DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• H••••••••• P••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Feb 15, 2019 · 11 filings
SEC status approved since Mar 15, 2019
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$1.7B as of Mar 27, 2026
Mar 26, 2020$418M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 26, 20200 then
Employees (5.A)12 as of Mar 27, 2026
Mar 26, 20206 then
Private funds1 as of Mar 27, 2026
Mar 26, 20201 then
RAUM +43% over the last fiscal year+43% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $249MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +43%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••• H• M••••• F••• L• | Hedge Fund | $356M | 39 | Jul 2, 2019 |
| P•••••• V•••••• P••••••• S•• I• L• | Private Equity Fund | $6.0M | 12 | Mar 27, 2023 |
Owners and control persons
Schedule A and B, latest filing
- E•••••• M••••••• E••• · Chief Financial Officer / Chief Compliance Officer / Chief Operating Officercontrolsince 01/2019 · owns less than 5%
- M•••••••• G••••••• A••••• · Chief Investment Officercontrolsince 11/2018 · owns less than 5%
- M•••••••• G••••••• A••••• · Managing Membercontrolsince 03/2019 · owns 75% or more of P•••••• H••••••••• P••••••• H••••••• G• L••
- M•••••••• G••••••• A••••• · Limited Partnercontrolsince 11/2018 · owns 50% to 75% of P•••••• H••••••••• P••••••• H••••••• L•
Entity owners
- P•••••• H••••••••• P••••••• H••••••• L• · Sole Ownerdirect · owns 75% or more
- P•••••• H••••••••• P••••••• H••••••• G• L•• · General Partnerindirect · owns F of P•••••• H••••••••• P••••••• H••••••• L•
Related persons
Schedule D 7.A
- P•••••• H• F••• G• L••bankpooled vehicle sponsorn
- P•••••• V•••••• P••••••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 8 to 7Mar 28, 2025 to Mar 27, 2026
- Pooled vehicle clients · 8 to 7Mar 28, 2025 to Mar 27, 2026
- Private funds · 2 to 1Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.2B to $1.7BMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.2B to $1.7BMar 28, 2025 to Mar 27, 2026
- RAUM · $1.2B to $1.7BMar 28, 2025 to Mar 27, 2026
- Accounts · 6 to 8Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 5 to 8Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 6 to 8Mar 28, 2024 to Mar 28, 2025
- Employees · 9 to 12Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $943M to $1.2BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $943M to $1.2BMar 28, 2024 to Mar 28, 2025
- RAUM · $943M to $1.2BMar 28, 2024 to Mar 28, 2025
- Accounts · 5 to 6Mar 27, 2023 to Mar 28, 2024
- Pooled vehicle clients · 5 to 6Mar 27, 2023 to Mar 28, 2024
- Employees · 8 to 9Mar 27, 2023 to Mar 28, 2024
- Discretionary RAUM · $592M to $943MMar 27, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $592M to $943MMar 27, 2023 to Mar 28, 2024
- RAUM · $592M to $943MMar 27, 2023 to Mar 28, 2024
- Accounts · 4 to 5Oct 27, 2022 to Mar 27, 2023
- Pooled vehicle clients · 4 to 5Oct 27, 2022 to Mar 27, 2023
- Private funds · 1 to 2Oct 27, 2022 to Mar 27, 2023
- Discretionary RAUM · $524M to $592MOct 27, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $524M to $592MOct 27, 2022 to Mar 27, 2023
- RAUM · $524M to $592MOct 27, 2022 to Mar 27, 2023
- Advisory employees · 4 to 5Mar 22, 2021 to Mar 21, 2022
- Employees · 6 to 8Mar 22, 2021 to Mar 21, 2022
- Discretionary RAUM · $440M to $524MMar 22, 2021 to Mar 21, 2022
- Pooled vehicle RAUM · $440M to $524MMar 22, 2021 to Mar 21, 2022
- RAUM · $440M to $524MMar 22, 2021 to Mar 21, 2022
- Accounts · 5 to 4Mar 26, 2020 to Mar 22, 2021
- Pooled vehicle clients · 5 to 4Mar 26, 2020 to Mar 22, 2021
- Discretionary RAUM · $418M to $440MMar 26, 2020 to Mar 22, 2021
- Pooled vehicle RAUM · $418M to $440MMar 26, 2020 to Mar 22, 2021
- RAUM · $418M to $440MMar 26, 2020 to Mar 22, 2021
- Employees · 5 to 6Jul 2, 2019 to Mar 26, 2020
- Discretionary RAUM · $308M to $418MJul 2, 2019 to Mar 26, 2020
- Pooled vehicle RAUM · $308M to $418MJul 2, 2019 to Mar 26, 2020
- RAUM · $308M to $418MJul 2, 2019 to Mar 26, 2020
Signals
5 dated events
- P•••••• H••••••••• P••••••• L•• reported RAUM $1.7B, up 43% from $1.2B (2025-03-28 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- P•••••• H••••••••• P••••••• L•• reported RAUM $1.2B, up 29% from $942.5M (2024-03-28 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- P•••••• H••••••••• P••••••• L•• reported RAUM $942.5M, up 59% from $591.9M (2023-03-27 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- P•••••• H••••••••• P••••••• L•• reported RAUM $418.1M, up 36% from $307.8M (2019-07-02 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- P•••••• H••••••••• P••••••• L•• filed its initial SEC registration (Form ADV)Feb 15, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••••• H••••••••• P••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- parkmanhp.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (203) 516-3690reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026