DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••••• E••••• P•••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Jun 27, 2020 · 10 filings
SEC status approved since Jul 29, 2020
RAUM
$815M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
18 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$815M as of Mar 26, 2026
Mar 31, 2021$324M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 31, 20210 then
Employees (5.A)23 as of Mar 26, 2026
Mar 31, 202111 then
Private funds3 as of Mar 26, 2026
Mar 31, 20212 then
RAUM -12% over the last fiscal year-6.7% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $163MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$815M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••••• E••••• P••••••• F••• I•• L• | Private Equity Fund | $503M | 41 | Mar 31, 2023 |
| S•••••••• E••••• P••••••• F•••• L••• | Private Equity Fund | $391M | 23 | May 16, 2019 |
| S•••••••• E••••• P••••••• P••••••• F•••• L••• | Private Equity Fund | $13.6M | 1 | May 16, 2019 |
Owners and control persons
Schedule A and B, latest filing
- F••••• P••••• B•••• · Partnercontrolsince 03/2019 · owns 25% to 50%
- G••••••• D•••••• W• · Chief Compliance Officer / Chief Financial Officercontrolsince 03/2023 · owns less than 5%
- H•••• M••••••• B•••• · Managing Partnercontrolsince 03/2019 · owns 50% to 75%
Related persons
Schedule D 7.A
- S•••••••• E••••• P••••••• F••• G• I•• L•pooled vehicle sponsory
- S•••••••• E••••• P••••••• F••• G•• L•••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 13 to 18Mar 25, 2025 to Mar 26, 2026
- Employees · 21 to 23Mar 25, 2025 to Mar 26, 2026
- Other offices · 0 to 1Mar 25, 2025 to Mar 26, 2026
- Discretionary RAUM · $925M to $815MMar 25, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $925M to $815MMar 25, 2025 to Mar 26, 2026
- RAUM · $925M to $815MMar 25, 2025 to Mar 26, 2026
- Financial planning clients · unset to Mar 25, 2024 to Mar 25, 2025
- Discretionary RAUM · $907M to $925MMar 25, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $907M to $925MMar 25, 2024 to Mar 25, 2025
- RAUM · $907M to $925MMar 25, 2024 to Mar 25, 2025
- Advisory employees · 11 to 13Mar 31, 2023 to Mar 25, 2024
- Employees · 15 to 21Mar 31, 2023 to Mar 25, 2024
- Discretionary RAUM · $1.0B to $907MMar 31, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $1.0B to $907MMar 31, 2023 to Mar 25, 2024
- RAUM · $1.0B to $907MMar 31, 2023 to Mar 25, 2024
- Accounts · 3 to 5Dec 14, 2022 to Mar 31, 2023
- Pooled vehicle clients · 3 to 5Dec 14, 2022 to Mar 31, 2023
- Private funds · 2 to 3Dec 14, 2022 to Mar 31, 2023
- Discretionary RAUM · $379M to $1.0BDec 14, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $379M to $1.0BDec 14, 2022 to Mar 31, 2023
- RAUM · $379M to $1.0BDec 14, 2022 to Mar 31, 2023
- Advisory employees · 7 to 11Dec 9, 2022 to Dec 14, 2022
- Employees · 11 to 15Dec 9, 2022 to Dec 14, 2022
- HQ city · PONTE VEDRA BEACH to NEPTUNE BEACHMar 31, 2022 to Dec 9, 2022
- Discretionary RAUM · $324M to $379MMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $324M to $379MMar 31, 2021 to Mar 31, 2022
- RAUM · $324M to $379MMar 31, 2021 to Mar 31, 2022
- Advisory employees · 6 to 7Jun 27, 2020 to Mar 31, 2021
- Employees · 9 to 11Jun 27, 2020 to Mar 31, 2021
- Private funds · 4 to 2Jun 27, 2020 to Mar 31, 2021
- Discretionary RAUM · $359M to $324MJun 27, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $359M to $324MJun 27, 2020 to Mar 31, 2021
- RAUM · $359M to $324MJun 27, 2020 to Mar 31, 2021
Signals
4 dated events
- Leigh Jennifer Lada (Chief Compliance Officer / Chief Financial Officer) no longer on Schedule A of S•••••••• E••••• P•••••••• L•• (listed 2022-12-14, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- W Daniel Giddens (Chief Compliance Officer / Chief Financial Officer) appeared on Schedule A of S•••••••• E••••• P•••••••• L••Mar 31, 2023 · Control person joined · fact
- S•••••••• E••••• P•••••••• L•• reported RAUM $1.0B, up 165% from $379.4M (2022-12-14 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- S•••••••• E••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jun 27, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•••••••• E••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- S•••••••• E••••• P•••••••• L•• · Private Equityshared crd · organization
- S•••••••• E••••• P•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- shorelineequitypartners.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 904-222-6540reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026