DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sqn Venture Partners, LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 31, 2022 · 8 filings
SEC status approved since Apr 29, 2022
RAUM
$137M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$137M as of Mar 31, 2026
Mar 31, 2023$149M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20230 then
Employees (5.A)8 as of Mar 31, 2026
Mar 31, 20238 then
Private funds1 as of Jan 15, 2026
Mar 31, 20232 then
RAUM -16% over the last fiscal year-2.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $45.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $137M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$137M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $137M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Sqn Venture Income Fund II, LPno longer reported | Other Private Fund | $106M | 717 | Mar 31, 2022 |
| Sqn Venture Income Fund, LPno longer reported | Other Private Fund | $55.5M | 635 | Mar 31, 2022 |
| Sqnvp Sfmg Rs LLC | Other Private Fund | $3.4M | 25 | Mar 31, 2022 |
| Sqn Tempo Automation, LLC | Other Private Fund | $0 | 1 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- Andrew Nicholas Barnett · Managing Membercontrolsince 01/2015 · owns 10% to 25%
- Lowell Thomas Harter · Chief Compliance Officercontrolsince 10/2021 · owns less than 5%
- Scott Ryan Mccalley · Managing Membercontrolsince 01/2015 · owns 75% or more
Related persons
Schedule D 7.A
- Sqn Vif Gp, LLCpooled vehicle sponsory
- Sqn Vif II Gp, LLCpooled vehicle sponsory
- Sqn Vif III Gp, LLCpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 31, 2026advises private funds (Item 7.B): yes on the filing of 2026-01-15, no on the filing of 2026-03-31peers: asset managers, $100M to $500M (1,567)
What changed
consecutive filings, newest first
- Accounts · 4 to 3Jan 15, 2026 to Mar 31, 2026
- Pooled vehicle clients · 4 to 3Jan 15, 2026 to Mar 31, 2026
- Assets in custody · $154M to $137MJan 15, 2026 to Mar 31, 2026
- Private funds · 1 to unsetJan 15, 2026 to Mar 31, 2026
- Discretionary RAUM · $164M to $137MJan 15, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $164M to $137MJan 15, 2026 to Mar 31, 2026
- RAUM · $164M to $137MJan 15, 2026 to Mar 31, 2026
- Financial planning clients · unset to Mar 24, 2025 to May 28, 2025
- Pooled vehicle clients · 5 to 4Mar 19, 2024 to Mar 24, 2025
- Employees · 6 to 8Mar 19, 2024 to Mar 24, 2025
- Private funds · 2 to 1Mar 19, 2024 to Mar 24, 2025
- Discretionary RAUM · $155M to $164MMar 19, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $155M to $164MMar 19, 2024 to Mar 24, 2025
- RAUM · $155M to $164MMar 19, 2024 to Mar 24, 2025
- Accounts · 5 to 4Mar 19, 2024 to Mar 24, 2025
- Advisory employees · 3 to 4Mar 19, 2024 to Mar 24, 2025
- Assets in custody · $148M to $154MJun 6, 2023 to Mar 19, 2024
- Employees · 8 to 6Jun 6, 2023 to Mar 19, 2024
- Discretionary RAUM · $149M to $155MJun 6, 2023 to Mar 19, 2024
- Pooled vehicle RAUM · $149M to $155MJun 6, 2023 to Mar 19, 2024
- RAUM · $149M to $155MJun 6, 2023 to Mar 19, 2024
- Accounts · 4 to 5Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 4 to 5Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $168M to $148MMar 31, 2022 to Mar 31, 2023
- Employees · 5 to 8Mar 31, 2022 to Mar 31, 2023
- Private funds · 4 to 2Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $168M to $149MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $168M to $149MMar 31, 2022 to Mar 31, 2023
- RAUM · $168M to $149MMar 31, 2022 to Mar 31, 2023
Signals
1 dated events
- Sqn Venture Partners, Llc filed its initial SEC registration (Form ADV)Mar 31, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sqn-venture-partners/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- sqnvp.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 877-485-4840reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026