DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••• P••••••• L••
Legal name W••••••• M••••••••• C•••••• I• L••
Latest filing Mar 31, 2026
First filing on the tape Aug 14, 2023 · 5 filings
SEC status approved since Sep 13, 2023
RAUM
$374M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$125M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$374M as of Mar 31, 2026
Mar 21, 2024$288M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Mar 21, 20243 then
Employees (5.A)5 as of Mar 31, 2026
Mar 21, 20244 then
Private funds9 as of Mar 31, 2026
Mar 21, 20247 then
RAUM +7.3% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $125MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $41.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $349M, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$374M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $349M for 8 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• G•••••• E••• | Seattle, Wa | Sep 13, 2023 | 22 y | 0 |
| R••••• A••••• B•••••••• | Seattle, Wa | Sep 13, 2023 | 16 y | 0 |
| E••• S•••••• T••••••• | Seattle, Wa | Sep 13, 2023 | 16 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••• I•••••••• L•• | Private Equity Fund | $69.1M | 25 | Mar 30, 2021 |
| S•••••••• I••••••• ••• L•• | Private Equity Fund | $55.5M | 54 | Mar 22, 2022 |
| T•••• B•••• I••••••• L•• | Private Equity Fund | $53.2M | 23 | Mar 31, 2023 |
| S•••••••• I••••••• •••••• L• | Private Equity Fund | $52.6M | 15 | Mar 22, 2022 |
| G•••• I•••••••• L•• | Other Private Fund | $41.3M | 28 | Jul 8, 2024 |
| W••••••• P••••••• F••• I• L• | Private Equity Fund | $32.5M | 1 | Mar 20, 2019 |
| C•••••• I••••••• L•• | Private Equity Fund | $22.3M | 20 | Mar 30, 2021 |
| S•••••••• I••••••• ••• I• L•• | Private Equity Fund | $3.3M | 3 | Mar 22, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• R•••••• A••••• · Managing Membercontrolsince 01/2010 · owns 50% to 75%
- E•••• B••••• G•••••• · Partnercontrolsince 03/2019 · owns less than 5%
- T•••••••• E•••• S•••••• · Managing Member; Chief Compliance Officercontrolsince 01/2010 · owns 50% to 75%
Related persons
Schedule D 7.A
- C•••••• M•••••• L••pooled vehicle sponsorn
- G•••• M••••••• L••pooled vehicle sponsorn
- G•••• M•••••• L••pooled vehicle sponsorn
- S•••••••• G• L••pooled vehicle sponsory
- S•••••••• M•••••• L••pooled vehicle sponsory
- T•••• B•••• M••••••• L••pooled vehicle sponsorn
- W••••••• M••••••••• C•••••• I• L••pooled vehicle sponsorn
- W••••••• P••••••• F••• I• G• L••pooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Seattle, Wa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 8 to 9Apr 28, 2025 to Mar 31, 2026
- Advisory employees · 4 to 5Apr 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 8 to 9Apr 28, 2025 to Mar 31, 2026
- Private funds · 8 to 9Apr 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $349M to $374MApr 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $349M to $374MApr 28, 2025 to Mar 31, 2026
- RAUM · $349M to $374MApr 28, 2025 to Mar 31, 2026
- Accounts · 7 to 8Jul 8, 2024 to Apr 28, 2025
- Pooled vehicle clients · 7 to 8Jul 8, 2024 to Apr 28, 2025
- Assets in custody · $219M to $349MJul 8, 2024 to Apr 28, 2025
- Employees · 4 to 5Jul 8, 2024 to Apr 28, 2025
- Financial planning clients · unset to Jul 8, 2024 to Apr 28, 2025
- Discretionary RAUM · $288M to $349MJul 8, 2024 to Apr 28, 2025
- Pooled vehicle RAUM · $288M to $349MJul 8, 2024 to Apr 28, 2025
- RAUM · $288M to $349MJul 8, 2024 to Apr 28, 2025
- Private funds · 7 to 8Mar 21, 2024 to Jul 8, 2024
- Private funds · 14 to 7Aug 14, 2023 to Mar 21, 2024
- Discretionary RAUM · $219M to $288MAug 14, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $219M to $288MAug 14, 2023 to Mar 21, 2024
- RAUM · $219M to $288MAug 14, 2023 to Mar 21, 2024
Signals
1 dated events
- W••••••• P••••••• L•• filed its initial SEC registration (Form ADV)Aug 14, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- W••••••• P••••••• L•• · Independent Sponsorsshared crd · capital_provider
- W••••••• P••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/westward-partners-llc/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- westwardpartnersllc.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 206-669-4007reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $125Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026