DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••••• C•••••• M••••••••• L••
Latest filing Apr 6, 2026
First filing on the tape Apr 15, 2019 · 13 filings
SEC status approved since May 22, 2019
RAUM
$3.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
31
21 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
17
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$3.9B as of Apr 6, 2026
Mar 30, 2020$146M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 6, 2026
Mar 30, 20200 then
Employees (5.A)31 as of Apr 6, 2026
Mar 30, 20208 then
Private funds17 as of Apr 6, 2026
Mar 30, 20204 then
RAUM +48% over the last fiscal year+75% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 6, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $230MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +48%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.9B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 17reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•••••• P•••••••• P••••••• I• L• | Private Equity Fund | $760M | 56 | Mar 29, 2024 |
| H•••••• E••••• P••••••• I•• L• | Private Equity Fund | $432M | 59 | Sep 19, 2019 |
| H•••••• C•••••• C••••••••• L• | Private Equity Fund | $66.7M | 3 | Mar 31, 2022 |
| H•••••• E••••• P••••••• I••••• L• | Private Equity Fund | $58.0M | 1 | Mar 31, 2022 |
| H•••••• C•••••• C••••••••• L• | Private Equity Fund | $41.4M | 9 | Mar 31, 2022 |
| H•••••• C•••••• C••••••••• L• | Private Equity Fund | $41.0M | 5 | Mar 31, 2021 |
| H•••••• C•••••• C••••••••• L• | Private Equity Fund | $24.7M | 2 | Mar 30, 2023 |
| H•••••• E••••• P••••••• I•••• L• | Private Equity Fund | $23.2M | 9 | Sep 19, 2019 |
| H•• A••••••••• I• L•• | Private Equity Fund | $11.9M | 1 | Apr 15, 2019 |
| H•••••• E••••• A••••••••• I•• L• | Private Equity Fund | $9.7M | 11 | Sep 19, 2019 |
| H•••••• C•••••• C••••••••• L• | Private Equity Fund | $0 | 4 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- G••••••• A••••• · M••••••• M•••••controlsince 01/2018 · owns 50% to 75%
- M••••••••• O•••• N•• · M••••••• Director / Chief Compliance Officer / Chief Financial Officercontrolsince 08/2022 · owns less than 5%
- S••••••• D•••• · M••••••• M•••••controlsince 01/2018 · owns 50% to 75%
Related persons
Schedule D 7.A
- H•• M••••••• M••••• I• L••pooled vehicle sponsorn
- H•••••• P••••••• G• I•• L•pooled vehicle sponsorn
- H•••••• P•••••••• P••••••• G• I• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 14 to 17Apr 10, 2025 to Mar 31, 2026
- Advisory employees · 14 to 21Apr 10, 2025 to Mar 31, 2026
- Pooled vehicle clients · 14 to 17Apr 10, 2025 to Mar 31, 2026
- Employees · 22 to 31Apr 10, 2025 to Mar 31, 2026
- Private funds · 14 to 17Apr 10, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.6B to $3.9BApr 10, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.6B to $3.9BApr 10, 2025 to Mar 31, 2026
- RAUM · $2.6B to $3.9BApr 10, 2025 to Mar 31, 2026
- Accounts · 11 to 14Mar 29, 2024 to Apr 10, 2025
- Advisory employees · 10 to 14Mar 29, 2024 to Apr 10, 2025
- Pooled vehicle clients · 11 to 14Mar 29, 2024 to Apr 10, 2025
- Employees · 17 to 22Mar 29, 2024 to Apr 10, 2025
- Financial planning clients · unset to Mar 29, 2024 to Apr 10, 2025
- Private funds · 11 to 14Mar 29, 2024 to Apr 10, 2025
- Discretionary RAUM · $1.5B to $2.6BMar 29, 2024 to Apr 10, 2025
- Pooled vehicle RAUM · $1.5B to $2.6BMar 29, 2024 to Apr 10, 2025
- RAUM · $1.5B to $2.6BMar 29, 2024 to Apr 10, 2025
- Accounts · 10 to 11Nov 16, 2023 to Mar 29, 2024
- Advisory employees · 8 to 10Nov 16, 2023 to Mar 29, 2024
- Pooled vehicle clients · 10 to 11Nov 16, 2023 to Mar 29, 2024
- Private funds · 10 to 11Nov 16, 2023 to Mar 29, 2024
- Discretionary RAUM · $732M to $1.5BNov 16, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $732M to $1.5BNov 16, 2023 to Mar 29, 2024
- RAUM · $732M to $1.5BNov 16, 2023 to Mar 29, 2024
- Accounts · 9 to 10Aug 16, 2022 to Mar 30, 2023
- Pooled vehicle clients · 9 to 10Aug 16, 2022 to Mar 30, 2023
- Employees · 13 to 17Aug 16, 2022 to Mar 30, 2023
- Private funds · 9 to 10Aug 16, 2022 to Mar 30, 2023
- Discretionary RAUM · $535M to $732MAug 16, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $535M to $732MAug 16, 2022 to Mar 30, 2023
- RAUM · $535M to $732MAug 16, 2022 to Mar 30, 2023
- Accounts · 6 to 9Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 7 to 8Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 6 to 9Mar 31, 2021 to Mar 31, 2022
- Employees · 11 to 13Mar 31, 2021 to Mar 31, 2022
- Private funds · 6 to 9Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $234M to $535MMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $234M to $535MMar 31, 2021 to Mar 31, 2022
- RAUM · $234M to $535MMar 31, 2021 to Mar 31, 2022
- Accounts · 4 to 6Nov 17, 2020 to Mar 31, 2021
Signals
8 dated events
- H•••••• C•••••• M••••••••• L•• reported RAUM $3.9B, up 48% from $2.6B (2025-04-10 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- H•••••• C•••••• M••••••••• L•• reported RAUM $2.6B, up 80% from $1.5B (2024-03-29 to 2025-04-10)Apr 10, 2025 · RAUM change · derived
- H•••••• C•••••• M••••••••• L•• reported RAUM $1.5B, up 101% from $731.8M (2023-11-16 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- H•••••• C•••••• M••••••••• L•• reported RAUM $731.8M, up 37% from $534.6M (2022-08-16 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Benjamin Lichaa (Chief Financial Officer & Chief Compliance Officer) no longer on Schedule A of H•••••• C•••••• M••••••••• L•• (listed 2022-03-31, absent 2022-08-16)Aug 16, 2022 · Control person left · inference
- Nmn Orle Mulamekic (Managing Director / Chief Compliance Officer / Chief Financial Officer) appeared on Schedule A of H•••••• C•••••• M••••••••• L••Aug 16, 2022 · Control person joined · fact
- H•••••• C•••••• M••••••••• L•• reported RAUM $534.6M, up 128% from $234.2M (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- H•••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Apr 15, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H•••••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- H•••••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- H••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-362-5965reportedpublic record, Form ADV, Apr 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026