DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Inscription Family Office, LLC

No RAUM reportedHouston, TexasCRD 301900SEC 801-116726IAPD
Latest filing Mar 25, 2026
First filing on the tape May 1, 2019 · 11 filings
SEC status approved since Jun 3, 2019
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$0 as of Mar 25, 2026
Mar 6, 2020$0 then
HNW client RAUM$0 as of Mar 25, 2026
Mar 6, 2020$0 then
State-registered IARs (5.B.3)4 as of Mar 25, 2026
Mar 6, 20205 then
Employees (5.A)4 as of Mar 25, 2026
Mar 6, 20205 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, otherreportedItem 5.G
Custody
$550,000, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$550,000 for 1 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Alvaro Trullenque · Managing Member & Chief Compliance Officercontrol
    since 04/2019 · owns 50% to 75%
  • James Brian Bova · Ownercontrol
    since 08/2019 · owns 75% or more of Oeb Wealth Holdings, Inc.
  • L David Eustis Jr. · Ownercontrol
    since 08/2019 · owns 75% or more of Moe, Inc.
  • Paul Marc Oster · Ownercontrol
    since 08/2019 · owns 75% or more of Psmc Interests, Inc.
Entity owners
  • Merchant Wealth Management Holdings, LLC · Owner
    direct · owns 5% to 10%
  • Moe, Inc. · Member
    direct · owns 10% to 25%
  • Oeb Wealth Holdings, Inc. · Member
    direct · owns 10% to 25%
  • Psmc Interests, Inc. · Member
    direct · owns 10% to 25%
  • Merchant Investment Management Holdings LLC · Member
    indirect · owns 75% or more of Merchant Investment Management, LLC
  • Merchant Investment Management, LLC · Member
    indirect · owns 75% or more of Merchant Wealth Management Holdings, LLC
Related persons
Schedule D 7.A
Advisers that list Inscription Family Office, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Houston, Tx · principal400
Offices
Schedule D 1.F, the 25 largest
  • Houston, TX1 employees
What changed
consecutive filings, newest first
  • Assets in custody · $600,000 to $550,000
    Mar 20, 2025 to Mar 25, 2026
  • BD registered reps · 2 to 0
    Jan 10, 2024 to Mar 20, 2025
  • Assets in custody · $700,000 to $600,000
    Jan 10, 2024 to Mar 20, 2025
  • Financial planning clients · 0 to 1-10
    Jan 10, 2024 to Mar 20, 2025
  • Assets in custody · $400,000 to $700,000
    Mar 14, 2023 to Jan 10, 2024
  • Advisory employees · 5 to 4
    Dec 1, 2022 to Mar 14, 2023
  • Assets in custody · $0 to $400,000
    Dec 1, 2022 to Mar 14, 2023
  • Custody of client assets · false to true
    Dec 1, 2022 to Mar 14, 2023
  • Employees · 5 to 4
    Dec 1, 2022 to Mar 14, 2023
  • Insurance-licensed employees · 5 to 4
    Dec 1, 2022 to Mar 14, 2023
  • State-registered IARs · 5 to 4
    Dec 1, 2022 to Mar 14, 2023
  • Custody of client assets · true to false
    Sep 25, 2019 to Mar 6, 2020
  • Employees · 6 to 5
    Sep 25, 2019 to Mar 6, 2020
  • Insurance-licensed employees · 6 to 5
    Sep 25, 2019 to Mar 6, 2020
  • HNW RAUM · unset to 0.0
    Sep 25, 2019 to Mar 6, 2020
  • Advisory employees · 4 to 5
    May 1, 2019 to Sep 25, 2019
  • BD registered reps · 1 to 2
    May 1, 2019 to Sep 25, 2019
  • Employees · 5 to 6
    May 1, 2019 to Sep 25, 2019
  • Insurance-licensed employees · 5 to 6
    May 1, 2019 to Sep 25, 2019
  • Financial planning clients · unset to 0
    May 1, 2019 to Sep 25, 2019
Signals
3 dated events
  • Marie Lena Stinson (Chief Compliance Officer) no longer on Schedule A of Inscription Family Office, Llc (listed 2023-03-14, absent 2024-01-10)
    Jan 10, 2024 · Control person left · inference
  • Mark Robert Flatow left Inscription Family Office, Llc for Drake & Associates, Llc (registered 2022-09-22)
    Jul 8, 2022 · Advisor changed firm · fact
  • Inscription Family Office, Llc filed its initial SEC registration (Form ADV)
    May 1, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
Principal office phone
832-649-7700reportedpublic record, Form ADV, Mar 25, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
No RAUM reportedderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026