DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••••• I•••••••••
Legal name P••••••••• I••••••••• L••
Latest filing Jun 29, 2026
First filing on the tape Oct 27, 2021 · 11 filings
SEC status approved since Nov 29, 2021
RAUM
$473M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
10
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$473M as of Jun 29, 2026
Jun 23, 2022$166M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Jun 23, 20220 then
Employees (5.A)3 as of Jun 29, 2026
Jun 23, 20223 then
Private funds10 as of Jun 29, 2026
Jun 23, 20227 then
RAUM +48% over the last fiscal yearIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $47.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $288M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$473M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $288M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••••••• F••• I•• L• | Private Equity Fund | $152M | 44 | Jun 30, 2023 |
| P••••••••• 2••• L• | Private Equity Fund | $68.4M | 2 | Jul 20, 2023 |
| P••••••••• I•• ••••• P•••••••• L• | Private Equity Fund | $41.8M | 26 | Jun 30, 2021 |
| P••••••••• I••••••••• B••• L• | Private Equity Fund | $40.5M | 4 | Jun 23, 2022 |
| P••••••••• U• O••••••••• F••• I• L• | Private Equity Fund | $17.9M | 9 | Jun 30, 2021 |
| P••••••••• F••• I•• L• | Private Equity Fund | $13.9M | 21 | Mar 29, 2019 |
| P••••••••• I•• •••••• L• | Private Equity Fund | $10.4M | 28 | Jun 29, 2020 |
| P••••••••• I•• ••••• S•• L• | Private Equity Fund | $7.2M | 20 | Jun 23, 2022 |
| P••••••••• I•• •••••• L• | Private Equity Fund | $5.5M | 5 | Jun 29, 2020 |
Owners and control persons
Schedule A and B, latest filing
- B•••• A••••• M••••••• · Partner / Chief Compliance Officercontrolsince 12/2015 · owns less than 5%
- B•••• M••••••• W•••••• · Partnercontrolsince 05/2005 · owns 75% or more
Related persons
Schedule D 7.A
- 1• S••••• ••• L••••••pooled vehicle sponsorn
- A•••• 1••• ••• L••••••pooled vehicle sponsorn
- P••••••••• I••••••••• B••• ••• L••••••pooled vehicle sponsorn
- P••••••••• I••••••••• I•• ••• L••••••pooled vehicle sponsorn
- P••••••••• I••••••••• I• •••• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Virginia Beach, VA1 employees
What changed
consecutive filings, newest first
- Assets in custody · $161M to $288MJun 25, 2025 to Jun 29, 2026
- Discretionary RAUM · $392M to $473MJun 25, 2025 to Jun 29, 2026
- Pooled vehicle RAUM · $392M to $473MJun 25, 2025 to Jun 29, 2026
- RAUM · $392M to $473MJun 25, 2025 to Jun 29, 2026
- Accounts · 9 to 10Jun 25, 2024 to Jun 25, 2025
- Pooled vehicle clients · 9 to 10Jun 25, 2024 to Jun 25, 2025
- Assets in custody · $152M to $161MJun 25, 2024 to Jun 25, 2025
- Employees · 4 to 3Jun 25, 2024 to Jun 25, 2025
- Financial planning clients · unset to Jun 25, 2024 to Jun 25, 2025
- HQ state · unset to Jun 25, 2024 to Jun 25, 2025
- Private funds · 9 to 10Jun 25, 2024 to Jun 25, 2025
- Discretionary RAUM · $357M to $392MJun 25, 2024 to Jun 25, 2025
- Pooled vehicle RAUM · $357M to $392MJun 25, 2024 to Jun 25, 2025
- RAUM · $357M to $392MJun 25, 2024 to Jun 25, 2025
- Assets in custody · $152M to $152MDec 5, 2023 to Jun 25, 2024
- Employees · 3 to 4Dec 5, 2023 to Jun 25, 2024
- Assets in custody · unset to 151546500.0Jul 21, 2023 to Dec 5, 2023
- Custody of client assets · false to trueJul 21, 2023 to Dec 5, 2023
- Other offices · 0 to 1Jul 21, 2023 to Dec 5, 2023
- Private funds · 8 to 9Jun 30, 2023 to Jul 20, 2023
- Discretionary RAUM · $319M to $357MJul 20, 2023 to Jul 20, 2023
- Pooled vehicle RAUM · $319M to $357MJul 20, 2023 to Jul 20, 2023
- RAUM · $319M to $357MJul 20, 2023 to Jul 20, 2023
- Accounts · 8 to 9Jun 23, 2022 to Jun 30, 2023
- Pooled vehicle clients · 8 to 9Jun 23, 2022 to Jun 30, 2023
- Private funds · 7 to 8Jun 23, 2022 to Jun 30, 2023
- Discretionary RAUM · $166M to $319MJun 23, 2022 to Jun 30, 2023
- Pooled vehicle RAUM · $166M to $319MJun 23, 2022 to Jun 30, 2023
- RAUM · $166M to $319MJun 23, 2022 to Jun 30, 2023
- Accounts · 6 to 8Oct 28, 2021 to Jun 23, 2022
- Advisory employees · 2 to 3Oct 28, 2021 to Jun 23, 2022
- Pooled vehicle clients · 6 to 8Oct 28, 2021 to Jun 23, 2022
- Private funds · 5 to 7Oct 28, 2021 to Jun 23, 2022
- Discretionary RAUM · $156M to $166MOct 28, 2021 to Jun 23, 2022
- Pooled vehicle RAUM · $156M to $166MOct 28, 2021 to Jun 23, 2022
- RAUM · $156M to $166MOct 28, 2021 to Jun 23, 2022
- Private funds · 10 to 5Oct 27, 2021 to Oct 28, 2021
Signals
2 dated events
- P••••••••• I••••••••• reported RAUM $318.7M, up 92% from $165.7M (2022-06-23 to 2023-06-30)Jun 30, 2023 · RAUM change · derived
- P••••••••• I••••••••• filed its initial SEC registration (Form ADV)Oct 27, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P••••••••• I••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- p•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 020 7248 3425reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026