DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

L•• W•••••• L•••

Former SEC-registered adviserPhiladelphia, PennsylvaniaCRD 300267SEC 801-114765IAPD
Latest filing Mar 31, 2022
First filing on the tape Jan 30, 2019 · 12 filings
RAUM
$4.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
97
41 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
14
$4.4B gross assets
History
12 filings and snapshots on the tape
RAUM$4.4B as of Mar 31, 2022
Mar 29, 2019$2.9B then
HNW client RAUM$0 as of Mar 31, 2022
Mar 29, 2019$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2022
Mar 29, 20190 then
Employees (5.A)97 as of Mar 31, 2022
Mar 29, 201956 then
Private funds14 as of Mar 31, 2022
Mar 29, 201911 then
RAUM +3.5% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$317MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+3.5%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$4.4B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
14reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      L•• E••••• P••••••• I•• L•••Private Equity Fund$2.7M149Feb 14, 2012
      L•• E••••• P••••••• P••••••• I•• L•••Private Equity Fund$393,95291Feb 14, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • A••••• S••••• · Limited Partnercontrol
        since 12/2020 · owns less than 5%
      • B•••••• N•••• S••••• · Chief Financial Officercontrol
        since 01/2019 · owns less than 5%
      • H•••••• M•••••••• L•••• · Limited Partnercontrol
        since 01/2019 · owns 10% to 25%
      • L•••• S•••• J••••••• · Limited Partnercontrol
        since 01/2019 · owns less than 5%
      • L••••••••• M••••••• S•••• · Limited Partnercontrol
        since 12/2020 · owns less than 5%
      • L•••••• J••••• · General Counselcontrol
        since 03/2019 · owns less than 5%
      • P••••••••• S••••• A•••••• · Limited Partnercontrol
        since 01/2019 · owns 10% to 25%
      • R•••••• D••••• J•••• · Limited Partnercontrol
        since 01/2019 · owns 10% to 25%
      • R•••• H•••••• D•••• · Limited Partnercontrol
        since 01/2019 · owns 10% to 25%
      • S•••• J•••• B•••••• · Limited Partnercontrol
        since 01/2019 · owns 10% to 25%
      • S••••••• D••••• A••••• · Limited Partnercontrol
        since 01/2019 · owns 10% to 25%
      • V•••••• M•••••••• W•••• · Chief Compliance Officercontrol
        since 01/2019 · owns less than 5%
      Entity owners
      • L•• W••••• G•• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • L•• C•••••• I•• L•••
        pooled vehicle sponsory
      • L•• C•••••• I••• L•••
        pooled vehicle sponsory
      • L•• C•••••• I•• L•••
        pooled vehicle sponsory
      • L•• C•••••• V• S•• L••
        pooled vehicle sponsory
      • L•• C•••••• V• L•••
        pooled vehicle sponsory
      • L•• C•••••• V• S•• L••
        pooled vehicle sponsory
      • L•• C•••••• V•• L•••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      • Philadelphia, PA39 employees
      What changed
      consecutive filings, newest first
      • Accounts · 16 to 14
        Apr 9, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 16 to 14
        Apr 9, 2021 to Mar 31, 2022
      • Employees · 76 to 97
        Apr 9, 2021 to Mar 31, 2022
      • Private funds · 16 to 14
        Apr 9, 2021 to Mar 31, 2022
      • Discretionary RAUM · $4.3B to $4.4B
        Apr 9, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $4.3B to $4.4B
        Apr 9, 2021 to Mar 31, 2022
      • RAUM · $4.3B to $4.4B
        Apr 9, 2021 to Mar 31, 2022
      • Related adviser · true to false
        Apr 9, 2021 to Mar 31, 2022
      • Accounts · 11 to 16
        Oct 14, 2020 to Mar 30, 2021
      • Advisory employees · 39 to 41
        Oct 14, 2020 to Mar 30, 2021
      • Pooled vehicle clients · 11 to 16
        Oct 14, 2020 to Mar 30, 2021
      • Employees · 64 to 76
        Oct 14, 2020 to Mar 30, 2021
      • Private funds · 11 to 16
        Oct 14, 2020 to Mar 30, 2021
      • Discretionary RAUM · $2.8B to $4.3B
        Oct 14, 2020 to Mar 30, 2021
      • Pooled vehicle RAUM · $2.8B to $4.3B
        Oct 14, 2020 to Mar 30, 2021
      • RAUM · $2.8B to $4.3B
        Oct 14, 2020 to Mar 30, 2021
      • Discretionary RAUM · $3.2B to $2.8B
        Mar 29, 2020 to Apr 27, 2020
      • Pooled vehicle RAUM · $3.2B to $2.8B
        Mar 29, 2020 to Apr 27, 2020
      • RAUM · $3.2B to $2.8B
        Mar 29, 2020 to Apr 27, 2020
      • Advisory employees · 38 to 39
        Jan 31, 2020 to Mar 29, 2020
      • Employees · 56 to 64
        Jan 31, 2020 to Mar 29, 2020
      • Discretionary RAUM · $2.9B to $3.2B
        Jan 31, 2020 to Mar 29, 2020
      • Pooled vehicle RAUM · $2.9B to $3.2B
        Jan 31, 2020 to Mar 29, 2020
      • RAUM · $2.9B to $3.2B
        Jan 31, 2020 to Mar 29, 2020
      • Accounts · 9 to 11
        Feb 26, 2019 to Mar 29, 2019
      • Advisory employees · 31 to 38
        Feb 26, 2019 to Mar 29, 2019
      • Pooled vehicle clients · 9 to 11
        Feb 26, 2019 to Mar 29, 2019
      • Employees · 49 to 56
        Feb 26, 2019 to Mar 29, 2019
      • Private funds · 9 to 11
        Feb 26, 2019 to Mar 29, 2019
      • Discretionary RAUM · $2.6B to $2.9B
        Feb 26, 2019 to Mar 29, 2019
      • Pooled vehicle RAUM · $2.6B to $2.9B
        Feb 26, 2019 to Mar 29, 2019
      • RAUM · $2.6B to $2.9B
        Feb 26, 2019 to Mar 29, 2019
      • Discretionary RAUM · $26B to $2.6B
        Jan 30, 2019 to Feb 26, 2019
      • Pooled vehicle RAUM · $26B to $2.6B
        Jan 30, 2019 to Feb 26, 2019
      • RAUM · $26B to $2.6B
        Jan 30, 2019 to Feb 26, 2019
      • Succession · true to false
        Jan 30, 2019 to Feb 26, 2019
      Signals
      8 dated events
      • Sasank Aleti (Limited Partner) appeared on Schedule A of L•• W•••••• L•••
        Mar 31, 2022 · Control person joined · fact
      • Joshua Loftus (General Counsel) appeared on Schedule A of L•• W•••••• L•••
        Mar 31, 2022 · Control person joined · fact
      • Scott Michael Levenberg (Limited Partner) appeared on Schedule A of L•• W•••••• L•••
        Mar 31, 2022 · Control person joined · fact
      • Mark Ira Lubert (Limited Partner) no longer on Schedule A of L•• W•••••• L••• (listed 2021-04-09, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • L•• W•••••• L••• reported RAUM $4.3B, up 53% from $2.8B (2020-10-14 to 2021-03-30)
        Mar 30, 2021 · RAUM change · derived
      • L•• W•••••• L••• reported RAUM $2.6B, down 90% from $25.9B (2019-01-30 to 2019-02-26)
        Feb 26, 2019 · RAUM change · derived
      • L•• W•••••• L••• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Jan 30, 2019 · Succession (Item 4) · fact
      • L•• W•••••• L••• filed its initial SEC registration (Form ADV)
        Jan 30, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026