DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•• C•••••• M••••••••• L••
Latest filing Apr 27, 2026
First filing on the tape Mar 1, 2019 · 16 filings
SEC status approved since Mar 29, 2019
RAUM
$419M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
9
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$419M as of Apr 27, 2026
Mar 30, 2020$260M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 27, 2026
Mar 30, 20200 then
Employees (5.A)9 as of Apr 27, 2026
Mar 30, 20208 then
Private funds9 as of Apr 27, 2026
Mar 30, 20206 then
RAUM -13% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $46.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $419M, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$419M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $419M for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•• C•••••• P••••••• I• L••• | Private Equity Fund | $244M | 35 | Mar 1, 2019 |
| P•• C•••••• P••••••• I• C•••••••• F•••• L••• | Private Equity Fund | $65.0M | 24 | Mar 1, 2019 |
| P•• C•••••• P••••••• I••• L••• | Private Equity Fund | $34.8M | 9 | Mar 1, 2019 |
| L••• A•• P••••••• L•• | Private Equity Fund | $19.0M | 3 | Mar 29, 2024 |
| P••••••• M••• A••••••••• L•• | Private Equity Fund | $13.8M | 2 | Mar 29, 2021 |
| P•• C•••••• P••••••• I••• L••• | Private Equity Fund | $8.5M | 2 | Mar 1, 2019 |
| S•• C•••••••• A••••••••• L•• | Private Equity Fund | $8.0M | 2 | Mar 29, 2024 |
| L••• A•• M••••••••• H••••••• | Private Equity Fund | $4.4M | 4 | Mar 29, 2024 |
| F••• A••• T••••• L••no longer reported | Private Equity Fund | $0 | 7 | Mar 1, 2019 |
| U••••• E••••••• I•••••••• T••••• L•• | Private Equity Fund | $0 | 13 | Mar 1, 2019 |
Owners and control persons
Schedule A and B, latest filing
- L•••••• R•••••• E•••••••• · Managing Partnercontrolsince 05/2015 · owns less than 5%
- L•••••• R•••••• E•••••••• · Trusteecontrolsince 02/2014 · owns 75% or more of R••••• E• L••••• R•••••••• T••••
- H•••• T••••• M•••• · Cfo, Ccosince 07/2020 · owns less than 5%
Entity owners
- P•••• H•••••••• L• · Managing Partnerdirect · owns 75% or more
- P•••• H•••••• L•• · General Partnerindirect · owns F of P•••• H•••••••• L•
- R••••• E• L••••• R•••••••• T•••• · Managing Memberindirect · owns 75% or more of P•••• H•••••• L••
- R••••• E• L••••• R•••••••• T•••• · Limited Partnerindirect · owns 75% or more of P•••• H•••••••• L•
Related persons
Schedule D 7.A
- P•• A••••••••• I•• S••• L••pooled vehicle sponsorn
- P•• C•••••• A••••••••• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Stateline, NV2 employees
- Castle Pines, CO1 employees
What changed
consecutive filings, newest first
- Assets in custody · $420M to $419MMar 19, 2026 to Apr 27, 2026
- Discretionary RAUM · $420M to $419MMar 19, 2026 to Apr 27, 2026
- Pooled vehicle RAUM · $420M to $419MMar 19, 2026 to Apr 27, 2026
- RAUM · $420M to $419MMar 19, 2026 to Apr 27, 2026
- Advisory employees · 7 to 8Mar 31, 2025 to Mar 19, 2026
- Assets in custody · $479M to $420MMar 31, 2025 to Mar 19, 2026
- HQ city · SAN FRANCISCO to STATELINEMar 31, 2025 to Mar 19, 2026
- HQ state · CA to NVMar 31, 2025 to Mar 19, 2026
- Discretionary RAUM · $479M to $420MMar 31, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $479M to $420MMar 31, 2025 to Mar 19, 2026
- RAUM · $479M to $420MMar 31, 2025 to Mar 19, 2026
- Assets in custody · $398M to $479MAug 28, 2024 to Mar 31, 2025
- Employees · 13 to 9Aug 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Aug 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $398M to $479MAug 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $398M to $479MAug 28, 2024 to Mar 31, 2025
- RAUM · $398M to $479MAug 28, 2024 to Mar 31, 2025
- Accounts · 7 to 9Apr 27, 2023 to Mar 29, 2024
- Pooled vehicle clients · 7 to 9Apr 27, 2023 to Mar 29, 2024
- Assets in custody · $275M to $398MApr 27, 2023 to Mar 29, 2024
- Other offices · 0 to 2Apr 27, 2023 to Mar 29, 2024
- Private funds · 7 to 9Apr 27, 2023 to Mar 29, 2024
- Discretionary RAUM · $275M to $398MApr 27, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $275M to $398MApr 27, 2023 to Mar 29, 2024
- RAUM · $275M to $398MApr 27, 2023 to Mar 29, 2024
- Assets in custody · $274M to $275MMar 31, 2023 to Apr 27, 2023
- Discretionary RAUM · $274M to $275MMar 31, 2023 to Apr 27, 2023
- Pooled vehicle RAUM · $274M to $275MMar 31, 2023 to Apr 27, 2023
- RAUM · $274M to $275MMar 31, 2023 to Apr 27, 2023
- Advisory employees · 9 to 7Apr 1, 2022 to Mar 31, 2023
- Assets in custody · $213M to $274MApr 1, 2022 to Mar 31, 2023
- Employees · 11 to 13Apr 1, 2022 to Mar 31, 2023
- Discretionary RAUM · $213M to $274MApr 1, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $213M to $274MApr 1, 2022 to Mar 31, 2023
- RAUM · $213M to $274MApr 1, 2022 to Mar 31, 2023
- Advisory employees · 6 to 9Apr 29, 2021 to Mar 29, 2022
- Assets in custody · $249M to $213MApr 29, 2021 to Mar 29, 2022
- Employees · 9 to 11Apr 29, 2021 to Mar 29, 2022
- Discretionary RAUM · $249M to $213MApr 29, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $249M to $213MApr 29, 2021 to Mar 29, 2022
Signals
4 dated events
- P•• C•••••• M••••••••• L•• reported RAUM $397.7M, up 44% from $275.5M (2023-04-27 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Wilhelm Hubert Browne (Member, Managing Director) no longer on Schedule A of P•• C•••••• M••••••••• L•• (listed 2021-04-29, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- P•• C•••••• M••••••••• L•• reported RAUM $260.5M, up 102% from $128.8M (2020-02-14 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- P•• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 1, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- P•• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/p4g-capital/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- p•••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (415) 510-2160reportedpublic record, Form ADV, Apr 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026