DFX Intelligence
RIA Intelligence
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SEC-registered adviser
M••••• P••••••••• S•••••• S••••••••• I• L••
Latest filing Mar 30, 2026
First filing on the tape Jan 29, 2020 · 8 filings
SEC status approved since Feb 26, 2020
RAUM
$1.4B
reported, Item 5.F
Discretionary
11%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$1.4B as of Mar 30, 2026
Mar 30, 2021$632M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20210 then
Employees (5.A)20 as of Mar 30, 2026
Mar 30, 202111 then
Private funds: no history
RAUM +3.7% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $137MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 11%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Custody
- $996M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $996M for 7 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••• M•••••• N•• · Chief Financial Officercontrolsince 01/2023 · owns less than 5%
- M•••••• J••••• A• · Presidentcontrolsince 03/2019 · owns less than 5%
- S•••••••• M•••••• · General Counsel & Chief Compliance Officercontrolsince 03/2019 · owns less than 5%
- M•••••• H••••••• L• · Trusteecontrolsince 12/2007 · owns F of M••••• F••••• T••••
- S••••••• M••••• · Trusteecontrolsince 12/2007 · owns F of M••••• F••••• T••••
Entity owners
- M••••• F••••• T•••• · Limited Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 9 to 10Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $930M to $996MMar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $63.1M to $152MMar 28, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $1.3B to $1.2BMar 28, 2025 to Mar 30, 2026
- RAUM · $1.3B to $1.4BMar 28, 2025 to Mar 30, 2026
- Advisory employees · 13 to 16Sep 18, 2024 to Mar 28, 2025
- Assets in custody · $1.3B to $930MSep 18, 2024 to Mar 28, 2025
- Employees · 17 to 20Sep 18, 2024 to Mar 28, 2025
- Financial planning clients · unset to Sep 18, 2024 to Mar 28, 2025
- Discretionary RAUM · $0 to $63.1MSep 18, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $1.4B to $1.3BSep 18, 2024 to Mar 28, 2025
- RAUM · $1.4B to $1.3BSep 18, 2024 to Mar 28, 2025
- Accounts · 5 to 9Mar 28, 2023 to Mar 27, 2024
- Advisory employees · 11 to 13Mar 28, 2023 to Mar 27, 2024
- Assets in custody · $1.0B to $1.3BMar 28, 2023 to Mar 27, 2024
- Employees · 13 to 17Mar 28, 2023 to Mar 27, 2024
- HQ city · KING OF PRUSSIA to CONSHOHOCKENMar 28, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $1.0B to $1.4BMar 28, 2023 to Mar 27, 2024
- RAUM · $1.0B to $1.4BMar 28, 2023 to Mar 27, 2024
- Business name · M••••• P••••••••• D••• H•••••••• L•• to M••••• P••••••••• S•••••• S••••••••• I• L••Mar 30, 2022 to Mar 28, 2023
- Assets in custody · $805M to $1.0BMar 30, 2022 to Mar 28, 2023
- Employees · 14 to 13Mar 30, 2022 to Mar 28, 2023
- Legal name · M••••• P••••••••• D••• H•••••••• L•• to M••••• P••••••••• S•••••• S••••••••• I• L••Mar 30, 2022 to Mar 28, 2023
- Non-discretionary RAUM · $805M to $1.0BMar 30, 2022 to Mar 28, 2023
- RAUM · $805M to $1.0BMar 30, 2022 to Mar 28, 2023
- Accounts · 4 to 5Mar 30, 2021 to Mar 30, 2022
- Advisory employees · 5 to 11Mar 30, 2021 to Mar 30, 2022
- Assets in custody · $632M to $805MMar 30, 2021 to Mar 30, 2022
- Employees · 11 to 14Mar 30, 2021 to Mar 30, 2022
- Non-discretionary RAUM · $632M to $805MMar 30, 2021 to Mar 30, 2022
- RAUM · $632M to $805MMar 30, 2021 to Mar 30, 2022
- Accounts · 3 to 4Jan 29, 2020 to Mar 30, 2021
- Advisory employees · 8 to 5Jan 29, 2020 to Mar 30, 2021
- Assets in custody · $254M to $632MJan 29, 2020 to Mar 30, 2021
- Employees · 9 to 11Jan 29, 2020 to Mar 30, 2021
- Non-discretionary RAUM · $354M to $632MJan 29, 2020 to Mar 30, 2021
- RAUM · $354M to $632MJan 29, 2020 to Mar 30, 2021
Signals
8 dated events
- M••••• P••••••••• S•••••• S••••••••• I• L•• reported RAUM $1.4B, up 40% from $1.0B (2023-03-28 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- M••••• P••••••••• S•••••• S••••••••• I• L•• reported RAUM $1.0B, up 26% from $805.5M (2022-03-30 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- Patrick Joseph O'Grady (Chief Financial Officer) no longer on Schedule A of M••••• P••••••••• S•••••• S••••••••• I• L•• (listed 2022-03-30, absent 2023-03-28)Mar 28, 2023 · Control person left · inference
- Nmn Marina Dikos (Chief Financial Officer) appeared on Schedule A of M••••• P••••••••• S•••••• S••••••••• I• L••Mar 28, 2023 · Control person joined · fact
- M••••• P••••••••• S•••••• S••••••••• I• L•• reported RAUM $805.5M, up 27% from $632.2M (2021-03-30 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- M••••• P••••••••• S•••••• S••••••••• I• L•• reported RAUM $632.2M, up 79% from $354.0M (2020-01-29 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- A Jason M••••• (President) appeared on Schedule A of M••••• P••••••••• S•••••• S••••••••• I• L••Mar 30, 2021 · Control person joined · fact
- M••••• P••••••••• D••• H•••••••• L•• filed its initial SEC registration (Form ADV)Jan 29, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 610-265-2800reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026