DFX Intelligence
RIA Intelligence
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SEC-registered adviser
K•• W•••••
Latest filing Jul 14, 2026
First filing on the tape May 3, 2019 · 31 filings
SEC status approved since May 15, 2020
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$1.2B individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$123M
derived; firm RAUM over IAPD count
Employees
10
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$1.2B as of Jul 14, 2026
Feb 8, 2021$634M then
HNW client RAUM$988M as of Jul 14, 2026
Feb 8, 2021$394M then
State-registered IARs (5.B.3)10 as of Jul 14, 2026
Feb 8, 20218 then
Employees (5.A)10 as of Jul 14, 2026
Feb 8, 202110 then
Private funds: no history
RAUM +23% over the last fiscal year+21% a year over threeIARs 9 to 10
Practice profile
derived from the filing of Jul 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $123MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 194derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $376,413derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +11%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
- Financial planning clients
- 1,500reportedItem 5.H
- Custody
- $119M, 33 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$988M80%
- Individuals$211M17%
- Pension and profit-sharing plans$19.6M1.6%
- Corporations and businesses$14.0M1.1%
- Charitable organizations$2.7M0.2%
- Individual clients
- 1,055reported
- HNW clients
- 880reported
- Pension plan clients
- 18reported
- Charitable clients
- 3reported
- Accounts
- 3,280reported
- Financial planning clients
- 1,500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $119M for 33 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=10.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• L••• S•••••• | Redlands, Ca | May 15, 2020 | 20 y | 0 |
| M•••••• N•••• R•••••• | Redlands, Ca | May 15, 2020 | 17 y | 1 |
| R••••• A•••• B•••Certified Financial Planner, Chartered Financial Consultant | Redlands, Ca | May 15, 2020 | 10 y | 0 |
| K•••••• W••••• B••• | Redlands, Ca | May 15, 2020 | 35 y | 0 |
| S••••• D••••• G•••••• | Redlands, Ca | May 18, 2020 | 21 y | 1 |
| Q•••••• K•••••• B••• | Redlands, Ca | May 22, 2020 | 11 y | 0 |
| C••••• L•••••••Certified Financial Planner | Redlands, Ca | Mar 4, 2022 | 15 y | 0 |
| L••••• M•••• C••••••• | Redlands, Ca | Jun 24, 2025 | 10 y | 0 |
| A•••• M••••• G••••• | Redlands, Ca | Nov 20, 2025 | 13 y | 2 |
| R•••••• S•••••• | Redlands, Ca | Dec 17, 2025 | 11 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••• M••••• G••••• from L•• E••••••••• L••Nov 20, 2025 · Affiliated broker-dealer or bank to independent RIA
- S••••• D••••• G•••••• from C••••••• W••••• M•••••••••May 18, 2020 · Other
- M•••••• N•••• R•••••• from L•• F•••••••• L••May 15, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••• K••••••• W••••• · President & Investment Adviser Representativecontrolsince 05/2019 · owns less than 5%
- B•••• Q••••••• K•••••• · Owner & Chief Operating Officercontrolsince 05/2019 · owns 5% to 10%
- T•••••• E••••• K•••••••• · Owner & Chief Compliance Officer Adviser Representativecontrolsince 05/2019 · owns less than 5%
- B•••• K••••••• W••••• · Trusteecontrolsince 05/2020 · owns 50% to 75% of B••• F••••• T••••
- B•••• L•••• A• · Trusteecontrolsince 05/2023 · owns 50% to 75% of B••• F••••• T••••
- B•••• R•••••• A•••• · Ownersince 04/2023 · owns 5% to 10%
- G••••••• S•••••• D••••• · Owner & Investment Adviser Representativesince 05/2019 · owns less than 5%
- R••••••• M••••••• N•••• · Owner & Investment Adviser Representativesince 05/2019 · owns 5% to 10%
- S••••••• D••••• L••• · Owner & Investment Adviser Representativesince 05/2019 · owns 5% to 10%
Entity owners
- B••• F••••• T•••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Redlands, Ca · principal | 10 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Monrovia, CA1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 14, 2026B•••• K••••••• W••••• (PRESIDENT & INVESTMENT ADVISER REPRESENTATIVE) left Schedule A between the filings of 2024-02-12 and 2026-07-14peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Jul 14, 2026B•••• L•••• A• (TRUSTEE) left Schedule A between the filings of 2024-02-12 and 2026-07-14peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 3,191 to 3,280Nov 25, 2025 to Feb 11, 2026
- Advisory employees · 11 to 8Nov 25, 2025 to Feb 11, 2026
- BD registered reps · 11 to 10Nov 25, 2025 to Feb 11, 2026
- Corporate clients · 14 to 15Nov 25, 2025 to Feb 11, 2026
- HNW clients · 852 to 880Nov 25, 2025 to Feb 11, 2026
- Individual clients · 1,047 to 1,055Nov 25, 2025 to Feb 11, 2026
- Pension plan clients · 17 to 18Nov 25, 2025 to Feb 11, 2026
- Assets in custody · $10.6M to $119MNov 25, 2025 to Feb 11, 2026
- Employees · 12 to 10Nov 25, 2025 to Feb 11, 2026
- State-registered IARs · 11 to 10Nov 25, 2025 to Feb 11, 2026
- Discretionary RAUM · $1.2B to $1.2BNov 25, 2025 to Feb 11, 2026
- HNW RAUM · $929M to $988MNov 25, 2025 to Feb 11, 2026
- Individual RAUM · $208M to $211MNov 25, 2025 to Feb 11, 2026
- Pension RAUM · $28.3M to $19.6MNov 25, 2025 to Feb 11, 2026
- RAUM · $1.2B to $1.2BNov 25, 2025 to Feb 11, 2026
- Accounts · 2,966 to 3,191Jul 22, 2025 to Nov 25, 2025
- Advisory employees · 10 to 11Jul 22, 2025 to Nov 25, 2025
- BD registered reps · 10 to 11Jul 22, 2025 to Nov 25, 2025
- Charity clients · 4 to 3Jul 22, 2025 to Nov 25, 2025
- Corporate clients · 12 to 14Jul 22, 2025 to Nov 25, 2025
- HNW clients · 786 to 852Jul 22, 2025 to Nov 25, 2025
- Individual clients · 1,026 to 1,047Jul 22, 2025 to Nov 25, 2025
- Pooled vehicle clients · unset to 0.0Jul 22, 2025 to Nov 25, 2025
- Employees · 11 to 12Jul 22, 2025 to Nov 25, 2025
- State-registered IARs · 10 to 11Jul 22, 2025 to Nov 25, 2025
- Discretionary RAUM · $1.0B to $1.2BJul 22, 2025 to Nov 25, 2025
- HNW RAUM · $775M to $929MJul 22, 2025 to Nov 25, 2025
- Individual RAUM · $195M to $208MJul 22, 2025 to Nov 25, 2025
- Pension RAUM · $22.3M to $28.3MJul 22, 2025 to Nov 25, 2025
- Pooled vehicle RAUM · unset to 0.0Jul 22, 2025 to Nov 25, 2025
- RAUM · $1.0B to $1.2BJul 22, 2025 to Nov 25, 2025
- Advisory employees · 9 to 10Jun 25, 2025 to Jul 22, 2025
- BD registered reps · 9 to 10Jun 25, 2025 to Jul 22, 2025
- Employees · 10 to 11Jun 25, 2025 to Jul 22, 2025
- Financial planning clients · More than 500 to More than 500Jun 25, 2025 to Jul 22, 2025
- State-registered IARs · 9 to 10Jun 25, 2025 to Jul 22, 2025
- Pension plan clients · 16 to 17Feb 10, 2025 to Apr 2, 2025
- Pension RAUM · $20.5M to $22.3MFeb 10, 2025 to Apr 2, 2025
- Accounts · 2,716 to 2,966Jan 27, 2025 to Feb 10, 2025
- Corporate clients · 10 to 12Jan 27, 2025 to Feb 10, 2025
Signals
2 dated events
- A. L••• B••• (Trustee) appeared on Schedule A of K•• W•••••Feb 12, 2024 · Control person joined · fact
- K•• W••••• filed its initial SEC registration (Form ADV)May 3, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••••••@k••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- j••••@k••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- j•••@k••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- k••••@k••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- k••••@k••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- n••••@k••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- p••••@k••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- e••••@k••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 909-307-8220reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-478-8934reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/kwb-wealthreportedpublic record, Form ADV, Sep 21, 2026
- Website
- k••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $123Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026