DFX Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

W••••••• C•••••• P••••••• L•

Asset manager (funds and pooled vehicles)SEC-registered· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $6.3B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-06-26 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $6.3B
Advisors: 0
Net advisor flow, 12 months: Not established
RAUM change, last fiscal year: +12%
Private clients: 0.0% of RAUM

Advisors Advisor movement Where the RAUM sits

As of 2026-06-26 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

2 published business contact points are on record, each with its source.
Contact points 2

Every filed figure, and the identifiersCRD 300347 · SEC 801-118324 · 8 filingsShow

CRD 300347SEC 801-118324First filing on the tape Feb 27, 2020, latest Jun 26, 2026SEC status approved since Mar 27, 2020IAPD

RAUM

$6.3B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

8 filings and snapshots on the tape

RAUM$6.3B as of Jun 26, 2026

Mar 1, 2021$1.0B then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Jun 26, 2026

Mar 1, 20210 then

Employees (5.A)5 as of Jun 26, 2026

Mar 1, 20213 then

Private funds: no history

RAUM +12% over the last fiscal year+102% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Jun 26, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $3.2BderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +12%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$6.3B100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 2reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

H•• G••• · Managing Partnercontrol
since 12/2018 · owns 50% to 75%
Y•••• W••• L• · Chief Compliance Officercontrol
since 12/2018 · owns 5% to 10%
H•• G••• · Managing Membercontrol
since 12/2018 · owns 75% or more of W••••••• C•••••• M••••••••• L••
W•• J••••••• · Trusteecontrol
since 09/2018 · owns F of 2••• G••• H• I••••••••• T••••
S••• M••••• · Trustee
since 09/2018 · owns F of 2••• G••• H• I••••••••• T••••
X•• J••••••• · Trustee
since 09/2018 · owns F of 2••• G••• H• I••••••••• T••••

Entity owners

W••••••• C•••••• M••••••••• L•• · General Partner
direct · owns less than 5%
2••• G••• H• I••••••••• T•••• · Limited Partner
direct · owns 10% to 25%

Related persons

Schedule D 7.A

W••••••• C•••••• M••••••••• L••
y

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 3 to 2
Feb 13, 2025 to Mar 10, 2026
Pooled vehicle clients · 3 to 2
Feb 13, 2025 to Mar 10, 2026
Discretionary RAUM · $5.7B to $6.3B
Feb 13, 2025 to Mar 10, 2026
Pooled vehicle RAUM · $5.7B to $6.3B
Feb 13, 2025 to Mar 10, 2026
RAUM · $5.7B to $6.3B
Feb 13, 2025 to Mar 10, 2026
Accounts · 1 to 3
Mar 8, 2024 to Feb 13, 2025
Advisory employees · 3 to 5
Mar 8, 2024 to Feb 13, 2025
Pooled vehicle clients · 1 to 3
Mar 8, 2024 to Feb 13, 2025
Employees · 3 to 5
Mar 8, 2024 to Feb 13, 2025
Financial planning clients · unset to
Mar 8, 2024 to Feb 13, 2025
Discretionary RAUM · $1.6B to $5.7B
Mar 8, 2024 to Feb 13, 2025
Pooled vehicle RAUM · $1.6B to $5.7B
Mar 8, 2024 to Feb 13, 2025
RAUM · $1.6B to $5.7B
Mar 8, 2024 to Feb 13, 2025
Discretionary RAUM · $766M to $1.6B
Mar 9, 2023 to Mar 8, 2024
Pooled vehicle RAUM · $766M to $1.6B
Mar 9, 2023 to Mar 8, 2024
RAUM · $766M to $1.6B
Mar 9, 2023 to Mar 8, 2024
Discretionary RAUM · $2.1B to $766M
Feb 7, 2022 to Mar 9, 2023
Pooled vehicle RAUM · $2.1B to $766M
Feb 7, 2022 to Mar 9, 2023
RAUM · $2.1B to $766M
Feb 7, 2022 to Mar 9, 2023
Discretionary RAUM · $1.0B to $2.1B
Mar 1, 2021 to Feb 7, 2022
Pooled vehicle RAUM · $1.0B to $2.1B
Mar 1, 2021 to Feb 7, 2022
RAUM · $1.0B to $2.1B
Mar 1, 2021 to Feb 7, 2022
Advisory employees · 2 to 3
Feb 27, 2020 to Mar 1, 2021
Employees · 2 to 3
Feb 27, 2020 to Mar 1, 2021
Discretionary RAUM · $2.9B to $1.0B
Feb 27, 2020 to Mar 1, 2021
Pooled vehicle RAUM · $2.9B to $1.0B
Feb 27, 2020 to Mar 1, 2021
RAUM · $2.9B to $1.0B
Feb 27, 2020 to Mar 1, 2021

Signals

7 dated events

••• Locked
Feb 13, 2025 · RAUM change · derived
••• Locked
Mar 8, 2024 · RAUM change · derived
••• Locked
Mar 9, 2023 · RAUM change · derived
••• Locked
Feb 7, 2022 · RAUM change · derived
••• Locked
Mar 1, 2021 · RAUM change · derived
••• Locked
Mar 1, 2021 · ria registration change · fact
••• Locked
Feb 27, 2020 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Jun 26, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Jun 26, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026