DFX Intelligence
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Former SEC-registered adviser
G••• C•••••• P•••••••• L••
Latest filing Jul 1, 2025
First filing on the tape Jan 27, 2023 · 5 filings
SEC status approved since Feb 27, 2023
RAUM
$172M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$172M as of Jul 1, 2025
Sep 26, 2023$166M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 1, 2025
Sep 26, 20230 then
Employees (5.A)7 as of Jul 1, 2025
Sep 26, 20234 then
Private funds8 as of Jul 1, 2025
Sep 26, 20238 then
RAUM +3.8% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 1, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $17.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$172M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•• F••• I• L• | Venture Capital Fund | $34.4M | 9 | Jan 27, 2023 |
| G•• F••• I••• L• | Venture Capital Fund | $23.9M | 10 | Jan 27, 2023 |
| G•• F••• I•• L••• | Venture Capital Fund | $21.5M | 10 | Jan 27, 2023 |
| G•• F••• S•• I• L••• | Venture Capital Fund | $10.1M | 8 | Jan 27, 2023 |
| G••• L• F••• U• I• L••• | Venture Capital Fund | $7.2M | 5 | Jan 27, 2023 |
| G•• C••••••• A•••• F•••• L••• | Venture Capital Fund | $1.7M | 6 | Jan 27, 2023 |
| G•• F••• S•• I••• L••• | Venture Capital Fund | $511,000 | 2 | Jan 27, 2023 |
| G•• F••• S•• I•• L••• | Venture Capital Fund | $511,000 | 2 | Jan 27, 2023 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• S••••••• · Managercontrolsince 01/2021 · owns less than 5%
- A••••• E••• · Managercontrolsince 08/2023 · owns less than 5%
- K•••••• J•••• · Chief Compliance Officer & Chief Financial Officercontrolsince 01/2023 · owns less than 5%
- T••••••• T••••• · Managercontrolsince 11/2018 · owns less than 5%
- T•••••• Y•••••••• · Director & Chief Executive Officercontrolsince 11/2004 · owns 25% to 50% of G•••• I•••
Entity owners
- G••• C•••••• H•••••• U•• L•• · Memberdirect · owns 75% or more
- G•••• I••• · Memberindirect · owns 75% or more of G••• C•••••• H•••••• U•• L••
Related persons
Schedule D 7.A
- G•• F••• I• G•• L••pooled vehicle sponsorn
- G•• F••• I• G•• L••pooled vehicle sponsorn
- G•• F••• I•• G•• L••pooled vehicle sponsorn
- G••• L• F••• U• G• I• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · unset to May 21, 2025 to Jul 1, 2025
- HQ city · BURLINGAME to SAN FRANCISCOSep 24, 2024 to May 21, 2025
- Advisory employees · 4 to 7Sep 26, 2023 to Sep 24, 2024
- Employees · 4 to 7Sep 26, 2023 to Sep 24, 2024
- Discretionary RAUM · $166M to $172MSep 26, 2023 to Sep 24, 2024
- Pooled vehicle RAUM · $166M to $172MSep 26, 2023 to Sep 24, 2024
- RAUM · $166M to $172MSep 26, 2023 to Sep 24, 2024
- Advisory employees · 9 to 4Jan 27, 2023 to Sep 26, 2023
- Employees · 10 to 4Jan 27, 2023 to Sep 26, 2023
- Discretionary RAUM · $184M to $166MJan 27, 2023 to Sep 26, 2023
- Pooled vehicle RAUM · $184M to $166MJan 27, 2023 to Sep 26, 2023
- RAUM · $184M to $166MJan 27, 2023 to Sep 26, 2023
Signals
4 dated events
- G••• C•••••• P•••••••• L•• no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $172.1M)Dec 20, 2025 · Left the SEC roster · derived
- M••••••• K••••• (Manager) no longer on Schedule A of G••• C•••••• P•••••••• L•• (listed 2023-09-26, absent 2024-09-24)Sep 24, 2024 · Control person left · inference
- E••• A•••• (Manager) appeared on Schedule A of G••• C•••••• P•••••••• L••Sep 26, 2023 · Control person joined · fact
- G••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jan 27, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- G••• C•••••• P•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- g••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026