DFX Intelligence
RIA Intelligence
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SEC-registered adviser
E••••••••• F•••• I••••••••• M•••••• L••
Latest filing Jun 29, 2026
First filing on the tape Nov 25, 2025 · 2 filings
SEC status approved since Jan 2, 2026
RAUM
$891M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$891M as of Jun 29, 2026
Nov 25, 2025$751M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Nov 25, 20250 then
Employees (5.A)9 as of Jun 29, 2026
Nov 25, 202510 then
Private funds10 as of Jun 29, 2026
Nov 25, 20257 then
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $89.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$891M100%
- State and municipal entities$790.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E••••••••• F•••• ••••••• L••• | Venture Capital Fund | $206M | 65 | Jan 15, 2019 |
| E••••••••• F•••• N••• S•••• L••• | Venture Capital Fund | $123M | 51 | Apr 1, 2020 |
| E••••••••• F•••• L••• | Venture Capital Fund | $97.7M | 40 | Apr 1, 2020 |
| E••••••••• F•••• ••••••••• L••• | Venture Capital Fund | $23.2M | 28 | Jan 15, 2019 |
| E••••••••• F•••• ••••• L••• | Venture Capital Fund | $16.5M | 28 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• A••••• Y••••• · Chief Executive Officercontrolsince 12/2014 · owns 25% to 50%
- C•••••••• M••••••• P••••• · Executive Chaircontrolsince 12/2014 · owns 25% to 50%
- G••••••••• L•••• B•••••• · Chief Compliance Officercontrolsince 11/2025 · owns less than 5%
- S••••••• T••••• · Chief Operating Officercontrolsince 11/2022 · owns less than 5%
Entity owners
- E••••••••• F•••• O••••••••• · Holdingdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 7 to 10Nov 25, 2025 to Jun 29, 2026
- Advisory employees · 3 to 5Nov 25, 2025 to Jun 29, 2026
- Pooled vehicle clients · 7 to 9Nov 25, 2025 to Jun 29, 2026
- Employees · 10 to 9Nov 25, 2025 to Jun 29, 2026
- Private funds · 7 to 10Nov 25, 2025 to Jun 29, 2026
- Discretionary RAUM · $751M to $891MNov 25, 2025 to Jun 29, 2026
- Pooled vehicle RAUM · $751M to $891MNov 25, 2025 to Jun 29, 2026
- RAUM · $751M to $891MNov 25, 2025 to Jun 29, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- E••••••••• F•••• I••••••••• M•••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/entrepreneurs-firstreportedpublic record, Form ADV, Sep 21, 2026
- Website
- a••••.j•••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- +44 (0)7800905250reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- ASSET M••••••deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026