DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
U•••• P••••••• L••
Latest filing Apr 24, 2026
First filing on the tape May 1, 2019 · 3 filings
SEC status approved since Apr 30, 2026
RAUM
$115M
reported, Item 5.F
Discretionary
76%
of RAUM
Private clients
73%
$84.0M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$16.4M
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM: $115M
HNW client RAUM: $75.1M
State-registered IARs (5.B.3)6 as of Apr 24, 2026
May 1, 20190 then
Employees (5.A)8 as of Apr 24, 2026
May 1, 20192 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $14.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 9derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $864,990derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 76%derivedof RAUM
- Institutional
- 27%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$75.1M65%
- Insurance companies$31.1M27%
- Individuals$8.9M7.7%
- Individual clients
- 36reported
- HNW clients
- 33reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 133reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.73 fund_share=0.0 institutional_share=0.27 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| F••••• C•••••• B•••• | Cumbaya | Feb 12, 2020 | 14 y | 0 |
| J••••• A•••••• O•••• G••••• | Miami, Fl | Oct 12, 2022 | 10 y | 0 |
| L••• A••••• G••••• B•••••Chartered Financial Analyst | Miami, Fl | Apr 16, 2024 | 13 y | 0 |
| I•••••• X••••• R•••••• | New York, Ny | Jul 19, 2024 | 10 y | 1 |
| C••••• I••• R••• | Miami, Fl | Nov 5, 2024 | 10 y | 0 |
| S••••••• C•••••• S••••••••• | Plantation Key, Fl | Nov 13, 2024 | 10 y | 2 |
| S•••• E••••• T•••• | Miami, Fl | Feb 6, 2025 | 12 y | 0 |
| F•••••••• L•••••• S•••••• | Miami, Fl | Sep 15, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• B••••• F••••• · Chief Compliance Officercontrolsince 11/2018 · owns 25% to 50%
- L••••• S•••• · Ownercontrolsince 11/2018 · owns 25% to 50%
- S••••••• J•••••• E•••••• · Ownercontrolsince 11/2018 · owns 25% to 50%
Related persons
Schedule D 7.A
- I•••••••• I••••• E•••• S•••investment advisern
- I•••••••• W••••• M••••••••• A•investment advisern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Apr 24, 2026custody of client assets (Item 9.A): yes on the filing of 2019-09-13, no on the filing of 2026-04-24peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · unset to 133.0Sep 13, 2019 to Apr 24, 2026
- Advisory employees · 1 to 6Sep 13, 2019 to Apr 24, 2026
- Business name · I•••••••• A•••• M••••••••• L•• to U•••• P••••••• L••Sep 13, 2019 to Apr 24, 2026
- HNW clients · unset to 33.0Sep 13, 2019 to Apr 24, 2026
- Individual clients · unset to 36.0Sep 13, 2019 to Apr 24, 2026
- Assets in custody · 0.0 to unsetSep 13, 2019 to Apr 24, 2026
- Custody of client assets · true to falseSep 13, 2019 to Apr 24, 2026
- Employees · 2 to 8Sep 13, 2019 to Apr 24, 2026
- Financial planning clients · unset to Sep 13, 2019 to Apr 24, 2026
- State-registered IARs · 0 to 6Sep 13, 2019 to Apr 24, 2026
- Legal name · I•••••••• A•••• M••••••••• L•• to U•••• P••••••• L••Sep 13, 2019 to Apr 24, 2026
- Other offices · 0 to 4Sep 13, 2019 to Apr 24, 2026
- Discretionary RAUM · unset to 87165457.0Sep 13, 2019 to Apr 24, 2026
- HNW RAUM · unset to 75083695.0Sep 13, 2019 to Apr 24, 2026
- Individual RAUM · unset to 8891104.0Sep 13, 2019 to Apr 24, 2026
- Non-discretionary RAUM · unset to 27878213.0Sep 13, 2019 to Apr 24, 2026
- RAUM · unset to 115043670.0Sep 13, 2019 to Apr 24, 2026
- Assets in custody · unset to 0.0May 1, 2019 to Sep 13, 2019
- Custody of client assets · false to trueMay 1, 2019 to Sep 13, 2019
- HQ city · DUBENDORF, ZURICH to MIAMIMay 1, 2019 to Sep 13, 2019
- HQ state · unset to FLMay 1, 2019 to Sep 13, 2019
Signals
2 dated events
- F•••••••• L•••••• S•••••• registered as an investment adviser representative at U•••• P••••••• L••Sep 15, 2026 · Advisor registered · fact
- I•••••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 1, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@uyanapartners.comreportedpublished by the firm, firm site, Sep 17, 2026
- Website
- uyanapartners.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 786-238-4314reportedpublic record, Form ADV, Apr 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $16.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026