DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••• P•••••• M••••••• L••
Latest filing Mar 19, 2026
First filing on the tape Aug 30, 2022 · 5 filings
SEC status approved since Sep 29, 2022
RAUM
$509M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$509M as of Mar 19, 2026
Mar 24, 2023$270M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 19, 2026
Mar 24, 20230 then
Employees (5.A)9 as of Mar 19, 2026
Mar 24, 20237 then
Private funds3 as of Mar 19, 2026
Mar 24, 20232 then
RAUM +57% over the last fiscal year+24% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $170MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +57%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $509M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$509M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $509M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T••••• P•••••• M•••••• F••• I•• L••• | Private Equity Fund | $212M | 45 | Aug 30, 2022 |
| T••••• P•••••• M•••••• F•••• L••• | Private Equity Fund | $112M | 23 | Mar 6, 2019 |
| T••••• P•••••• M•••••• E•••• F••••• F•••• L•••no longer reported | Private Equity Fund | $6.0M | 2 | Mar 6, 2019 |
Owners and control persons
Schedule A and B, latest filing
- C•••••••• K••••• P•••••• · Co-Founder & Managing General Partnercontrolsince 06/2018 · owns 50% to 75%
- W•••••••• E•••• A••••• · Co-Founder & Managing General Partnercontrolsince 06/2018 · owns 50% to 75%
- V••••••• J••••• A• · Chief Financial Officer/Chief Compliance Officersince 04/2020 · owns less than 5%
Related persons
Schedule D 7.A
- T••••• P•••••• M•••••• G•• L•••pooled vehicle sponsory
- T••••• P•••••• M•••••• I• G•• L•••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- p•••••• fund count surgeChange between filings · filing Mar 19, 2026private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-14 and 2026-03-19; the peer median change was 0.0% (489 comparable advisers, 93.0th percentile of changes)peers: asset managers, $500M to $1B (489) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 2 to 3Mar 14, 2025 to Mar 19, 2026
- Advisory employees · 4 to 5Mar 14, 2025 to Mar 19, 2026
- Pooled vehicle clients · 2 to 3Mar 14, 2025 to Mar 19, 2026
- Assets in custody · $324M to $509MMar 14, 2025 to Mar 19, 2026
- Employees · 7 to 9Mar 14, 2025 to Mar 19, 2026
- Private funds · 2 to 3Mar 14, 2025 to Mar 19, 2026
- Discretionary RAUM · $324M to $509MMar 14, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $324M to $509MMar 14, 2025 to Mar 19, 2026
- RAUM · $324M to $509MMar 14, 2025 to Mar 19, 2026
- Financial planning clients · unset to Mar 11, 2024 to Mar 14, 2025
- Assets in custody · $270M to $324MMar 24, 2023 to Mar 11, 2024
- Discretionary RAUM · $270M to $324MMar 24, 2023 to Mar 11, 2024
- Pooled vehicle RAUM · $270M to $324MMar 24, 2023 to Mar 11, 2024
- RAUM · $270M to $324MMar 24, 2023 to Mar 11, 2024
- Advisory employees · 3 to 4Aug 30, 2022 to Mar 24, 2023
- Assets in custody · $197M to $270MAug 30, 2022 to Mar 24, 2023
- Employees · 6 to 7Aug 30, 2022 to Mar 24, 2023
- Private funds · 4 to 2Aug 30, 2022 to Mar 24, 2023
- Discretionary RAUM · $197M to $270MAug 30, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $197M to $270MAug 30, 2022 to Mar 24, 2023
- RAUM · $197M to $270MAug 30, 2022 to Mar 24, 2023
Signals
2 dated events
- T••••• P•••••• M••••••• L•• reported RAUM $508.7M, up 57% from $323.7M (2025-03-14 to 2026-03-19)Mar 19, 2026 · RAUM change · derived
- T••••• P•••••• M••••••• L•• filed its initial SEC registration (Form ADV)Aug 30, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T••••• P•••••• M••••••• L•• · Independent Sponsorsshared crd · capital_provider
- T••••• P•••••• M••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- taurusprivatemarkets.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 484-318-8650reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026