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SEC-registered adviser

A•••• I••••••••• L•••

Other adviserHamilton, CRD 300529SEC 801-136077websiteIAPD
Latest filing May 1, 2026
First filing on the tape May 1, 2026 · 1 filings
SEC status approved since May 5, 2026
RAUM
$232M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $232M
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): 10
Private funds: 3
Practice profile
derived from the filing of May 1, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$46.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
Custody
$31.5M, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Corporations and businesses$200M86%
  • Pooled investment vehicles$31.5M14%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$31.5M for 4 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
private_client_share=0.0 fund_share=0.14 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A••••••• I••Hedge Fund$1.5M1May 29, 2024
      A••••••••• F•••• A• S•••••• O• T•• A•••• I••••••••• I•••no longer reportedHedge Fund$00Jan 29, 2019
      H••••• I•• G••••• M•••• F••• I••Hedge Fund$01Jun 26, 2023
      A••••••••• F•••• A• S•••••• O• T•• A•••• I••••••••• I•••no longer reportedHedge Fund$00Jan 29, 2019
      Owners and control persons
      Schedule A and B, latest filing
      • C••••• C••••••••• C• · Directorcontrol
        since 01/2023 · owns less than 5%
      • F••••• E•••••• J••••• · Chief Financial Officercontrol
        since 01/2020 · owns less than 5%
      • N••••••• N•••••• L•••• B•••••• · Chief Operating Officercontrol
        since 06/2018 · owns less than 5%
      Entity owners
      • L••••••• H••••••• I••• L••• · Direct Owner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/alphainnovations-ioreportedpublic record, Form ADV, Sep 21, 2026
      Website
      a•••••••••.ioreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      441.531.1180reportedpublic record, Form ADV, May 1, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Other adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026