DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• M••••••••• L•
Latest filing Aug 28, 2026
First filing on the tape Apr 3, 2019 · 19 filings
SEC status approved since May 3, 2019
RAUM
$8.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
15 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
29
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$8.9B as of Aug 28, 2026
Mar 30, 2020$605M then
HNW client RAUM$0 as of Feb 27, 2026
Mar 30, 2020$0 then
State-registered IARs (5.B.3)0 as of Aug 28, 2026
Mar 30, 20200 then
Employees (5.A)26 as of Aug 28, 2026
Mar 30, 202012 then
Private funds29 as of Aug 28, 2026
Mar 30, 20203 then
RAUM +62% over the last fiscal year+32% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $190MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +62%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $8.7B, 45 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$8.9B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 47reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $8.7B for 45 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
17 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- B••••• G••••• S••• · Managing Partner /Chief Investment Officer/ Limited Partnercontrolsince 01/2019 · owns 75% or more
- F•••• D••••• S••• · Cfocontrolsince 01/2019 · owns less than 5%
- M•••••• L••••• A••• · General Counsel & Chief Compliance Officercontrolsince 09/2021 · owns less than 5%
- B••••• G••••• S••• · Managing Membercontrolsince 01/2019 · owns 75% or more of A••••••• M••••••••• L••
- S•••• J••••• A••••• · Limited Partnersince 07/2019 · owns 10% to 25%
Entity owners
- A••••••• M••••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- A••••••• A•••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- A••••••• F••••••••• F••• G•• L••investment adviserbankpooled vehicle sponsorn
- A••••••• S•••••• C••••••••• L••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Private funds · 25 to 29May 29, 2026 to Aug 28, 2026
- Private funds · 22 to 25Mar 31, 2026 to May 29, 2026
- Accounts · 33 to 47Feb 27, 2026 to Mar 31, 2026
- Charity clients · 0.0 to unsetFeb 27, 2026 to Mar 31, 2026
- Corporate clients · 0.0 to unsetFeb 27, 2026 to Mar 31, 2026
- HNW clients · 0.0 to unsetFeb 27, 2026 to Mar 31, 2026
- Individual clients · 0.0 to unsetFeb 27, 2026 to Mar 31, 2026
- Pension plan clients · 0.0 to unsetFeb 27, 2026 to Mar 31, 2026
- Pooled vehicle clients · 33 to 47Feb 27, 2026 to Mar 31, 2026
- Assets in custody · $5.4B to $8.7BFeb 27, 2026 to Mar 31, 2026
- Employees · 24 to 26Feb 27, 2026 to Mar 31, 2026
- Discretionary RAUM · $5.5B to $8.9BFeb 27, 2026 to Mar 31, 2026
- HNW RAUM · 0.0 to unsetFeb 27, 2026 to Mar 31, 2026
- Individual RAUM · 0.0 to unsetFeb 27, 2026 to Mar 31, 2026
- Pension RAUM · 0.0 to unsetFeb 27, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $5.5B to $8.9BFeb 27, 2026 to Mar 31, 2026
- RAUM · $5.5B to $8.9BFeb 27, 2026 to Mar 31, 2026
- Private funds · 16 to 22Mar 31, 2025 to Feb 27, 2026
- Accounts · 36 to 33Feb 19, 2025 to Mar 31, 2025
- Advisory employees · 14 to 15Feb 19, 2025 to Mar 31, 2025
- Pooled vehicle clients · 36 to 33Feb 19, 2025 to Mar 31, 2025
- Assets in custody · $4.3B to $5.4BFeb 19, 2025 to Mar 31, 2025
- Employees · 22 to 24Feb 19, 2025 to Mar 31, 2025
- Financial planning clients · unset to Feb 19, 2025 to Mar 31, 2025
- Private funds · 18 to 16Feb 19, 2025 to Mar 31, 2025
- Discretionary RAUM · $4.7B to $5.5BFeb 19, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $4.7B to $5.5BFeb 19, 2025 to Mar 31, 2025
- RAUM · $4.7B to $5.5BFeb 19, 2025 to Mar 31, 2025
- Private funds · 17 to 18Mar 28, 2024 to Feb 19, 2025
- Accounts · 34 to 36Feb 16, 2024 to Mar 28, 2024
- Advisory employees · 12 to 14Feb 16, 2024 to Mar 28, 2024
- Advisory activities · 2 to 1Feb 16, 2024 to Mar 28, 2024
- Pooled vehicle clients · 34 to 36Feb 16, 2024 to Mar 28, 2024
- Assets in custody · $3.6B to $4.3BFeb 16, 2024 to Mar 28, 2024
- Employees · 20 to 22Feb 16, 2024 to Mar 28, 2024
- Discretionary RAUM · $3.9B to $4.7BFeb 16, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $3.9B to $4.7BFeb 16, 2024 to Mar 28, 2024
- RAUM · $3.9B to $4.7BFeb 16, 2024 to Mar 28, 2024
- Private funds · 16 to 17Mar 31, 2023 to Feb 16, 2024
- Accounts · 27 to 34Feb 17, 2023 to Mar 31, 2023
Signals
7 dated events
- A••••••• M••••••••• L• reported RAUM $8.9B, up 62% from $5.5B (2026-02-27 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- A••••••• M••••••••• L• reported RAUM $4.8B, up 113% from $2.2B (2022-01-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Nicole Dunyelle Rosen (General Counsel/Cco) no longer on Schedule A of A••••••• M••••••••• L• (listed 2021-03-31, absent 2021-09-20)Sep 20, 2021 · Control person left · inference
- Anne Laura Malone (General Counsel & Chief Compliance Officer) appeared on Schedule A of A••••••• M••••••••• L•Sep 20, 2021 · Control person joined · fact
- A••••••• M••••••••• L• reported RAUM $2.2B, up 271% from $605.1M (2020-10-05 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- A••••••• M••••••••• L• reported RAUM $605.1M, up 46% from $413.7M (2019-08-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- A••••••• M••••••••• L• filed its initial SEC registration (Form ADV)Apr 3, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••••••• M••••••••• L• · Private Equityshared crd · organization
- A••••••• M••••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/atreides-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 617-422-0000reportedpublic record, Form ADV, Aug 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026