DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••• S••••• C••••••
Legal name P••• S••••• C••••••• L•
Latest filing Mar 27, 2026
First filing on the tape Feb 17, 2021 · 11 filings
SEC status approved since Mar 22, 2021
RAUM
$727M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$727M as of Mar 27, 2026
Mar 30, 2022$337M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 30, 20220 then
Employees (5.A)12 as of Mar 27, 2026
Mar 30, 20229 then
Private funds7 as of Mar 27, 2026
Mar 30, 20224 then
RAUM +77% over the last fiscal year+23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $104MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +77%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$727M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••• S••••• C•••••• P•••••••• L• | Private Equity Fund | $231M | 43 | Jan 8, 2019 |
| P••• S••••• C•••••• P••••••• • B• L• | Private Equity Fund | $104M | 4 | Mar 25, 2020 |
| H••• R••• C••• L•• | Private Equity Fund | $49.9M | 2 | Mar 30, 2022 |
| M••••••••• C••• L•• | Private Equity Fund | $45.4M | 14 | Mar 30, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C•••••••• P•••• J••• · Limited Partnercontrolsince 01/2023 · owns 25% to 50%
- D•••••• D••••• T••• · Limited Partnercontrolsince 01/2023 · owns 25% to 50%
- F•••••• C••••• J••••• · Chief Financial Officer And Chief Compliance Officercontrolsince 05/2021 · owns less than 5%
- W••••••• E•••••• A••••• · Limited Partnercontrolsince 01/2023 · owns 25% to 50%
- C•••••••• P•••• J••• · Managing Partnercontrolsince 01/2023 · owns 25% to 50% of P••• S••••• C•••••• M••••••••• G•• L••
- D•••••• D••••• T••• · Managing Partnercontrolsince 01/2023 · owns 25% to 50% of P••• S••••• C•••••• M••••••••• G•• L••
- W••••••• E•••••• A••••• · Managing Partnercontrolsince 01/2023 · owns 25% to 50% of P••• S••••• C•••••• M••••••••• G•• L••
Entity owners
- P••• S••••• C•••••• M••••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- P••• S••••• C•••••• I• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $411,190,013 to $727,426,301 (+77.0%) between the annual amendments of 2025-03-30 and 2026-03-27; the peer median change was +8.0% (673 comparable advisers, 92.0th percentile of changes)peers: asset managers, $500M to $1B (673) · 92% percentile
What changed
consecutive filings, newest first
- Accounts · 6 to 7Aug 28, 2025 to Mar 27, 2026
- Pooled vehicle clients · 6 to 7Aug 28, 2025 to Mar 27, 2026
- Private funds · 6 to 7Aug 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $411M to $727MAug 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $411M to $727MAug 28, 2025 to Mar 27, 2026
- RAUM · $411M to $727MAug 28, 2025 to Mar 27, 2026
- Accounts · 4 to 6Mar 28, 2024 to Mar 30, 2025
- Advisory employees · 5 to 7Mar 28, 2024 to Mar 30, 2025
- Pooled vehicle clients · 4 to 6Mar 28, 2024 to Mar 30, 2025
- Employees · 9 to 12Mar 28, 2024 to Mar 30, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 30, 2025
- Private funds · 4 to 6Mar 28, 2024 to Mar 30, 2025
- Discretionary RAUM · $430M to $411MMar 28, 2024 to Mar 30, 2025
- Pooled vehicle RAUM · $430M to $411MMar 28, 2024 to Mar 30, 2025
- RAUM · $430M to $411MMar 28, 2024 to Mar 30, 2025
- Advisory employees · 6 to 5Mar 29, 2023 to Mar 28, 2024
- Employees · 11 to 9Mar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $391M to $430MMar 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $391M to $430MMar 29, 2023 to Mar 28, 2024
- RAUM · $391M to $430MMar 29, 2023 to Mar 28, 2024
- Advisory employees · 5 to 6Jan 24, 2023 to Mar 29, 2023
- Employees · 9 to 11Jan 24, 2023 to Mar 29, 2023
- Discretionary RAUM · $337M to $391MJan 24, 2023 to Mar 29, 2023
- Pooled vehicle RAUM · $337M to $391MJan 24, 2023 to Mar 29, 2023
- RAUM · $337M to $391MJan 24, 2023 to Mar 29, 2023
- Succession · true to falseJan 24, 2023 to Mar 29, 2023
- Succession · false to trueJan 20, 2023 to Jan 24, 2023
- Legal name · P••• S••••• C••••••, LLC to P••• S••••• C••••••• L•Jan 18, 2023 to Jan 20, 2023
- Organization form · Limited Liability Company to Limited PartnershipJan 18, 2023 to Jan 20, 2023
- Succession · true to falseJan 18, 2023 to Jan 20, 2023
- Succession · false to trueMar 30, 2022 to Jan 18, 2023
- Accounts · 2 to 4May 25, 2021 to Mar 30, 2022
- Pooled vehicle clients · 2 to 4May 25, 2021 to Mar 30, 2022
- Employees · 8 to 9May 25, 2021 to Mar 30, 2022
- Private funds · 2 to 4May 25, 2021 to Mar 30, 2022
- Discretionary RAUM · $247M to $337MMay 25, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $247M to $337MMay 25, 2021 to Mar 30, 2022
- RAUM · $247M to $337MMay 25, 2021 to Mar 30, 2022
- Private funds · 4 to 2Feb 17, 2021 to May 25, 2021
Signals
4 dated events
- P••• S••••• C•••••• reported RAUM $727.4M, up 77% from $411.2M (2025-08-28 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- P••• S••••• C•••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 18, 2023 · Succession (Item 4) · fact
- Jeremy Colin Fekkes (Chief Financial Officer And Chief Compliance Officer) appeared on Schedule A of P••• S••••• C••••••May 25, 2021 · Control person joined · fact
- P••• S••••• C•••••• filed its initial SEC registration (Form ADV)Feb 17, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P••• S••••• C•••••• · Independent Sponsorsshared crd · capital_provider
- P••• S••••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- pikestreetcapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 425-686-3320reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026