DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

T•• H••••• F•••

Former SEC-registered adviserPhiladelphia, PennsylvaniaCRD 300195SEC 801-118034IAPD
Legal name H••••• C•••••• M••••••••• L••
Latest filing Mar 29, 2021
First filing on the tape Jan 6, 2020 · 5 filings
RAUM
$87.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
9.6%
$8.4M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$76.7M gross assets
History
5 filings and snapshots on the tape
RAUM$87.4M as of Mar 29, 2021
Jan 6, 2020$110M then
HNW client RAUM$8.4M as of Mar 29, 2021
Jan 6, 2020$16.4M then
State-registered IARs (5.B.3)2 as of Mar 29, 2021
Jan 6, 20202 then
Employees (5.A)3 as of Mar 29, 2021
Jan 6, 20203 then
Private funds2 as of Mar 29, 2021
Jan 6, 20203 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 29, 2021; every figure names its basis
RAUM per advisor
$43.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$17.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
2.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$76.7M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$76.7M88%
  • High-net-worth individuals$8.4M9.6%
  • Charitable organizations$2.2M2.5%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$76.7M for 2 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      H••••• C•••••• P••••••• F•••• L•Hedge Fund$30.8M44Jan 6, 2020
      H••••• F••••••• L•••Hedge Fund$10.7M20Jan 6, 2020
      S••••• C•••••• I••••••••• L•Hedge Fund$8.3M25Sep 13, 2018
      H••••• O••••••••• F••• 2• L•Hedge Fund$7.0M26Aug 30, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • A••••• D••••• A••• · Principal, Member, Chief Compliance Officercontrol
        since 12/2012 · owns 5% to 10%
      • M••••• J•••••• M••••• · Senior Principal, Chief Investment Officer, Manager, Membercontrol
        since 12/2012 · owns 25% to 50%
      • P•••••• J••••••• E••••• · Membercontrol
        since 12/2012 · owns less than 5%
      • A••••• D••••• A••• · Membercontrol
        since 12/2012 · owns 25% to 50% of H••••• S••••••••• L••
      • A••••• P•••• H••••• · Membercontrol
        since 12/2012 · owns 25% to 50% of H••••• S••••••••• L••
      • S•••••••• J••••• S••• · Member
        since 12/2012 · owns 5% to 10%
      • S•••••••• J••••• S••• · Manager
        since 12/2012 · owns F of M•••••• L••
      Entity owners
      • H••••• S••••••••• L•• · Member
        direct · owns 10% to 25%
      • M•••••• P••••••• L•• P••••••••• · Member
        direct · owns 5% to 10%
      • M•••••• L•• · General Partner
        indirect · owns F of M•••••• P••••••• L•• P•••••••••
      Related persons
      Schedule D 7.A
      • H••••• C•••••• P•••••••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 6 to 5
        Jun 29, 2020 to Mar 29, 2021
      • Pooled vehicle clients · 3 to 2
        Jun 29, 2020 to Mar 29, 2021
      • Assets in custody · $90.3M to $76.7M
        Jun 29, 2020 to Mar 29, 2021
      • Private funds · 3 to 2
        Jun 29, 2020 to Mar 29, 2021
      • Discretionary RAUM · $110M to $87.4M
        Jun 29, 2020 to Mar 29, 2021
      • HNW RAUM · $16.4M to $8.4M
        Jun 29, 2020 to Mar 29, 2021
      • Pooled vehicle RAUM · $90.3M to $76.7M
        Jun 29, 2020 to Mar 29, 2021
      • RAUM · $110M to $87.4M
        Jun 29, 2020 to Mar 29, 2021
      Signals
      1 dated events
      • T•• H••••• F••• filed its initial SEC registration (Form ADV)
        Jan 6, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/the-horton-fundreportedpublic record, Form ADV, Sep 19, 2026
      Website
      thehortonfund.comreportedpublic record, Form ADV, Sep 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026