DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••• G•••• W••••• A•••••••• L••
Latest filing Feb 3, 2026
First filing on the tape Mar 4, 2025 · 4 filings
SEC status approved since Mar 4, 2025
RAUM
$159M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$154M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$39.7M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$159M as of Feb 3, 2026
Mar 4, 2025$137M then
HNW client RAUM$44.9M as of Feb 3, 2026
Mar 4, 2025$41.9M then
State-registered IARs (5.B.3)4 as of Feb 3, 2026
Mar 4, 20253 then
Employees (5.A)4 as of Feb 3, 2026
Mar 4, 20253 then
Private funds: no history
RAUM +16% over the last fiscal yearIARs 3 to 4
Practice profile
derived from the filing of Feb 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $39.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 129derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $151,296derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.2%derived
- Compensation
- percentage of assets, hourly, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$109M69%
- High-net-worth individuals$44.9M28%
- Charitable organizations$2.7M1.7%
- Corporations and businesses$1.8M1.2%
- Individual clients
- 486reported
- HNW clients
- 28reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 1,050reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•• M•••••• L•••• | Belgium, Wi | Jul 29, 2019 | 30 y | 1 |
| B•••• R••••• N••• | Belgium, Wi | Jul 29, 2019 | 29 y | 1 |
| T••••• J••••• V••••••• | Belgium, Wi | Jul 12, 2023 | 13 y | 0 |
| M•••••• D••••• | Belgium, Wi | Aug 27, 2025 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•• M•••••• L•••• from S••••••••• A•••••• A•••••••• I•••Jul 29, 2019 · Affiliated broker-dealer or bank to independent RIA
- B•••• R••••• N••• from S••••••••• A•••••• A•••••••• I•••Jul 29, 2019 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from S••••••••• A•••••• A•••••••• I•••Jul 29, 2019 · Belgium, Wi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- N•••• B••••• R••••• · Chief Compliance Officer/Managing Membercontrolsince 04/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Belgium, Wi · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 965 to 1,050Aug 27, 2025 to Feb 3, 2026
- Individual clients · 456 to 486Aug 27, 2025 to Feb 3, 2026
- Discretionary RAUM · $137M to $159MAug 27, 2025 to Feb 3, 2026
- HNW RAUM · $41.9M to $44.9MAug 27, 2025 to Feb 3, 2026
- Individual RAUM · $91.4M to $109MAug 27, 2025 to Feb 3, 2026
- RAUM · $137M to $159MAug 27, 2025 to Feb 3, 2026
- Advisory employees · 3 to 4Mar 14, 2025 to Aug 27, 2025
- Employees · 3 to 4Mar 14, 2025 to Aug 27, 2025
- Financial planning clients · 0 to 0Mar 14, 2025 to Aug 27, 2025
- State-registered IARs · 3 to 4Mar 14, 2025 to Aug 27, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- b•••••@m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- c•••@m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- k•••••@m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- t•••@m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 262-285-3003reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 262-285-7654reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- MYP•••GROUP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 262-285-7654reportedpublic record, Form ADV, Feb 3, 2026
- Contact form
- m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $39.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026