DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D••••••• C•••••• M••••••••• L•••
Latest filing Jun 29, 2026
First filing on the tape Jun 30, 2020 · 12 filings
SEC status approved since Jul 31, 2020
RAUM
$3.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
42
21 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
15
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$3.4B as of Jun 29, 2026
Mar 31, 2021$523M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Mar 31, 20210 then
Employees (5.A)42 as of Jun 29, 2026
Mar 31, 202113 then
Private funds15 as of Jun 29, 2026
Mar 31, 202114 then
RAUM +61% over the last fiscal year+25% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $225MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +47%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
19 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D••••••• C•••••• P••••••• I• L••• | Private Equity Fund | $515M | 34 | Feb 11, 2019 |
| D••••••• C•••••• P••••••• I•• L••• | Private Equity Fund | $176M | 43 | Mar 28, 2022 |
| T•••• C•••••••• H•••••••• L••• | Private Equity Fund | $120M | 2 | Mar 30, 2023 |
| D••••••• C•••••• P••••••• I•••• L••• | Private Equity Fund | $108M | 17 | Mar 30, 2023 |
| S••••••••• F•••• L• | Private Equity Fund | $83.5M | 13 | Dec 19, 2018 |
| D••••••• T•••• C••••••••• L••• | Private Equity Fund | $39.2M | 2 | Mar 26, 2020 |
| D••••••• U•••••• C••••••••• L• | Private Equity Fund | $28.1M | 5 | Mar 30, 2023 |
| M•• F•••• L• | Private Equity Fund | $26.6M | 6 | Dec 19, 2018 |
| N••• H•••••••• L•••no longer reported | Private Equity Fund | $7.0M | 1 | Dec 19, 2018 |
| D••••••• C•••••• P••••••• S••••• I• L••• | Private Equity Fund | $6.1M | 11 | Mar 26, 2020 |
| N•••• M••••• L• | Private Equity Fund | $4.6M | 1 | Dec 19, 2018 |
| D••••••• C•••••• P••••••• S••••• I•• L••• | Private Equity Fund | $4.0M | 20 | Mar 28, 2022 |
| C•••••• H••••••• L• | Private Equity Fund | $1.4M | 8 | Dec 19, 2018 |
| D••••••• C•••••• I• L•no longer reported | Private Equity Fund | $0 | 1 | Dec 19, 2018 |
| M• H•••••••• L• | Private Equity Fund | $0 | 6 | Dec 19, 2018 |
| B••• S••••••• H•••••••• L•••no longer reported | Private Equity Fund | $0 | 2 | Dec 19, 2018 |
| B••• F•••• L• | Private Equity Fund | $0 | 11 | Dec 19, 2018 |
| B••• S••••••• H••••••• I••••••••• L•••no longer reported | Private Equity Fund | $0 | 24 | Dec 19, 2018 |
| B••• S••••••• H••••••• I•••••••• ••• L•••no longer reported | Private Equity Fund | $0 | 3 | Dec 19, 2018 |
Owners and control persons
Schedule A and B, latest filing
- M•• K••••• D••••••• · Managing Partnercontrolsince 10/2018 · owns 50% to 75%
- N••••• R••• •••• · Managing Partnercontrolsince 10/2018 · owns 50% to 75%
- M•• K••••• D••••••• · Membercontrolsince 10/2018 · owns 50% to 75% of D••••••• C•••••• M••••••••• G•• L••
- N••••• R••• •••• · Membercontrolsince 10/2018 · owns 50% to 75% of D••••••• C•••••• M••••••••• G•• L••
- S••••• A••••••• · Chief Compliance Officer, Chief Financial Officersince 06/2022 · owns less than 5%
Entity owners
- D••••••• C•••••• M••••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- B••• G•• L••pooled vehicle sponsorn
- C•••••• H•••••••• L••pooled vehicle sponsorn
- D••••••• C•••••• P••••••• G• I• L•••pooled vehicle sponsorn
- D••••••• C•••••• P••••••• G• I•• L•••pooled vehicle sponsorn
- M• H•••••••• L••pooled vehicle sponsorn
- M•• F••• G•• L••pooled vehicle sponsorn
- N•••• M••••• L••pooled vehicle sponsorn
- S••••••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $3.1B to $3.4BMar 31, 2026 to Jun 29, 2026
- Pooled vehicle RAUM · $3.1B to $3.4BMar 31, 2026 to Jun 29, 2026
- RAUM · $3.1B to $3.4BMar 31, 2026 to Jun 29, 2026
- Accounts · 14 to 15Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 17 to 21Mar 31, 2025 to Mar 31, 2026
- BD registered reps · 1 to 0Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 14 to 15Mar 31, 2025 to Mar 31, 2026
- Employees · 37 to 42Mar 31, 2025 to Mar 31, 2026
- Private funds · 13 to 15Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.1B to $3.1BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.1B to $3.1BMar 31, 2025 to Mar 31, 2026
- RAUM · $2.1B to $3.1BMar 31, 2025 to Mar 31, 2026
- Advisory employees · 18 to 17Jan 30, 2025 to Mar 31, 2025
- Employees · 24 to 37Jan 30, 2025 to Mar 31, 2025
- Financial planning clients · unset to Jan 30, 2025 to Mar 31, 2025
- Private funds · 14 to 13Jan 30, 2025 to Mar 31, 2025
- Discretionary RAUM · $1.7B to $2.1BJan 30, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $1.7B to $2.1BJan 30, 2025 to Mar 31, 2025
- RAUM · $1.7B to $2.1BJan 30, 2025 to Mar 31, 2025
- Employees · 21 to 24May 25, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.7B to $1.7BMay 25, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.7B to $1.7BMay 25, 2023 to Mar 29, 2024
- RAUM · $1.7B to $1.7BMay 25, 2023 to Mar 29, 2024
- BD registered reps · 0 to 1Mar 30, 2023 to May 25, 2023
- Accounts · 16 to 14Aug 15, 2022 to Mar 30, 2023
- Advisory employees · 15 to 18Aug 15, 2022 to Mar 30, 2023
- Pooled vehicle clients · 16 to 14Aug 15, 2022 to Mar 30, 2023
- Custody of client assets · false to trueAug 15, 2022 to Mar 30, 2023
- Employees · 17 to 21Aug 15, 2022 to Mar 30, 2023
- Private funds · 16 to 14Aug 15, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.5B to $1.7BAug 15, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.5B to $1.7BAug 15, 2022 to Mar 30, 2023
- RAUM · $1.5B to $1.7BAug 15, 2022 to Mar 30, 2023
- Related adviser · true to falseAug 15, 2022 to Mar 30, 2023
- Accounts · 14 to 16Mar 31, 2021 to Mar 28, 2022
- Advisory employees · 12 to 15Mar 31, 2021 to Mar 28, 2022
- Pooled vehicle clients · 14 to 16Mar 31, 2021 to Mar 28, 2022
- Employees · 13 to 17Mar 31, 2021 to Mar 28, 2022
- Private funds · 14 to 16Mar 31, 2021 to Mar 28, 2022
- Discretionary RAUM · $523M to $1.5BMar 31, 2021 to Mar 28, 2022
Signals
4 dated events
- D••••••• C•••••• M••••••••• L••• reported RAUM $3.1B, up 47% from $2.1B (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- D••••••• C•••••• M••••••••• L••• reported RAUM $2.1B, up 27% from $1.7B (2025-01-30 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- D••••••• C•••••• M••••••••• L••• reported RAUM $1.5B, up 184% from $522.7M (2021-03-31 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- D••••••• C•••••• M••••••••• L••• filed its initial SEC registration (Form ADV)Jun 30, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- D••••••• C•••••• M••••••••• L••• · Independent Sponsorsshared crd · capital_provider
- D••••••• C•••••• M••••••••• L••• · Private Equityshared crd · organization
- D••••••• C•••••• M••••••••• L••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/diversis-capitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- d•••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 310-396-4200reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026