DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sovereign'S Capital Management, LLC
Latest filing Mar 30, 2026
First filing on the tape Jun 30, 2022 · 17 filings
SEC status approved since Jul 29, 2022
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
37
27 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
25
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$1.3B as of Mar 30, 2026
Mar 30, 2023$554M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20230 then
Employees (5.A)37 as of Mar 30, 2026
Mar 30, 202330 then
Private funds25 as of Mar 30, 2026
Mar 30, 202319 then
RAUM +21% over the last fiscal year+32% a year over threeIARs 0 to 0offices 2 to 3
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $47.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.2B92%
- Investment companies$101M7.9%
- Charitable organizations$2.2M0.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 27reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
25 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Sovereign'S Capital Lower Middle Market Fund II, LP | Private Equity Fund | $163M | 167 | Jun 30, 2022 |
| Sovereign'S Capital Access Fund I, LP | Private Equity Fund | $107M | 96 | Mar 31, 2022 |
| Sovereign'S Capital III, LP | Venture Capital Fund | $87.6M | 85 | Apr 5, 2019 |
| Sovereign'S Capital Omega Fund (Ai), LP | Hedge Fund | $64.4M | 55 | Jun 30, 2022 |
| Sovereign'S Amts, LP | Private Equity Fund | $59.8M | 27 | Mar 30, 2023 |
| Sovereign'S Capital Evergreen Fund I, LLC | Private Equity Fund | $54.9M | 22 | Mar 31, 2022 |
| Sovereign'S Capital II, LP | Venture Capital Fund | $54.8M | 40 | Apr 5, 2019 |
| Sovereign'S Vermeer, LLC | Private Equity Fund | $39.8M | 3 | Mar 31, 2022 |
| Sovereign'S Capital Venture IV, LP | Venture Capital Fund | $32.7M | 59 | Jun 30, 2022 |
| Callis Capital Fund I, LP | Real Estate Fund | $30.5M | 13 | Mar 28, 2024 |
| The One Two Five Fund, LP | Private Equity Fund | $30.2M | 1 | Mar 28, 2024 |
| Sovereign'S Capital Real Estate Fund II, LP | Real Estate Fund | $25.4M | 20 | Mar 28, 2024 |
| Sovereign'S Kingdom A LP | Private Equity Fund | $24.3M | 54 | Mar 28, 2024 |
| Sovereign'S Capital, LP | Venture Capital Fund | $22.7M | 77 | Apr 5, 2019 |
| Sovereign'S E&S, LP | Private Equity Fund | $11.6M | 15 | Mar 31, 2022 |
| Sovereign'S Capital II (Cayman), LP | Other Private Fund | $10.6M | 3 | Apr 5, 2019 |
| Sovereign'S Environmental, LP | Private Equity Fund | $3.8M | 6 | Mar 31, 2022 |
| Sovereign'S Cloudfactory C, LP | Venture Capital Fund | $3.7M | 36 | Mar 17, 2020 |
| Mindshare Cloudfactory Bridge, LPno longer reported | Venture Capital Fund | $2.9M | 10 | Apr 5, 2019 |
| Cg Investment Partners, LP | Private Equity Fund | $2.9M | 18 | Mar 31, 2022 |
| Sovereign'S Brightlight Sidecar, LP | Private Equity Fund | $2.4M | 6 | Mar 31, 2022 |
| Sovereign'S Fringe, LP | Venture Capital Fund | $1.3M | 12 | Mar 30, 2023 |
| Sovereign'S Thrive I, LPno longer reported | Venture Capital Fund | $676,000 | 18 | Apr 5, 2019 |
| Sovereign'S Thrive I, LP | Venture Capital Fund | $660,470 | 19 | Jun 30, 2022 |
| Sc Restorepro Sidecar, LP | Private Equity Fund | $0 | 23 | Mar 19, 2021 |
Owners and control persons
Schedule A and B, latest filing
- William John Coleman · Managing Partnercontrolsince 02/2021 · owns less than 5%
- Nmn Suzanne Hickey · Chief Compliance Officercontrolsince 11/2024 · owns less than 5%
- Elizabeth Michelle Hoffman · Chief Financial Officercontrolsince 05/2022 · owns less than 5%
- Paul Thomsen Jacob · Managing Partnercontrolsince 07/2019 · owns less than 5%
- Rice Henry Kaestner · Partnercontrolsince 07/2012 · owns less than 5%
- Miller Lukas Roush · Managing Partnercontrolsince 07/2012 · owns less than 5%
- Kevin Sutantyo · Partnercontrolsince 06/2017 · owns less than 5%
- Ernst Michael Tremain · Managing Partnercontrolsince 09/2019 · owns less than 5%
- Stuart Casey Crawford · Managing Member, Ownercontrolsince 07/2022 · owns 75% or more of Mm Scm Am, LLC
Entity owners
- Sovereign'S Capital Holdings, LLC · Memberdirect · owns 75% or more
- Mm Scm Am, LLC · Managing Member, Ownerindirect · owns 50% to 75% of Sovereign'S Capital Holdings, LLC
Related persons
Schedule D 7.A
- Callis Capital Fund I Gp LLCpooled vehicle sponsory
- Cg Investment Partners Gp, LLCpooled vehicle sponsory
- Leap Insurance LLC Dba Movement Insurancereal estaten
- Movement Asset Management, LLCinvestment advisern
- Movement Bankn
- Ronald Blue Trust, Incn
- Sc Omega (Ai) Gp, LLCpooled vehicle sponsory
- Scafgp I, LLCpooled vehicle sponsory
- Scre II Gp, LLCpooled vehicle sponsory
- Sncf Evergreen Gp, LLCpooled vehicle sponsory
- Sovereign'S Gp II (Cayman), Ltdpooled vehicle sponsory
- Sovereign'S Gp II, LLCpooled vehicle sponsory
- Sovereign'S Gp III, LLCpooled vehicle sponsory
- Sovereign'S Gp Lmm II, LLCpooled vehicle sponsory
- Sovereign'S Gp Venture IV, LLCpooled vehicle sponsory
- Sovereign'S Gp, LLCpooled vehicle sponsory
- Sovereign'S Holding, LLCpooled vehicle sponsory
- Sovereign'S Kingdom Spv Gp, LLCpooled vehicle sponsory
- Vident Asset Management, LLCinvestment advisern
Advisers that list Sovereign'S Capital Management, LLC as a related person
- 286622 n
Offices
Schedule D 1.F, the 25 largest
- Chattanooga, TN4 employees
- Senayan City, Jakarta, Indonesia3 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 30, 2026insurance affiliate (Item 7.A.10): no on the filing of 2026-01-05, yes on the filing of 2026-03-30peers: asset managers, $1B to $5B (1,506)
- business activity changedChange between filings · filing Mar 30, 2026selection of other advisers (Item 5.G.7): no on the filing of 2026-01-05, yes on the filing of 2026-03-30peers: asset managers, $1B to $5B (1,506)
What changed
consecutive filings, newest first
- Accounts · 28 to 27Jan 5, 2026 to Mar 30, 2026
- Advisory employees · 26 to 27Jan 5, 2026 to Mar 30, 2026
- Advisory activities · 3 to 4Jan 5, 2026 to Mar 30, 2026
- BD registered reps · 0 to 5Jan 5, 2026 to Mar 30, 2026
- Charity clients · unset to 1.0Jan 5, 2026 to Mar 30, 2026
- Pooled vehicle clients · 26 to 25Jan 5, 2026 to Mar 30, 2026
- Employees · 35 to 37Jan 5, 2026 to Mar 30, 2026
- Private funds · 26 to 25Jan 5, 2026 to Mar 30, 2026
- Discretionary RAUM · $1.1B to $1.3BJan 5, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $963M to $1.2BJan 5, 2026 to Mar 30, 2026
- RAUM · $1.1B to $1.3BJan 5, 2026 to Mar 30, 2026
- Related insurance company · false to trueJan 5, 2026 to Mar 30, 2026
- Other offices · 2 to 3Mar 31, 2025 to Aug 29, 2025
- Accounts · 25 to 28Nov 27, 2024 to Mar 31, 2025
- Advisory employees · 28 to 26Nov 27, 2024 to Mar 31, 2025
- Pooled vehicle clients · 23 to 26Nov 27, 2024 to Mar 31, 2025
- Financial planning clients · unset to Nov 27, 2024 to Mar 31, 2025
- Private funds · 23 to 26Nov 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $867M to $1.1BNov 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $834M to $963MNov 27, 2024 to Mar 31, 2025
- RAUM · $867M to $1.1BNov 27, 2024 to Mar 31, 2025
- Advisory employees · 30 to 28Jul 12, 2024 to Nov 27, 2024
- Other offices · 1 to 2Jul 12, 2024 to Nov 27, 2024
- Accounts · 19 to 25Sep 29, 2023 to Mar 28, 2024
- Advisory employees · 25 to 30Sep 29, 2023 to Mar 28, 2024
- Advisory activities · 2 to 3Sep 29, 2023 to Mar 28, 2024
- Pooled vehicle clients · 19 to 23Sep 29, 2023 to Mar 28, 2024
- Employees · 30 to 35Sep 29, 2023 to Mar 28, 2024
- Private funds · 19 to 23Sep 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $563M to $867MSep 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $563M to $834MSep 29, 2023 to Mar 28, 2024
- RAUM · $563M to $867MSep 29, 2023 to Mar 28, 2024
- Related adviser · false to trueSep 29, 2023 to Mar 28, 2024
- HQ city · RALEIGH to ATLANTAJul 18, 2023 to Sep 29, 2023
- HQ state · NC to GAJul 18, 2023 to Sep 29, 2023
- Discretionary RAUM · $554M to $563MApr 28, 2023 to Jul 18, 2023
- Pooled vehicle RAUM · $554M to $563MApr 28, 2023 to Jul 18, 2023
- RAUM · $554M to $563MApr 28, 2023 to Jul 18, 2023
- Accounts · 17 to 19Jan 17, 2023 to Mar 30, 2023
- Advisory employees · 24 to 25Jan 17, 2023 to Mar 30, 2023
Signals
7 dated events
- Nmn Suzanne Hickey (Chief Compliance Officer) appeared on Schedule A of Sovereign'S Capital Management, LlcNov 27, 2024 · Control person joined · fact
- Stephen Bradley Alastair Cotterell (Chief Compliance Officer) no longer on Schedule A of Sovereign'S Capital Management, Llc (listed 2024-07-12, absent 2024-11-27)Nov 27, 2024 · Control person left · inference
- Sovereign'S Capital Management, Llc reported RAUM $867.2M, up 54% from $563.2M (2023-09-29 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Stephen Bradley Alastair Cotterell (Chief Compliance Officer) appeared on Schedule A of Sovereign'S Capital Management, LlcApr 28, 2023 · Control person joined · fact
- Sovereign'S Capital Management, Llc reported RAUM $554.4M, up 47% from $377.0M (2023-01-17 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Stuart Casey Crawford (Managing Member, Owner) appeared on Schedule A of Sovereign'S Capital Management, LlcSep 15, 2022 · Control person joined · fact
- Sovereign'S Capital Management, Llc filed its initial SEC registration (Form ADV)Jun 30, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Sovereign's Capital Management, LLC · Independent Sponsorsshared crd · capital_provider
- Sovereign's Capital Management, LLC · Private Equityshared crd · organization
- Sovereign's Capital Management, LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sovereign's-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- sovereignscapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 404-260-2798reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Sovereign'S Capital Management, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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