•••••• · Chief Legal Officer / Chief Compliance Officercontrolsince 02/2024 · owns less than 5%
- L••••••••• E•••• B••••••• · Chief Operating Officercontrolsince 01/2022 · owns less than 5%
- S•••••• A•••••• B••••• · Presidentcontrolsince 01/2022 · owns less than 5%
- B•••••• E••••• B••••••• · Membercontrolsince 10/2023 · owns 50% to 75% of A• I••••••••• L••
- B•••••• E••••• B••••••• · Limited Partnercontrolsince 10/2023 · owns 25% to 50% of A• I••••••••• L•
- S•••••• A•••••• B••••• · Limited Partnercontrolsince 10/2023 · owns 25% to 50% of A• I••••••••• L•
- S•••••• A•••••• B••••• · Membercontrolsince 10/2023 · owns 50% to 75% of A• I••••••••• L••
Entity owners
- A• I••••••••• L• · Shareholderdirect · owns 75% or more
- A• I••••••••• L•• · General Partnerindirect · owns F of A• I••••••••• L•
- S••••••••• C••••••••• F••••••• L•• · Shareholderdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- M• L••••••••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $1.7B to $1.7BMar 28, 2025 to Mar 30, 2026
- Employees · 38 to 41Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $3.1B to $4.7BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $3.1B to $4.7BMar 28, 2025 to Mar 30, 2026
- RAUM · $3.1B to $4.7BMar 28, 2025 to Mar 30, 2026
- Accounts · 5 to 7May 10, 2024 to Mar 28, 2025
- Advisory employees · 9 to 13May 10, 2024 to Mar 28, 2025
- Pooled vehicle clients · 5 to 7May 10, 2024 to Mar 28, 2025
- Assets in custody · $1.6B to $1.7BMay 10, 2024 to Mar 28, 2025
- Employees · 31 to 38May 10, 2024 to Mar 28, 2025
- Financial planning clients · unset to May 10, 2024 to Mar 28, 2025
- Discretionary RAUM · $3.0B to $3.1BMay 10, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $3.0B to $3.1BMay 10, 2024 to Mar 28, 2025
- RAUM · $3.0B to $3.1BMay 10, 2024 to Mar 28, 2025
- Assets in custody · $1.6B to $1.6BMar 28, 2024 to May 10, 2024
- Discretionary RAUM · $3.1B to $3.0BMar 28, 2024 to May 10, 2024
- Pooled vehicle RAUM · $3.1B to $3.0BMar 28, 2024 to May 10, 2024
- RAUM · $3.1B to $3.0BMar 28, 2024 to May 10, 2024
- Accounts · 7 to 5Feb 16, 2024 to Mar 28, 2024
- Advisory employees · 7 to 9Feb 16, 2024 to Mar 28, 2024
- Pooled vehicle clients · 7 to 5Feb 16, 2024 to Mar 28, 2024
- Assets in custody · $1.5B to $1.6BFeb 16, 2024 to Mar 28, 2024
- Employees · 19 to 31Feb 16, 2024 to Mar 28, 2024
- Private funds · 7 to 5Feb 16, 2024 to Mar 28, 2024
- Discretionary RAUM · $1.5B to $3.1BFeb 16, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $1.5B to $3.1BFeb 16, 2024 to Mar 28, 2024
- RAUM · $1.5B to $3.1BFeb 16, 2024 to Mar 28, 2024
- Accounts · 9 to 7Jan 17, 2023 to Mar 30, 2023
- Advisory employees · 3 to 7Jan 17, 2023 to Mar 30, 2023
- Pooled vehicle clients · 9 to 7Jan 17, 2023 to Mar 30, 2023
- Assets in custody · $1.1B to $1.5BJan 17, 2023 to Mar 30, 2023
- Employees · 10 to 19Jan 17, 2023 to Mar 30, 2023
- Private funds · 9 to 7Jan 17, 2023 to Mar 30, 2023
- Discretionary RAUM · $1.1B to $1.5BJan 17, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $1.1B to $1.5BJan 17, 2023 to Mar 30, 2023
- RAUM · $1.1B to $1.5BJan 17, 2023 to Mar 30, 2023
- Assets in custody · $312M to $1.1BMar 30, 2021 to Mar 29, 2022
- Employees · 8 to 10Mar 30, 2021 to Mar 29, 2022
- Discretionary RAUM · $312M to $1.1BMar 30, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $312M to $1.1BMar 30, 2021 to Mar 29, 2022
Signals
7 dated events
- M••••••• P•••••••• L•• reported RAUM $4.7B, up 54% from $3.1B (2025-03-28 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- M••••••• P•••••••• L•• reported RAUM $3.1B, up 107% from $1.5B (2024-02-16 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- G•••••• C•••• C•••• (Chief Legal Officer) appeared on Schedule A of M••••••• P•••••••• L••Feb 16, 2024 · Control person joined · fact
- John Stephen Bordes (Chief Financial Officer) appeared on Schedule A of M••••••• P•••••••• L••Feb 16, 2024 · Control person joined · fact
- M••••••• P•••••••• L•• reported RAUM $1.5B, up 31% from $1.1B (2023-01-17 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- M••••••• P•••••••• L•• reported RAUM $1.1B, up 260% from $312.4M (2021-03-30 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- M••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jun 25, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M••••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- M••••••• P•••••••• L•• · Private Equityshared crd · organization
- M••••••• P•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/maritime-partners-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- maritimepartnersllc.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 504-264-5870reportedpublic record, Form ADV, Aug 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026