DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••• G•••• C•••••• P•••••••• L•
Latest filing Sep 11, 2026
First filing on the tape Jun 30, 2022 · 9 filings
SEC status approved since Jul 29, 2022
RAUM
$226M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$226M as of Jul 30, 2026
Mar 30, 2023$169M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 30, 2026
Mar 30, 20230 then
Employees (5.A)6 as of Jul 30, 2026
Mar 30, 20235 then
Private funds9 as of Jul 30, 2026
Mar 30, 20234 then
RAUM +17% over the last fiscal year+10% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 11, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $25.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$226M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••• T••• P••••••• H•••••••• L• | Private Equity Fund | $94.1M | 2 | Dec 9, 2020 |
| W••••• G•••• P•••••••• L• | Hedge Fund | $47.6M | 57 | Dec 9, 2020 |
| M••••• T••• P••••••• I• L• | Private Equity Fund | $23.9M | 33 | Dec 9, 2020 |
| M••••• T••• S•• C••••••••• L• | Private Equity Fund | $6.9M | 5 | Mar 30, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B•••• E•••• N•••••••• S•••• · Limited Partnercontrolsince 12/2019 · owns 10% to 25%
- T•••••••• S•••••• A• · Limited Partnercontrolsince 07/2013 · owns 75% or more
- T•••••••• S•••••• A• · Managing Membercontrolsince 07/2013 · owns 75% or more of W••••• G•••• C•••••• P•••••••• L••
- W••••••••• M••••••• B••••• · Cco / Coosince 01/2021 · owns less than 5%
Entity owners
- W••••• G•••• C•••••• P•••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- M••••• T••• P••••••• H••••••• G•• L••pooled vehicle sponsory
- M••••• T••• P••••••• I• L••pooled vehicle sponsory
- M••••• T••• S•• C•••••••• G•• L••pooled vehicle sponsory
- W••••• G•••• C••••••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 6.0 to 9.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (735 comparable advisers, 95.0th percentile of changes)peers: asset managers, $100M to $500M (735) · 95% percentile
What changed
consecutive filings, newest first
- Financial planning clients · to unsetJul 30, 2026 to Sep 11, 2026
- Private funds · 9 to unsetJul 30, 2026 to Sep 11, 2026
- Succession · false to unsetJul 30, 2026 to Sep 11, 2026
- Accounts · 6 to 9Aug 26, 2025 to Mar 31, 2026
- Pooled vehicle clients · 6 to 9Aug 26, 2025 to Mar 31, 2026
- Private funds · 6 to 9Aug 26, 2025 to Mar 31, 2026
- Discretionary RAUM · $193M to $226MAug 26, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $193M to $226MAug 26, 2025 to Mar 31, 2026
- RAUM · $193M to $226MAug 26, 2025 to Mar 31, 2026
- Accounts · 4 to 6Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 4 to 6Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $117M to $0Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Private funds · 4 to 6Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $173M to $193MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $173M to $193MMar 28, 2024 to Mar 31, 2025
- RAUM · $173M to $193MMar 28, 2024 to Mar 31, 2025
- Advisory employees · 4 to 5Mar 30, 2023 to Mar 28, 2024
- Assets in custody · $112M to $117MMar 30, 2023 to Mar 28, 2024
- Employees · 5 to 6Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $169M to $173MMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $169M to $173MMar 30, 2023 to Mar 28, 2024
- RAUM · $169M to $173MMar 30, 2023 to Mar 28, 2024
- Advisory employees · 5 to 4Jan 11, 2023 to Mar 30, 2023
- Assets in custody · $0 to $112MJan 11, 2023 to Mar 30, 2023
- Custody of client assets · false to trueJan 11, 2023 to Mar 30, 2023
- Employees · 6 to 5Jan 11, 2023 to Mar 30, 2023
- Private funds · 3 to 4Jan 11, 2023 to Mar 30, 2023
- Discretionary RAUM · $155M to $169MJan 11, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $155M to $169MJan 11, 2023 to Mar 30, 2023
- RAUM · $155M to $169MJan 11, 2023 to Mar 30, 2023
- Private funds · 6 to 3Jun 30, 2022 to Jan 11, 2023
Signals
1 dated events
- W••••• G•••• C•••••• P•••••••• L• filed its initial SEC registration (Form ADV)Jun 30, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- W••••• G•••• C•••••• P•••••••• L• · Independent Sponsorsshared crd · capital_provider
- W••••• G•••• C•••••• P•••••••• L• · Private Equityshared crd · organization
- W••••• G•••• C•••••• P•••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- walnutgrove.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 901-464-4850reportedpublic record, Form ADV, Sep 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026