DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
P•••••• E••••• L••
Latest filing May 14, 2026
First filing on the tape Jul 9, 2019 · 16 filings
SEC status approved since Aug 8, 2019
RAUM
$410M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$410M as of May 14, 2026
Mar 29, 2020$442M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 14, 2026
Mar 29, 20200 then
Employees (5.A)8 as of May 14, 2026
Mar 29, 20205 then
Private funds7 as of May 14, 2026
Mar 29, 20209 then
RAUM -17% over the last fiscal year-13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 14, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $58.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $410M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$410M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $410M for 7 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••• E••••• I•• L••• | Private Equity Fund | $164M | 67 | Mar 28, 2019 |
| P•••••• E••••• A••••••• S•• I• L••• | Private Equity Fund | $129M | 8 | Mar 28, 2017 |
| P•••••• E••••• I• L••• | Private Equity Fund | $74.1M | 24 | Sep 4, 2014 |
| P•••••• A••••••• L•• | Private Equity Fund | $47.4M | 3 | Mar 28, 2016 |
| P•••••• C•••••••• L•• | Private Equity Fund | $44.2M | 15 | Mar 29, 2020 |
| P•••••• H••••• L•• | Private Equity Fund | $39.5M | 4 | Mar 30, 2015 |
| P•••••• A•••••••• L•• | Private Equity Fund | $29.9M | 4 | Mar 29, 2020 |
| P•••••• J•••••• H•••••• L•• | Private Equity Fund | $22.6M | 6 | Mar 28, 2022 |
| P•••••• G••••••• L•• | Private Equity Fund | $12.4M | 3 | Mar 20, 2023 |
| P•••••• E••••• A••••••• S•• I•• L••• | Private Equity Fund | $12.3M | 5 | Mar 28, 2017 |
| P•••••• I• E••••••• L•• | Private Equity Fund | $2.3M | 4 | Mar 28, 2017 |
| P•••••• F••• L•• | Private Equity Fund | $1.5M | 8 | Mar 24, 2021 |
Owners and control persons
Schedule A and B, latest filing
- F•••••• C•••••• A•••••• · Managing Membercontrolsince 08/2014 · owns 50% to 75%
- L•••••••• T•••••••• B••••••• · Managing Membercontrolsince 08/2014 · owns 50% to 75%
- S••••••• N•••••• L•••••• · Chief Financial Officercontrolsince 08/2014 · owns less than 5%
- T•••••• M••••• A•••••• · Chief Compliance Officersince 01/2022 · owns less than 5%
Related persons
Schedule D 7.A
- F••••• F•••••• • C••••••• L••investment adviseryRAUM $443M
- F•• A•••••• M••••••••• L••pooled vehicle sponsory
- P•••••• E••••• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 9 to 7Jul 10, 2025 to Mar 9, 2026
- Pooled vehicle clients · 9 to 7Jul 10, 2025 to Mar 9, 2026
- Assets in custody · $495M to $410MJul 10, 2025 to Mar 9, 2026
- Private funds · 9 to 7Jul 10, 2025 to Mar 9, 2026
- Discretionary RAUM · $498M to $410MJul 10, 2025 to Mar 9, 2026
- Pooled vehicle RAUM · $498M to $410MJul 10, 2025 to Mar 9, 2026
- RAUM · $498M to $410MJul 10, 2025 to Mar 9, 2026
- Financial planning clients · unset to Mar 17, 2025 to Jul 10, 2025
- Discretionary RAUM · $495M to $498MMar 17, 2025 to Jul 10, 2025
- Pooled vehicle RAUM · $495M to $498MMar 17, 2025 to Jul 10, 2025
- RAUM · $495M to $498MMar 17, 2025 to Jul 10, 2025
- Assets in custody · $437M to $495MMay 17, 2024 to Mar 17, 2025
- Employees · 7 to 8May 17, 2024 to Mar 17, 2025
- Discretionary RAUM · $437M to $495MMay 17, 2024 to Mar 17, 2025
- Pooled vehicle RAUM · $437M to $495MMay 17, 2024 to Mar 17, 2025
- RAUM · $437M to $495MMay 17, 2024 to Mar 17, 2025
- Related adviser · true to falseMay 17, 2024 to Mar 17, 2025
- Accounts · 12 to 9Oct 23, 2023 to Mar 11, 2024
- Advisory employees · 5 to 6Oct 23, 2023 to Mar 11, 2024
- Pooled vehicle clients · 12 to 9Oct 23, 2023 to Mar 11, 2024
- Assets in custody · $611M to $437MOct 23, 2023 to Mar 11, 2024
- Employees · 6 to 7Oct 23, 2023 to Mar 11, 2024
- Private funds · 12 to 9Oct 23, 2023 to Mar 11, 2024
- Discretionary RAUM · $611M to $437MOct 23, 2023 to Mar 11, 2024
- Pooled vehicle RAUM · $611M to $437MOct 23, 2023 to Mar 11, 2024
- RAUM · $611M to $437MOct 23, 2023 to Mar 11, 2024
- Accounts · 11 to 12Jul 15, 2022 to Mar 20, 2023
- Advisory employees · 6 to 5Jul 15, 2022 to Mar 20, 2023
- Pooled vehicle clients · 11 to 12Jul 15, 2022 to Mar 20, 2023
- Assets in custody · $772M to $611MJul 15, 2022 to Mar 20, 2023
- Employees · 7 to 6Jul 15, 2022 to Mar 20, 2023
- Private funds · 11 to 12Jul 15, 2022 to Mar 20, 2023
- Discretionary RAUM · $772M to $611MJul 15, 2022 to Mar 20, 2023
- Pooled vehicle RAUM · $772M to $611MJul 15, 2022 to Mar 20, 2023
- RAUM · $772M to $611MJul 15, 2022 to Mar 20, 2023
- Accounts · 10 to 11Jun 9, 2021 to Mar 28, 2022
- Advisory employees · 5 to 6Jun 9, 2021 to Mar 28, 2022
- Pooled vehicle clients · 10 to 11Jun 9, 2021 to Mar 28, 2022
- Assets in custody · $813M to $772MJun 9, 2021 to Mar 28, 2022
- Employees · 6 to 7Jun 9, 2021 to Mar 28, 2022
Signals
4 dated events
- P•••••• E••••• L•• reported RAUM $436.7M, down 29% from $611.5M (2023-10-23 to 2024-03-11)Mar 11, 2024 · RAUM change · derived
- P•••••• E••••• L•• reported RAUM $813.4M, up 90% from $427.4M (2020-07-27 to 2021-03-24)Mar 24, 2021 · RAUM change · derived
- P•••••• E••••• L•• reported RAUM $441.6M, up 31% from $337.0M (2019-07-09 to 2020-03-29)Mar 29, 2020 · RAUM change · derived
- P•••••• E••••• L•• filed its initial SEC registration (Form ADV)Jul 9, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••••• E••••• L•• · Independent Sponsorsshared crd · capital_provider
- P•••••• E••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/peloton-equityreportedpublic record, Form ADV, Sep 18, 2026
- Website
- p•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-532-8011reportedpublic record, Form ADV, May 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026