DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• C•••••• L••
Latest filing Apr 7, 2026
First filing on the tape Jun 17, 2021 · 9 filings
SEC status approved since Aug 5, 2021
RAUM
$174M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$174M as of Apr 7, 2026
Mar 30, 2022$199M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 7, 2026
Mar 30, 20220 then
Employees (5.A)11 as of Apr 7, 2026
Mar 30, 202216 then
Private funds5 as of Apr 7, 2026
Mar 30, 20226 then
RAUM +7.8% over the last fiscal year-2.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $34.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $174M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$174M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $174M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••• I••••••••• F••• I• L• | Private Equity Fund | $96.2M | 185 | Apr 21, 2020 |
| P•••••• S•• I•• L••no longer reported | Private Equity Fund | $45.2M | 1 | Apr 21, 2020 |
| P•••••• I••••••••• F••• V•• L• | Private Equity Fund | $28.1M | 9 | Apr 21, 2023 |
| P•••••• C••••• F••• I•• L• | Private Equity Fund | $24.5M | 96 | Mar 5, 2019 |
| P•••••• I••••••••• F••• V• O••••••• L• | Private Equity Fund | $13.5M | 39 | Mar 30, 2022 |
| P•••••• I••••••••• F••• I•• L•• | Private Equity Fund | $600,000 | 31 | Mar 5, 2019 |
| P•••••• I••••••••• M••••• F••• V• L• | Private Equity Fund | $0 | 39 | Mar 29, 2021 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• A••••••••• K•••• · Chief Executive Officercontrolsince 12/2013 · owns less than 5%
- D••••••• G••••••• R••• · Chief Compliance Officercontrolsince 06/2024 · owns less than 5%
- B••••••• R•••••• M•••••• · Managing Membercontrolsince 08/2001 · owns 75% or more of B•••••• P••••••••• L••
- C•••••• A••••••••• K•••• · Managing Membercontrolsince 09/2013 · owns 75% or more of A•••••••• C•••••• V•••••••• L••
Entity owners
- A•••••••• C•••••• V•••••••• L•• · Manager/Memberdirect · owns 75% or more
- B•••••• P••••••••• L•• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- B••••• S••••••• • K•• M••••• M••••• • C•••••• L••pooled vehicle sponsorn
- P•••••• C••••• F••• I•• G• L••pooled vehicle sponsorn
- P•••••• I••••••••• F••• I• G• L••pooled vehicle sponsorn
- P•••••• I••••••••• F••• V• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $161M to $174MMar 31, 2025 to Apr 7, 2026
- Employees · 12 to 11Mar 31, 2025 to Apr 7, 2026
- Discretionary RAUM · $161M to $174MMar 31, 2025 to Apr 7, 2026
- Pooled vehicle RAUM · $161M to $174MMar 31, 2025 to Apr 7, 2026
- RAUM · $161M to $174MMar 31, 2025 to Apr 7, 2026
- Accounts · 6 to 5Aug 1, 2024 to Mar 31, 2025
- Pooled vehicle clients · 6 to 5Aug 1, 2024 to Mar 31, 2025
- Assets in custody · $163M to $161MAug 1, 2024 to Mar 31, 2025
- Employees · 10 to 12Aug 1, 2024 to Mar 31, 2025
- Financial planning clients · unset to Aug 1, 2024 to Mar 31, 2025
- Private funds · 6 to 5Aug 1, 2024 to Mar 31, 2025
- Discretionary RAUM · $163M to $161MAug 1, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $163M to $161MAug 1, 2024 to Mar 31, 2025
- RAUM · $163M to $161MAug 1, 2024 to Mar 31, 2025
- Assets in custody · $188M to $163MApr 21, 2023 to Mar 26, 2024
- Employees · 13 to 10Apr 21, 2023 to Mar 26, 2024
- Discretionary RAUM · $188M to $163MApr 21, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $188M to $163MApr 21, 2023 to Mar 26, 2024
- RAUM · $188M to $163MApr 21, 2023 to Mar 26, 2024
- Accounts · 5 to 6Mar 29, 2023 to Apr 21, 2023
- Pooled vehicle clients · 5 to 6Mar 29, 2023 to Apr 21, 2023
- Private funds · 5 to 6Mar 29, 2023 to Apr 21, 2023
- Accounts · 6 to 5Mar 30, 2022 to Mar 29, 2023
- Pooled vehicle clients · 6 to 5Mar 30, 2022 to Mar 29, 2023
- Assets in custody · $199M to $188MMar 30, 2022 to Mar 29, 2023
- Employees · 16 to 13Mar 30, 2022 to Mar 29, 2023
- Private funds · 6 to 5Mar 30, 2022 to Mar 29, 2023
- Discretionary RAUM · $199M to $188MMar 30, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $199M to $188MMar 30, 2022 to Mar 29, 2023
- RAUM · $199M to $188MMar 30, 2022 to Mar 29, 2023
- Assets in custody · $2 to $199MAug 4, 2021 to Mar 30, 2022
- Employees · 17 to 16Aug 4, 2021 to Mar 30, 2022
- Private funds · 5 to 6Aug 4, 2021 to Mar 30, 2022
- Discretionary RAUM · $199M to $199MAug 4, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $199M to $199MAug 4, 2021 to Mar 30, 2022
- RAUM · $199M to $199MAug 4, 2021 to Mar 30, 2022
- Private funds · 10 to 5Jun 17, 2021 to Aug 4, 2021
Signals
2 dated events
- Ryan Garrett Dowling (Chief Compliance Officer) appeared on Schedule A of P•••••• C•••••• L••Aug 1, 2024 · Control person joined · fact
- P•••••• C•••••• L•• filed its initial SEC registration (Form ADV)Jun 17, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••••• C•••••• L•• · Independent Sponsorsshared crd · capital_provider
- P•••••• C•••••• L•• · Private Equityshared crd · organization
- P•••••• C•••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- pravaticapital.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 844-772-8284reportedpublic record, Form ADV, Apr 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026