DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••••• A•••• M•••••••••
Legal name E••••••• A•••• M••••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Oct 10, 2019 · 12 filings
SEC status approved since Nov 14, 2019
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.0B as of Mar 31, 2026
Mar 16, 2020$117M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 16, 20200 then
Employees (5.A)10 as of Mar 31, 2026
Mar 16, 202012 then
Private funds8 as of Mar 31, 2026
Mar 16, 20202 then
RAUM +99% over the last fiscal year+50% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $129MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +99%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E••••••• P•••••• E••••• P••••••• I• L• | Private Equity Fund | $213M | 42 | Jan 29, 2020 |
| E•• I••••••••• P•••••••• L•• | Private Equity Fund | $93.4M | 7 | Oct 5, 2021 |
| E••••••• P•••••• E••••• P••••••• I• ••••• L••• | Private Equity Fund | $33.8M | 13 | Jan 29, 2020 |
| E••••••• P•••••• E••••• P••••••• P••••••• F••• 1••• L• | Private Equity Fund | $21.6M | 3 | Mar 29, 2022 |
Owners and control persons
Schedule A and B, latest filing
- R••••••• T•••••• S•••• · Chief Executive Officercontrolsince 05/2018 · owns less than 5%
- R••••••• T•••••• S•••• · Cheif Executive Officercontrolsince 05/2018 · owns 75% or more of E••••••• A•••• M••••••••• I••
- D•• P•••• J•••••• · Managing Directorsince 09/2018 · owns less than 5%
- G••••• G••••••• E•••••• · Managing Directorsince 05/2018 · owns less than 5%
- H••••• A•••••• C•••••••• · Chief Financial Officer/Chief Compliance Officersince 06/2020 · owns less than 5%
- S•••••••• N••••••••• L•••••• · Managing Directorsince 05/2018 · owns less than 5%
Entity owners
- E••••••• A•••• M••••••••• H•••••••• L• · Limited Partnerdirect · owns 75% or more
- E••••••• A•••• M••••••••• I•• · General Partnerindirect · owns F of E••••••• A•••• M••••••••• H•••••••• L•
Related persons
Schedule D 7.A
- E••••••• P•••••• E••••• P••••••• I• G•• L•••investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Mar 31, 2026performance-based compensation (Item 5.E.6): no on the filing of 2025-03-30, yes on the filing of 2026-03-31peers: asset managers, $1B to $5B (1,506)
- p•••••• fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 4.0 to 8.0 (+100.0%) between the annual amendments of 2025-03-30 and 2026-03-31; the peer median change was 0.0% (1022 comparable advisers, 98.0th percentile of changes)peers: asset managers, $1B to $5B (1,022) · 98% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $519,398,333 to $1,033,523,877 (+99.0%) between the annual amendments of 2025-03-30 and 2026-03-31; the peer median change was +11.0% (1368 comparable advisers, 93.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 4 to 8Mar 30, 2025 to Mar 31, 2026
- Pooled vehicle clients · 4 to 8Mar 30, 2025 to Mar 31, 2026
- Private funds · 4 to 8Mar 30, 2025 to Mar 31, 2026
- Discretionary RAUM · $519M to $1.0BMar 30, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $519M to $1.0BMar 30, 2025 to Mar 31, 2026
- RAUM · $519M to $1.0BMar 30, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 27, 2024 to Mar 30, 2025
- Discretionary RAUM · $362M to $519MMar 27, 2024 to Mar 30, 2025
- Pooled vehicle RAUM · $362M to $519MMar 27, 2024 to Mar 30, 2025
- RAUM · $362M to $519MMar 27, 2024 to Mar 30, 2025
- Discretionary RAUM · $308M to $362MMar 28, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $308M to $362MMar 28, 2023 to Mar 27, 2024
- RAUM · $308M to $362MMar 28, 2023 to Mar 27, 2024
- Advisory employees · 10 to 9Mar 29, 2022 to Mar 28, 2023
- Employees · 11 to 10Mar 29, 2022 to Mar 28, 2023
- Discretionary RAUM · $207M to $308MMar 29, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $207M to $308MMar 29, 2022 to Mar 28, 2023
- RAUM · $207M to $308MMar 29, 2022 to Mar 28, 2023
- Accounts · 3 to 4Oct 5, 2021 to Mar 29, 2022
- Advisory employees · 12 to 10Oct 5, 2021 to Mar 29, 2022
- Pooled vehicle clients · 3 to 4Oct 5, 2021 to Mar 29, 2022
- Employees · 13 to 11Oct 5, 2021 to Mar 29, 2022
- Other offices · 1 to 0Oct 5, 2021 to Mar 29, 2022
- Private funds · 3 to 4Oct 5, 2021 to Mar 29, 2022
- Discretionary RAUM · $180M to $207MOct 5, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $180M to $207MOct 5, 2021 to Mar 29, 2022
- RAUM · $180M to $207MOct 5, 2021 to Mar 29, 2022
- Accounts · 2 to 3Mar 31, 2021 to Oct 5, 2021
- Pooled vehicle clients · 2 to 3Mar 31, 2021 to Oct 5, 2021
- Private funds · 2 to 3Mar 31, 2021 to Oct 5, 2021
- Discretionary RAUM · $123M to $180MMar 31, 2021 to Oct 5, 2021
- Pooled vehicle RAUM · $123M to $180MMar 31, 2021 to Oct 5, 2021
- RAUM · $123M to $180MMar 31, 2021 to Oct 5, 2021
- Advisory employees · 11 to 12Jun 11, 2020 to Mar 31, 2021
- Employees · 12 to 13Jun 11, 2020 to Mar 31, 2021
- Discretionary RAUM · $117M to $123MJun 11, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $117M to $123MJun 11, 2020 to Mar 31, 2021
- RAUM · $117M to $123MJun 11, 2020 to Mar 31, 2021
- Accounts · unset to 2.0Oct 10, 2019 to Jan 29, 2020
- Pooled vehicle clients · unset to 2.0Oct 10, 2019 to Jan 29, 2020
Signals
5 dated events
- E••••••• A•••• M••••••••• reported RAUM $1.0B, up 99% from $519.4M (2025-03-30 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- E••••••• A•••• M••••••••• reported RAUM $519.4M, up 44% from $361.8M (2024-03-27 to 2025-03-30)Mar 30, 2025 · RAUM change · derived
- E••••••• A•••• M••••••••• reported RAUM $307.8M, up 49% from $206.8M (2022-03-29 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- B•••••• T••• C••••••• (Chief Operating Officer/Managing Director) no longer on Schedule A of E••••••• A•••• M••••••••• (listed 2021-10-05, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- E••••••• A•••• M••••••••• filed its initial SEC registration (Form ADV)Oct 10, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- E••••••• A•••• M••••••••• · Independent Sponsorsshared crd · capital_provider
- E••••••• A•••• M••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- e•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 617-420-1770reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026