DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

J•••••• H••• C•••••• M••••••••• L•

Former SEC-registered adviserMenlo Park, CaliforniaCRD 300769SEC 801-114879IAPD
Latest filing Mar 28, 2025
First filing on the tape Feb 21, 2019 · 12 filings
SEC status approved since Jul 26, 2019
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$2.4B as of Mar 28, 2025
Mar 30, 2020$4.0B then
HNW client RAUM$0 as of Mar 28, 2025
Mar 30, 2020$0 then
State-registered IARs (5.B.3)0 as of Mar 28, 2025
Mar 30, 20200 then
Employees (5.A)14 as of Mar 28, 2025
Mar 30, 20206 then
Private funds1 as of Mar 28, 2025
Mar 30, 20202 then
RAUM -61% over the last fiscal year-26% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 28, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$809MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-61%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.4B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
3reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      T•• B••••• L•• • S••••••• 1•Other Private Fund$2.2B7Mar 30, 2020
      J•••••• H••• C•••••• F••• ••••••• L•Hedge Fund$2.1B56Jul 22, 2019
      Owners and control persons
      Schedule A and B, latest filing
      • C•••• C••••••• P••••••••• · Managing Partner / Limited Partnercontrol
        since 10/2018 · owns 75% or more
      • C•••••• J••••••••• M•••• · Director Of Financecontrol
        since 06/2020 · owns less than 5%
      • J••••••••• R••••• •••• · Chief Compliance Officer / General Counselcontrol
        since 10/2023 · owns less than 5%
      • O•••• S••••• H••••••• · Senior Managing Directorcontrol
        since 01/2021 · owns less than 5%
      • C•••• C••••••• P••••••••• · Managing Membercontrol
        since 10/2018 · owns 75% or more of J•••••• H••• C•••••• H••••••• L••
      Entity owners
      • J•••••• H••• C•••••• H••••••• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • J•••••• H••• C•••••• F••• G• L•
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 4 to 3
        Mar 29, 2024 to Mar 28, 2025
      • Advisory employees · 6 to 5
        Mar 29, 2024 to Mar 28, 2025
      • Employees · 12 to 14
        Mar 29, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Mar 29, 2024 to Mar 28, 2025
      • Private funds · 2 to 1
        Mar 29, 2024 to Mar 28, 2025
      • Discretionary RAUM · $4.3B to $2.4B
        Mar 29, 2024 to Mar 28, 2025
      • Non-discretionary RAUM · $1.9B to $0
        Mar 29, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $4.3B to $2.4B
        Mar 29, 2024 to Mar 28, 2025
      • RAUM · $6.2B to $2.4B
        Mar 29, 2024 to Mar 28, 2025
      • Advisory employees · 7 to 6
        Nov 20, 2023 to Mar 29, 2024
      • Discretionary RAUM · $4.0B to $4.3B
        Nov 20, 2023 to Mar 29, 2024
      • Non-discretionary RAUM · $1.8B to $1.9B
        Nov 20, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $4.0B to $4.3B
        Nov 20, 2023 to Mar 29, 2024
      • RAUM · $5.8B to $6.2B
        Nov 20, 2023 to Mar 29, 2024
      • Advisory employees · 6 to 7
        Nov 7, 2022 to Mar 31, 2023
      • Employees · 9 to 12
        Nov 7, 2022 to Mar 31, 2023
      • Discretionary RAUM · $3.9B to $4.0B
        Nov 7, 2022 to Mar 31, 2023
      • Non-discretionary RAUM · $2.1B to $1.8B
        Nov 7, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $3.9B to $4.0B
        Nov 7, 2022 to Mar 31, 2023
      • RAUM · $6.0B to $5.8B
        Nov 7, 2022 to Mar 31, 2023
      • Employees · 8 to 9
        Mar 31, 2021 to Mar 31, 2022
      • Legal name · J•••••• H••• C•••••• M••••••••• L• to J•••••• H••• C•••••• M••••••••• L•
        Mar 31, 2021 to Mar 31, 2022
      • Discretionary RAUM · $3.4B to $3.9B
        Mar 31, 2021 to Mar 31, 2022
      • Non-discretionary RAUM · $2.0B to $2.1B
        Mar 31, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $3.4B to $3.9B
        Mar 31, 2021 to Mar 31, 2022
      • RAUM · $5.4B to $6.0B
        Mar 31, 2021 to Mar 31, 2022
      • Discretionary RAUM · $2.4B to $3.4B
        Oct 28, 2020 to Mar 31, 2021
      • Non-discretionary RAUM · $1.5B to $2.0B
        Oct 28, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $2.4B to $3.4B
        Oct 28, 2020 to Mar 31, 2021
      • RAUM · $4.0B to $5.4B
        Oct 28, 2020 to Mar 31, 2021
      • Business name · J•••••• H••• C•••••• M••••••••• L• to J•••••• H••• C•••••• M••••••••• L•
        Mar 30, 2020 to Oct 28, 2020
      • Employees · 6 to 8
        Mar 30, 2020 to Oct 28, 2020
      • Accounts · 2 to 4
        Oct 30, 2019 to Mar 30, 2020
      • Advisory employees · 4 to 6
        Oct 30, 2019 to Mar 30, 2020
      • Advisory activities · 1 to 2
        Oct 30, 2019 to Mar 30, 2020
      • Pooled vehicle clients · 2 to 3
        Oct 30, 2019 to Mar 30, 2020
      • Employees · 4 to 6
        Oct 30, 2019 to Mar 30, 2020
      • Private funds · 1 to 2
        Oct 30, 2019 to Mar 30, 2020
      • Discretionary RAUM · $115M to $2.4B
        Oct 30, 2019 to Mar 30, 2020
      • Non-discretionary RAUM · $0 to $1.5B
        Oct 30, 2019 to Mar 30, 2020
      Signals
      12 dated events
      • J•••••• H••• C•••••• M••••••••• L• no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $2.4B)
        Apr 1, 2026 · Left the SEC roster · derived
      • J•••••• H••• C•••••• M••••••••• L• reported RAUM $2.4B, down 61% from $6.2B (2024-03-29 to 2025-03-28)
        Mar 28, 2025 · RAUM change · derived
      • Manki Josephine Cheung (Director Of Finance) appeared on Schedule A of J•••••• H••• C•••••• M••••••••• L•
        Mar 29, 2024 · Control person joined · fact
      • Todd Eric Moore (Chief Financial Officer) no longer on Schedule A of J•••••• H••• C•••••• M••••••••• L• (listed 2023-03-31, absent 2023-11-20)
        Nov 20, 2023 · Control person left · inference
      • Phuong Karah To (Chief Compliance Officer) no longer on Schedule A of J•••••• H••• C•••••• M••••••••• L• (listed 2023-03-31, absent 2023-11-20)
        Nov 20, 2023 · Control person left · inference
      • (Nmn) Reena Jashnani-Slusarz (Chief Compliance Officer / General Counsel) appeared on Schedule A of J•••••• H••• C•••••• M••••••••• L•
        Nov 20, 2023 · Control person joined · fact
      • Phuong Karah To (Chief Compliance Officer) appeared on Schedule A of J•••••• H••• C•••••• M••••••••• L•
        Nov 7, 2022 · Control person joined · fact
      • Harrison Scott Olle (Managing Director) appeared on Schedule A of J•••••• H••• C•••••• M••••••••• L•
        Mar 31, 2021 · Control person joined · fact
      • J•••••• H••• C•••••• M••••••••• L• reported RAUM $5.4B, up 37% from $4.0B (2020-10-28 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • Todd Eric Moore (Chief Financial Officer) appeared on Schedule A of J•••••• H••• C•••••• M••••••••• L•
        Mar 31, 2021 · Control person joined · fact
      • J•••••• H••• C•••••• M••••••••• L• reported RAUM $4.0B, up 3343% from $115.0M (2019-10-30 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      • J•••••• H••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)
        Feb 21, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026