DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

B•••••• E••••• P•••••••• L••

Former SEC-registered adviserHollywood, FloridaCRD 300354SEC 801-114771IAPD
Latest filing Jun 5, 2023
First filing on the tape Jan 31, 2019 · 10 filings
RAUM
$13.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$13.3M as of Mar 22, 2023
Mar 31, 2020$1.2M then
HNW client RAUM$0 as of Mar 22, 2023
Mar 31, 2020$0 then
State-registered IARs (5.B.3)2 as of Mar 22, 2023
Mar 31, 20202 then
Employees (5.A)3 as of Mar 22, 2023
Mar 31, 20203 then
Private funds: no history
RAUM +11% over the last fiscal year+125% a year over threeIARs 1 to 2
Practice profile
derived from the filing of Jun 5, 2023; every figure names its basis
RAUM per advisor
$6.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$3.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+11%derivedbetween the last two annual amendments
Advisor growth, one year
+100%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
Custody
$13.3M, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$13.3M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
4reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$13.3M for 4 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • S••••••••• A••••• · Managing Member And Ccocontrol
        since 01/2019 · owns 75% or more
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 2 to 4
        Sep 12, 2022 to Mar 22, 2023
      • Advisory employees · 1 to 2
        Sep 12, 2022 to Mar 22, 2023
      • Pooled vehicle clients · 2 to 4
        Sep 12, 2022 to Mar 22, 2023
      • Assets in custody · $12.0M to $13.3M
        Sep 12, 2022 to Mar 22, 2023
      • Insurance-licensed employees · 1 to 0
        Sep 12, 2022 to Mar 22, 2023
      • State-registered IARs · 1 to 2
        Sep 12, 2022 to Mar 22, 2023
      • Discretionary RAUM · $12.0M to $13.3M
        Sep 12, 2022 to Mar 22, 2023
      • Pooled vehicle RAUM · $12.0M to $13.3M
        Sep 12, 2022 to Mar 22, 2023
      • RAUM · $12.0M to $13.3M
        Sep 12, 2022 to Mar 22, 2023
      • Advisory employees · 2 to 1
        Mar 19, 2021 to Mar 17, 2022
      • Assets in custody · $12.4M to $12.0M
        Mar 19, 2021 to Mar 17, 2022
      • Insurance-licensed employees · 2 to 1
        Mar 19, 2021 to Mar 17, 2022
      • State-registered IARs · 0 to 1
        Mar 19, 2021 to Mar 17, 2022
      • Discretionary RAUM · $12.4M to $12.0M
        Mar 19, 2021 to Mar 17, 2022
      • Pooled vehicle RAUM · $12.4M to $12.0M
        Mar 19, 2021 to Mar 17, 2022
      • RAUM · $12.4M to $12.0M
        Mar 19, 2021 to Mar 17, 2022
      • Assets in custody · $1.2M to $12.4M
        Mar 31, 2020 to Mar 19, 2021
      • State-registered IARs · 2 to 0
        Mar 31, 2020 to Mar 19, 2021
      • Discretionary RAUM · $1.2M to $12.4M
        Mar 31, 2020 to Mar 19, 2021
      • Pooled vehicle RAUM · $1.2M to $12.4M
        Mar 31, 2020 to Mar 19, 2021
      • RAUM · $1.2M to $12.4M
        Mar 31, 2020 to Mar 19, 2021
      • Accounts · 0 to 2
        Mar 31, 2020 to Mar 31, 2020
      • Pooled vehicle clients · 0 to 2
        Mar 31, 2020 to Mar 31, 2020
      • Assets in custody · $0 to $1.2M
        Mar 31, 2020 to Mar 31, 2020
      • Employees · 2 to 3
        Mar 31, 2020 to Mar 31, 2020
      • Discretionary RAUM · $0 to $1.2M
        Mar 31, 2020 to Mar 31, 2020
      • Pooled vehicle RAUM · $0 to $1.2M
        Mar 31, 2020 to Mar 31, 2020
      • RAUM · $0 to $1.2M
        Mar 31, 2020 to Mar 31, 2020
      Signals
      2 dated events
      • Manuel Fadraga (Managing Member) no longer on Schedule A of B•••••• E••••• P•••••••• L•• (listed 2020-03-31, absent 2021-03-19)
        Mar 19, 2021 · Control person left · inference
      • B•••••• E••••• P•••••••• L•• filed its initial SEC registration (Form ADV)
        Jan 31, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026