DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• D•••••••• I••••••••• A•••••••• L••
Latest filing Jun 2, 2026
First filing on the tape Aug 24, 2022 · 10 filings
SEC status approved since Sep 23, 2022
RAUM
$279M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$279M as of Jun 2, 2026
Mar 27, 2023$261M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 2, 2026
Mar 27, 20230 then
Employees (5.A)11 as of Jun 2, 2026
Mar 27, 20239 then
Private funds3 as of Jun 2, 2026
Mar 27, 20233 then
RAUM -2.4% over the last fiscal year+2.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 2, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $93.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $279M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$279M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $279M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=10.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••••• D•••••••• F••• I•• L••• | Private Equity Fund | $168M | 130 | Aug 24, 2022 |
| A••••••• D•••••••• F•••• L••• | Private Equity Fund | $81.6M | 50 | Aug 24, 2022 |
| A••••••• D•••••••• C•••••••• F••• I• L• | Private Equity Fund | $1.4M | 2 | Aug 24, 2022 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• L••••••• J• · Trustee Of T•• D•••••• F••••• T••••controlsince 12/2017 · owns less than 5%
- D••••••• M••••••• L•••• · Trustee Of T•• M•••••• A•• T••••• D•••••• L••••• T••••controlsince 12/2017 · owns less than 5%
- G•••••• J••••••• H••••• · Partnercontrolsince 12/2017 · owns less than 5%
- J•••••• J•••• P••• · Partnercontrolsince 12/2017 · owns less than 5%
- M••••••• F••••• V•••••• · Partnercontrolsince 12/2017 · owns less than 5%
- N•••••• T•••• R•••••• H••••• · Managing Directorcontrolsince 12/2017 · owns less than 5%
- R••••• G••••••• P••• · Partnercontrolsince 12/2017 · owns less than 5%
- S•••••••• A••••••• W•••••• · Chief Financial Officer; Chief Compliance Officercontrolsince 10/2021 · owns less than 5%
- S••••••••• P••••• V••••• · Partnercontrolsince 12/2017 · owns less than 5%
- W•••••• B••••• M• · Partnercontrolsince 12/2017 · owns less than 5%
- C•••• K•••• · Membercontrolsince 12/2017 · owns 75% or more of K•• C•••••• L••
- G•••••• J••••••• H••••• · Managing Membercontrolsince 11/2016 · owns 75% or more of C••••• R••• C•••••• L••
- P•••••• A•••••••• A••• · Ceocontrolsince 07/2016 · owns 75% or more of S•••• I••
Entity owners
- C•• A••• L•• · Memberdirect · owns less than 5%
- E•••••••• W• S•••••••• S••••••• P••••••• T•••• E•••••••• W• S•••••••• T••• U• D•• 1••••••• · Memberdirect · owns 10% to 25%
- J••••• F••••• T•••• D•••• 1••••••• · Memberdirect · owns 10% to 25%
- K•• C•••••• L•• · Memberdirect · owns less than 5%
- S•••• I•• · Memberdirect · owns less than 5%
- T•• D•••••• F••••• T•••• · Memberdirect · owns 10% to 25%
- T•• M•••••• F••••• T•••• · Memberdirect · owns 10% to 25%
- T•• M•••••• A•• T••••• D•••••• L••••• T•••• · Memberdirect · owns 10% to 25%
- W••••• T•••• A•••••••• D•••• 3•••••• · Memberdirect · owns 10% to 25%
- C••••• R••• C•••••• L•• · Managing Memberindirect · owns 75% or more of C•• A••• L••
Related persons
Schedule D 7.A
- A••••••• D•••••••• A•••••••• L••broker-dealern
- A••••••• D•••••••• F••• G•• L••pooled vehicle sponsorn
- A••••••• D•••••••• F••• I• G•• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $284M to $279MMar 17, 2026 to Jun 2, 2026
- Discretionary RAUM · $284M to $279MMar 17, 2026 to Jun 2, 2026
- Pooled vehicle RAUM · $284M to $279MMar 17, 2026 to Jun 2, 2026
- RAUM · $284M to $279MMar 17, 2026 to Jun 2, 2026
- Advisory employees · 8 to 11May 28, 2025 to Mar 17, 2026
- BD registered reps · 6 to 10May 28, 2025 to Mar 17, 2026
- Assets in custody · $286M to $284MMay 28, 2025 to Mar 17, 2026
- Employees · 8 to 11May 28, 2025 to Mar 17, 2026
- Discretionary RAUM · $286M to $284MMay 28, 2025 to Mar 17, 2026
- Pooled vehicle RAUM · $286M to $284MMay 28, 2025 to Mar 17, 2026
- RAUM · $286M to $284MMay 28, 2025 to Mar 17, 2026
- Financial planning clients · unset to Mar 27, 2025 to May 28, 2025
- Advisory employees · 9 to 8May 16, 2024 to Mar 27, 2025
- BD registered reps · 7 to 6May 16, 2024 to Mar 27, 2025
- Assets in custody · $251M to $286MMay 16, 2024 to Mar 27, 2025
- Employees · 9 to 8May 16, 2024 to Mar 27, 2025
- Discretionary RAUM · $251M to $286MMay 16, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $251M to $286MMay 16, 2024 to Mar 27, 2025
- RAUM · $251M to $286MMay 16, 2024 to Mar 27, 2025
- BD registered reps · 5 to 7May 2, 2023 to Mar 29, 2024
- Assets in custody · $266M to $251MMay 2, 2023 to Mar 29, 2024
- Discretionary RAUM · $261M to $251MMay 2, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $261M to $251MMay 2, 2023 to Mar 29, 2024
- RAUM · $261M to $251MMay 2, 2023 to Mar 29, 2024
- Assets in custody · $130M to $266MAug 24, 2022 to Mar 27, 2023
- Discretionary RAUM · $130M to $261MAug 24, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $130M to $261MAug 24, 2022 to Mar 27, 2023
- RAUM · $130M to $261MAug 24, 2022 to Mar 27, 2023
Signals
2 dated events
- A••••••• D•••••••• I••••••••• A•••••••• L•• reported RAUM $260.6M, up 100% from $130.0M (2022-08-24 to 2023-03-27)Mar 27, 2023 · RAUM change · derived
- A••••••• D•••••••• I••••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Aug 24, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••••••• D•••••••• I••••••••• A•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- A••••••• D•••••••• I••••••••• A•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/american-discovery-capital/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310-481-8700reportedpublic record, Form ADV, Jun 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026