DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•• I••••••••• A•••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 30, 2022 · 6 filings
SEC status approved since Aug 3, 2022
RAUM
$198M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$198M as of Mar 31, 2026
Mar 31, 2023$307M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20230 then
Employees (5.A)5 as of Mar 31, 2026
Mar 31, 20236 then
Private funds6 as of Mar 31, 2026
Mar 31, 20235 then
RAUM -56% over the last fiscal year-14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $33.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -56%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$198M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K••••••••• G••••• I••••••••• L• | Private Equity Fund | $127M | 18 | Feb 2, 2019 |
| K•• M••••••• L•• | Private Equity Fund | $67.9M | 6 | Mar 31, 2022 |
| K•• P••••••• L•• | Private Equity Fund | $66.6M | 8 | Mar 31, 2021 |
| K•• G••••• F••• I• L• | Private Equity Fund | $59.4M | 18 | Jun 30, 2022 |
| K•• P•••••• I•• L•• | Private Equity Fund | $8.5M | 7 | Mar 31, 2022 |
| K•• P•••••• L••no longer reported | Private Equity Fund | $7.7M | 7 | Jul 2, 2020 |
| K•• E•••••• L••no longer reported | Private Equity Fund | $7.1M | 3 | Mar 31, 2021 |
| K•• S•••••• L••no longer reported | Private Equity Fund | $500,000 | 2 | Jul 2, 2020 |
Owners and control persons
Schedule A and B, latest filing
- R••••••• J•••• A••••• · Chief Compliance Officercontrolsince 08/2024 · owns less than 5%
- G••• D•••••• L••••••• · Membercontrolsince 10/2018 · owns 50% to 75% of K•• I••••••••• L••
- G••• J•••••••• T•••• · Membercontrolsince 10/2018 · owns 50% to 75% of K•• I••••••••• L••
Entity owners
- K•• I••••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- K• G••••• I••••••••• P••••••• I• L••investment adviserpooled vehicle sponsorn
- K• G••••• I••••••••• P••••••• L••investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $445,087,574 to $198,045,570 (-56.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +4.0% (1148 comparable advisers, 2.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 2.3% percentile
What changed
consecutive filings, newest first
- Advisory employees · 5 to 4Mar 28, 2025 to Mar 31, 2026
- Employees · 6 to 5Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $445M to $198MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $445M to $198MMar 28, 2025 to Mar 31, 2026
- RAUM · $445M to $198MMar 28, 2025 to Mar 31, 2026
- Accounts · 5 to 6Aug 2, 2024 to Mar 28, 2025
- Pooled vehicle clients · 5 to 6Aug 2, 2024 to Mar 28, 2025
- Financial planning clients · unset to Aug 2, 2024 to Mar 28, 2025
- Private funds · 5 to 6Aug 2, 2024 to Mar 28, 2025
- Discretionary RAUM · $329M to $445MAug 2, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $329M to $445MAug 2, 2024 to Mar 28, 2025
- RAUM · $329M to $445MAug 2, 2024 to Mar 28, 2025
- Advisory employees · 6 to 5Mar 31, 2023 to Mar 27, 2024
- HQ city · BOSTON to WEST PALM BEACHMar 31, 2023 to Mar 27, 2024
- HQ state · MA to FLMar 31, 2023 to Mar 27, 2024
- Discretionary RAUM · $307M to $329MMar 31, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $307M to $329MMar 31, 2023 to Mar 27, 2024
- RAUM · $307M to $329MMar 31, 2023 to Mar 27, 2024
- Assets in custody · $271M to $0Jun 30, 2022 to Mar 31, 2023
- Private funds · 10 to 5Jun 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $271M to $307MJun 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $271M to $307MJun 30, 2022 to Mar 31, 2023
- RAUM · $271M to $307MJun 30, 2022 to Mar 31, 2023
Signals
4 dated events
- G•• I••••••••• A•••••• L•• reported RAUM $198.0M, down 56% from $445.1M (2025-03-28 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- G•• I••••••••• A•••••• L•• reported RAUM $445.1M, up 35% from $329.4M (2024-08-02 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Albert John Ritacco (Chief Financial Officer) appeared on Schedule A of G•• I••••••••• A•••••• L••Mar 27, 2024 · Control person joined · fact
- G•• I••••••••• A•••••• L•• filed its initial SEC registration (Form ADV)Jun 30, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- G•• I••••••••• A•••••• L•• · Independent Sponsorsshared crd · capital_provider
- G•• I••••••••• A•••••• L•• · Private Equityshared crd · organization
- G•• I••••••••• A•••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ksv-globalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- k••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 561-567-9220reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026